HKC (HOLDINGS) LIMITED: Wrnt due 2011-05-21

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Exchange	Code	Listed	Last trade	Delisted
HK Main	00407	2009-05-26	2011-05-17	2011-05-23	Docs

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• About CCASS

Stock code:

Big changes in CCASS holders

This table shows daily movements larger than 0.25% of outstanding shares. Click the "Change" heading to sort by absolute size of change. Click the participant name to see the history of its holding in this stock. Click the date of change to see the CCASS movements on that date.

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Row	Date Y-M-D	Participant	Change	Previous change
1	11-05-23	HANG SENG SECURITIES LTD	-0.45	11-05-19
2		CMBC SECURITIES CO LTD	-0.88	11-05-19
3		BANK OF CHINA (HONG KONG) LTD	-0.97	11-05-20
4		THE HONGKONG AND SHANGHAI BANKING	-1.23	11-05-20
5		CITIBANK N.A.	-3.72	11-05-19
6		GOLDMAN SACHS (ASIA) SECURITIES LTD	-19.54	11-05-19
7	11-05-20	STANDARD CHARTERED BANK (HONG KONG) LTD	-0.43	11-05-19
8		CREDIT SUISSE SECURITIES (HONG KONG) LTD	-0.44	11-05-13
9		THE HONGKONG AND SHANGHAI BANKING	-2.98	11-05-19
10		HONG KONG SECURITIES CLEARING CO. LTD.	-10.37	11-05-19
11	11-05-19	HONG KONG SECURITIES CLEARING CO. LTD.	4.39	11-05-18
12		CHINA MERCHANTS SECURITIES (HK) CO LTD	-0.26	11-05-18
13		BRIGHT SMART SECURITIES INTERNATIONAL	-0.28	11-05-18
14		TAK FUNG SHARES INVESTMENT CO LTD	-0.33	11-05-03
15		UOB KAY HIAN (HONG KONG) LTD	-0.36	11-05-05
16		WIN WONG SECURITIES LTD	-0.37	11-05-17
17		MASON SECURITIES LTD	-0.49	11-05-16
18		DBS VICKERS (HONG KONG) LTD	-0.57	11-05-18
19		EVERBRIGHT SECURITIES INVESTMENT	-0.58	11-05-18
20		CHUNG LEE SECURITIES CO LTD	-0.65	10-08-06
21		BANK OF COMMUNICATIONS TRUSTEE LTD	-0.69	11-05-18
22		CHIEF SECURITIES LTD	-0.83	11-05-18
23		CMB INTERNATIONAL GLOBAL MARKETS LTD	-1.35	11-05-18
24		GOLDMAN SACHS (ASIA) SECURITIES LTD	-3.58	11-05-17
25	11-05-18	HONG KONG SECURITIES CLEARING CO. LTD.	3.86	11-05-17
26		DBS VICKERS (HONG KONG) LTD	0.43	11-05-11
27		HERMES SECURITIES LTD	-0.64	11-05-12
28		TSE'S SECURITIES LTD	-2.86	11-05-17
29	11-05-17	GOLDMAN SACHS (ASIA) SECURITIES LTD	14.20	10-10-19
30		HONG KONG SECURITIES CLEARING CO. LTD.	0.51	11-05-16
31		GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.40	11-05-16
32		BOCI SECURITIES LTD	-0.41	11-05-16
33		THE HONGKONG AND SHANGHAI BANKING	-13.53	11-05-16
34	11-05-16	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	0.32	11-05-13
35		MORGAN STANLEY HONG KONG SECURITIES LTD	-0.43	11-05-13
36		HONG KONG SECURITIES CLEARING CO. LTD.	-5.26	11-05-13
