Halek, David Neil

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Planetree Asset Management Limited (HK) RO Asset management 2025-02-18