37	11-05-13	HONG KONG SECURITIES CLEARING CO. LTD.	5.37	11-05-12
38		MORGAN STANLEY HONG KONG SECURITIES LTD	0.40	10-12-02
39		BANK OF CHINA (HONG KONG) LTD	-0.29	11-05-12
40		STANDARD CHARTERED BANK (HONG KONG) LTD	-0.44	11-05-12
41		GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.48	11-05-12
42		EAST ASIA SECURITIES CO LTD	-0.50	11-05-12
43		HANG SENG SECURITIES LTD	-1.53	11-05-12
44		SHANGHAI COMMERCIAL BANK LTD	-1.61	11-05-12
45		HANG SENG BANK LTD	-2.28	11-03-18
46	11-05-12	STANDARD CHARTERED BANK (HONG KONG) LTD	0.42	11-05-11
47		HONG KONG SECURITIES CLEARING CO. LTD.	0.31	11-05-11
48	11-05-11	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.60	11-05-09
49		HONG KONG SECURITIES CLEARING CO. LTD.	-30.03	11-05-09
50	11-05-09	HONG KONG SECURITIES CLEARING CO. LTD.	30.85	11-05-06
51		THE BANK OF EAST ASIA LTD	-31.10	11-05-04
52	11-05-06	CITIBANK N.A.	0.26	11-03-25
53	11-05-05	TSE'S SECURITIES LTD	0.31	11-05-04
54		BOCI SECURITIES LTD	-0.38	11-05-04
55	11-05-04	THE BANK OF EAST ASIA LTD	1.95	11-03-18
56		HONG KONG SECURITIES CLEARING CO. LTD.	-0.81	11-05-03
57	11-05-03	THE HONGKONG AND SHANGHAI BANKING	0.92	11-04-29
58		HONG KONG SECURITIES CLEARING CO. LTD.	0.51	11-04-29
59		GUOYUAN SECURITIES BROKERAGE (HONG KONG)	0.37	11-04-28
60		TSE'S SECURITIES LTD	0.31	11-04-28
61		HAITONG INTERNATIONAL SECURITIES CO LTD	-0.25	11-04-29
62		WELLFULL SECURITIES CO LTD	-0.31	11-04-04
63		SHENWAN HONGYUAN SECURITIES (H.K.) LTD	-0.32	11-04-29
64	11-04-29	HERMES SECURITIES LTD	0.29	10-08-09
65	11-04-28	TSE'S SECURITIES LTD	0.41	11-04-27
66		THE HONGKONG AND SHANGHAI BANKING	-0.45	11-04-27
67	11-04-27	TSE'S SECURITIES LTD	0.32	11-04-20
68		THE HONGKONG AND SHANGHAI BANKING	-0.47	11-04-26
69	11-04-26	CHINA EVERBRIGHT SECURITIES (HK) LTD	-0.32	11-04-19
70	11-04-21	HONG KONG SECURITIES CLEARING CO. LTD.	-1.07	11-04-20
71	11-04-20	HONG KONG SECURITIES CLEARING CO. LTD.	0.91	11-04-19
72		THE HONGKONG AND SHANGHAI BANKING	-1.25	11-04-19
73	11-04-19	CHINA EVERBRIGHT SECURITIES (HK) LTD	0.45	11-04-18
74	11-04-18	HONG KONG SECURITIES CLEARING CO. LTD.	0.38	11-04-15
75	11-04-12	BANK OF CHINA (HONG KONG) LTD	-0.36	11-04-11
76	11-04-08	HONG KONG SECURITIES CLEARING CO. LTD.	0.39	11-04-07
77		THE HONGKONG AND SHANGHAI BANKING	-0.25	11-04-07
78		BANK OF CHINA (HONG KONG) LTD	-0.54	11-04-07
79	11-04-07	TSE'S SECURITIES LTD	0.26	11-04-06
80		HONG KONG SECURITIES CLEARING CO. LTD.	-0.43	11-04-06
81	11-04-06	TSE'S SECURITIES LTD	0.26	11-04-04
82	11-04-01	HONG KONG SECURITIES CLEARING CO. LTD.	0.40	11-03-31
83		THE HONGKONG AND SHANGHAI BANKING	-0.42	11-03-31
84	11-03-31	THE HONGKONG AND SHANGHAI BANKING	0.34	11-03-30
85	11-03-28	HONG KONG SECURITIES CLEARING CO. LTD.	0.42	11-03-25
86	11-03-10	HONG KONG SECURITIES CLEARING CO. LTD.	-0.85	11-03-09
87	11-03-08	HONG KONG SECURITIES CLEARING CO. LTD.	0.99	11-03-03
88	11-03-07	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.34	11-03-01
89	11-02-23	THE BANK OF EAST ASIA LTD	0.71	10-10-04
90	11-02-18	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.51	11-02-17
91	11-01-04	HONG KONG SECURITIES CLEARING CO. LTD.	-0.28	11-01-03
92	11-01-03	THE HONGKONG AND SHANGHAI BANKING	0.29	10-12-23
93		HONG KONG SECURITIES CLEARING CO. LTD.	0.29	10-12-17
94	10-12-17	HONG KONG SECURITIES CLEARING CO. LTD.	-0.37	10-12-16
95	10-12-15	HONG KONG SECURITIES CLEARING CO. LTD.	0.34	10-12-06
96		GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.34	10-12-13
97	10-12-03	HONG KONG SECURITIES CLEARING CO. LTD.	-0.41	10-12-02
98	10-12-02	HONG KONG SECURITIES CLEARING CO. LTD.	0.41	10-11-26
99		SHANGHAI COMMERCIAL BANK LTD	-0.44	10-11-29
100	10-11-26	HONG KONG SECURITIES CLEARING CO. LTD.	-0.60	10-11-24
101	10-11-24	HONG KONG SECURITIES CLEARING CO. LTD.	0.60	10-11-16
102		GUOYUAN SECURITIES BROKERAGE (HONG KONG)	-0.60	10-11-11
103	10-10-18	THE HONGKONG AND SHANGHAI BANKING	3.11	10-10-15
104		GOLDMAN SACHS (ASIA) SECURITIES LTD	-3.13	10-10-06
105	10-10-06	GOLDMAN SACHS (ASIA) SECURITIES LTD	2.08	10-09-30
106		THE HONGKONG AND SHANGHAI BANKING	-2.01	10-10-05
107	10-09-30	GOLDMAN SACHS (ASIA) SECURITIES LTD	0.69	10-08-17
108		THE HONGKONG AND SHANGHAI BANKING	-0.54	10-09-29
109	10-09-03	THE BANK OF EAST ASIA LTD	1.79	10-03-10
110	10-07-30	THE HONGKONG AND SHANGHAI BANKING	0.71	10-07-29
111	10-06-10	GOLDMAN SACHS (ASIA) SECURITIES LTD	1.35	10-06-09
112		THE HONGKONG AND SHANGHAI BANKING	-1.35	10-06-09
113	10-05-25	THE HONGKONG AND SHANGHAI BANKING	1.45	10-05-24
114		GOLDMAN SACHS (ASIA) SECURITIES LTD	-1.44	10-05-24
115	10-05-24	GOLDMAN SACHS (ASIA) SECURITIES LTD	1.36	10-05-13
116		THE HONGKONG AND SHANGHAI BANKING	-1.35	10-05-20
117	10-05-13	THE HONGKONG AND SHANGHAI BANKING	1.35	10-05-11
118		GOLDMAN SACHS (ASIA) SECURITIES LTD	-0.83	10-03-16
119	10-04-30	THE HONGKONG AND SHANGHAI BANKING	1.02	10-04-29
120	10-04-29	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	-0.36	10-04-28
121	10-04-28	HONG KONG SECURITIES CLEARING CO. LTD.	-1.10	10-04-27
122	10-04-27	HONG KONG SECURITIES CLEARING CO. LTD.	0.93	10-04-26
123		SANFULL SECURITIES LTD	-0.94	10-04-23
124	10-04-21	HONG KONG SECURITIES CLEARING CO. LTD.	-0.45	10-04-20
125	10-04-20	HONG KONG SECURITIES CLEARING CO. LTD.	0.35	10-04-19
126	10-04-09	THE HONGKONG AND SHANGHAI BANKING	0.32	10-04-08
127	10-03-31	HONG KONG SECURITIES CLEARING CO. LTD.	-1.66	10-03-30
128	10-03-30	HONG KONG SECURITIES CLEARING CO. LTD.	1.57	10-03-29
129		STANDARD CHARTERED BANK (HONG KONG) LTD	-1.59	10-03-29
130	10-03-26	HONG KONG SECURITIES CLEARING CO. LTD.	-0.34	10-03-25
131	10-03-25	STANDARD CHARTERED BANK (HONG KONG) LTD	1.55	10-03-24
132		HONG KONG SECURITIES CLEARING CO. LTD.	0.28	10-03-24
133		CHINA EVERBRIGHT SECURITIES (HK) LTD	-0.28	10-03-24
134		TUNG SHING SECURITIES (BROKERS) LTD	-0.31	10-03-24
135		BOCI SECURITIES LTD	-0.42	10-03-24
136		ICBC (ASIA) SECURITIES LTD	-0.58	10-03-23
137	10-03-19	BOCI SECURITIES LTD	0.32	10-03-18
138	10-03-18	CMBC SECURITIES CO LTD	-0.41	10-03-17
139	10-02-17	THE HONGKONG AND SHANGHAI BANKING	8.15	10-02-12
140		GOLDMAN SACHS (ASIA) SECURITIES LTD	-8.10	10-02-05
141	10-02-05	GOLDMAN SACHS (ASIA) SECURITIES LTD	11.00	09-10-23
142		THE HONGKONG AND SHANGHAI BANKING	-8.10	10-02-04
143	10-01-22	THE HONGKONG AND SHANGHAI BANKING	0.35	10-01-21
144	10-01-15	THE BANK OF EAST ASIA LTD	0.80	09-12-08
145	09-12-18	SHANGHAI COMMERCIAL BANK LTD	0.46	09-12-17
146		MASTERLINK SECURITIES (HONG KONG)	-0.33	09-11-27
147	09-12-09	SHANGHAI COMMERCIAL BANK LTD	0.26	09-12-08
148	09-12-04	SHANGHAI COMMERCIAL BANK LTD	0.25	09-12-03
149	09-11-27	MASTERLINK SECURITIES (HONG KONG)	0.31	09-11-26
150	09-11-26	MASTERLINK SECURITIES (HONG KONG)	0.29	09-06-12
151	09-11-25	CHINA EVERBRIGHT SECURITIES (HK) LTD	0.28	09-11-23
152	09-11-10	SHANGHAI COMMERCIAL BANK LTD	0.26	09-11-09
153		HSBC BROKING SECURITIES (HONG KONG) LTD	0.25	09-10-29
154	09-11-09	CMBC SECURITIES CO LTD	0.62	09-10-28
155	09-11-06	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	0.30	09-10-28
156		CITIC SECURITIES BROKERAGE (HK) LTD	0.29	09-10-28
157		HAITONG INTERNATIONAL SECURITIES CO LTD	0.27	09-10-30
158	09-11-04	HANG SENG BANK LTD	0.69	09-10-13
159		GUOTAI JUNAN SECURITIES (HONG KONG) LTD	0.29	09-10-27
160	09-11-03	THE BANK OF EAST ASIA LTD	1.40	09-11-02
161		BOCI SECURITIES LTD	0.45	09-10-30
162		CITIBANK N.A.	-0.88	09-11-02
163	09-11-02	THE BANK OF EAST ASIA LTD	8.29	09-10-30
164		THE HONGKONG AND SHANGHAI BANKING	5.61	09-10-30
165		BANK OF CHINA (HONG KONG) LTD	1.64	09-10-30
166		CITIBANK N.A.	1.49	09-10-30
167		HANG SENG SECURITIES LTD	0.97	09-10-29
168		SHANGHAI COMMERCIAL BANK LTD	0.73	09-10-28
169		CHIEF SECURITIES LTD	0.37	09-10-28
170		PHILLIP SECURITIES (HONG KONG) LTD	0.35	09-10-28
171		ICBC (ASIA) SECURITIES LTD	0.31	09-10-30
172		STANDARD CHARTERED BANK (HONG KONG) LTD	0.30	09-10-28
173		BRIGHT SMART SECURITIES INTERNATIONAL	0.29	09-10-22
174		TUNG SHING SECURITIES (BROKERS) LTD	0.28	09-10-30
175		EVERBRIGHT SECURITIES INVESTMENT	0.27	09-10-30
176		FULBRIGHT SECURITIES LTD	0.26	09-10-29
177	09-10-28	THE BANK OF EAST ASIA LTD	1.41	09-10-27
178		CITIBANK N.A.	-0.86	09-10-27
179		HONG KONG SECURITIES CLEARING CO. LTD.	-32.84	09-10-27
180	09-10-27	HONG KONG SECURITIES CLEARING CO. LTD.	32.74	09-10-23
181		GUOTAI JUNAN SECURITIES (HONG KONG) LTD	0.27	09-10-20
182		CITIBANK N.A.	-0.67	09-10-23
183		THE BANK OF EAST ASIA LTD	-32.15	09-10-23
184	09-10-23	THE HONGKONG AND SHANGHAI BANKING	7.27	09-10-22
185		THE BANK OF EAST ASIA LTD	0.69	09-10-20
186		CITIBANK N.A.	-0.46	09-10-22
187		GOLDMAN SACHS (ASIA) SECURITIES LTD	-7.32	09-10-16
188	09-10-20	THE BANK OF EAST ASIA LTD	1.21	09-10-19
189		CITIBANK N.A.	-1.24	09-10-19
190	09-10-19	THE BANK OF EAST ASIA LTD	0.56	09-10-09
191		CITIBANK N.A.	-0.44	09-10-16
192	09-10-08	THE BANK OF EAST ASIA LTD	0.31	09-10-07
193		CITIBANK N.A.	-0.25	09-10-07
194	09-09-30	THE BANK OF EAST ASIA LTD	0.53	09-09-29
195	09-09-29	THE BANK OF EAST ASIA LTD	1.15	09-09-28
196		GOLDMAN SACHS (ASIA) SECURITIES LTD	-0.37	09-09-23
197		CITIBANK N.A.	-0.49	09-09-28
198	09-09-24	THE BANK OF EAST ASIA LTD	0.25	09-09-23
199	09-09-21	THE BANK OF EAST ASIA LTD	14.14	09-08-18
200		DEUTSCHE SECURITIES ASIA LTD	-13.74	09-07-28
201	09-08-24	GOLDMAN SACHS (ASIA) SECURITIES LTD	1.96	09-08-21
202		THE HONGKONG AND SHANGHAI BANKING	-1.95	09-08-21
203	09-08-21	THE HONGKONG AND SHANGHAI BANKING	1.93	09-08-20
204		GOLDMAN SACHS (ASIA) SECURITIES LTD	-1.96	09-08-19
205	09-08-19	GOLDMAN SACHS (ASIA) SECURITIES LTD	1.96	09-08-18
206		THE HONGKONG AND SHANGHAI BANKING	-1.98	09-08-18
207	09-08-18	THE HONGKONG AND SHANGHAI BANKING	1.94	09-08-17
208		THE BANK OF EAST ASIA LTD	0.75	09-08-17
209		CITIBANK N.A.	-0.33	09-08-17
210		GOLDMAN SACHS (ASIA) SECURITIES LTD	-1.96	09-08-12
211	09-08-14	THE BANK OF EAST ASIA LTD	0.65	09-08-13
212		CITIBANK N.A.	-0.26	09-08-13
213	09-08-07	GOLDMAN SACHS (ASIA) SECURITIES LTD	2.30	09-07-27
214		THE BANK OF EAST ASIA LTD	0.31	09-08-06
215		THE HONGKONG AND SHANGHAI BANKING	-1.92	09-08-06
216	09-08-06	THE BANK OF EAST ASIA LTD	1.21	09-07-06
217		CITIBANK N.A.	-0.29	09-08-05
218	09-07-31	CITIBANK N.A.	0.27	09-07-30
219	09-07-30	CITIBANK N.A.	-0.25	09-07-29
220	09-07-27	GOLDMAN SACHS (ASIA) SECURITIES LTD	6.02	09-07-24
221		THE HONGKONG AND SHANGHAI BANKING	-5.93	09-07-24
222	09-07-24	GOLDMAN SACHS (ASIA) SECURITIES LTD	3.34	09-07-17
223		THE HONGKONG AND SHANGHAI BANKING	-3.10	09-07-23
224	09-07-21	HONG KONG SECURITIES CLEARING CO. LTD.	-2.70	09-07-20
225	09-07-20	HONG KONG SECURITIES CLEARING CO. LTD.	2.70	09-07-17
226		THE HONGKONG AND SHANGHAI BANKING	-2.64	09-07-17
227	09-07-17	THE HONGKONG AND SHANGHAI BANKING	3.37	09-07-16
228		CITIBANK N.A.	-0.40	09-07-16
229		BANK OF CHINA (HONG KONG) LTD	-0.48	09-07-16
230		GOLDMAN SACHS (ASIA) SECURITIES LTD	-3.34	09-07-13
231	09-07-13	GOLDMAN SACHS (ASIA) SECURITIES LTD	3.34	09-07-10
232		THE HONGKONG AND SHANGHAI BANKING	-3.33	09-07-10
233	09-07-10	THE HONGKONG AND SHANGHAI BANKING	3.34	09-07-09
234		GOLDMAN SACHS (ASIA) SECURITIES LTD	-3.35	09-07-06
235	09-06-23	BANK OF CHINA (HONG KONG) LTD	0.46	09-06-22
236		CITIBANK N.A.	-0.26	09-06-22
237	09-06-16	CITIBANK N.A.	-0.35	09-06-15
238	09-06-12	CITIBANK N.A.	-0.29	09-06-11
239	09-06-10	BANK OF CHINA (HONG KONG) LTD	0.48	09-06-09
240		CITIBANK N.A.	-0.62	09-06-09
241	09-06-09	CMBC SECURITIES CO LTD	0.30	09-06-02
242		CITIBANK N.A.	-1.50	09-06-08
243	09-06-08	THE BANK OF EAST ASIA LTD	2.33	09-06-05
244		CITIBANK N.A.	-0.27	09-06-05
245	09-06-05	CITIGROUP GLOBAL MARKETS ASIA LTD	-0.36	09-06-04
246		CITIBANK N.A.	-0.66	09-06-04
247	09-06-04	CITIGROUP GLOBAL MARKETS ASIA LTD	0.36
248		CHUNG LEE SECURITIES CO LTD	-0.33	09-06-03
249		BANK OF CHINA (HONG KONG) LTD	-0.43	09-06-03
250	09-06-02	CHUNG LEE SECURITIES CO LTD	0.73	09-06-01
251	09-06-01	BANK OF CHINA (HONG KONG) LTD	0.40	09-05-29
252	09-05-29	GOLDMAN SACHS (ASIA) SECURITIES LTD	5.05	09-05-26
253		BOCOM INTERNATIONAL SECURITIES LTD	1.21	09-05-26
254		PHILLIP SECURITIES (HONG KONG) LTD	0.35	09-05-27
255		THE HONGKONG AND SHANGHAI BANKING	-5.08	09-05-26
256	09-05-26	THE BANK OF EAST ASIA LTD	21.53
257		CITIBANK N.A.	20.52
258		THE HONGKONG AND SHANGHAI BANKING	18.71
259		DEUTSCHE SECURITIES ASIA LTD	13.76
260		BANK OF CHINA (HONG KONG) LTD	2.73
261		HANG SENG SECURITIES LTD	1.94
262		GOLDMAN SACHS (ASIA) SECURITIES LTD	1.40
263		HANG SENG BANK LTD	1.35
264		STANDARD CHARTERED BANK (HONG KONG) LTD	0.79
265		BOCOM INTERNATIONAL SECURITIES LTD	0.60
266		CITIC SECURITIES BROKERAGE (HK) LTD	0.50
267		SHENWAN HONGYUAN SECURITIES (H.K.) LTD	0.43
268		BANK OF COMMUNICATIONS TRUSTEE LTD	0.36
269		CHONG HING SECURITIES LTD	0.36
270		BOCI SECURITIES LTD	0.35
271		SHANGHAI COMMERCIAL BANK LTD	0.32
272		CMB INTERNATIONAL GLOBAL MARKETS LTD	0.30
273		HSBC BROKING SECURITIES (HONG KONG) LTD	0.29
274		MASON SECURITIES LTD	0.27
275		EAST ASIA SECURITIES CO LTD	0.26
276		EVERBRIGHT SECURITIES INVESTMENT	0.25

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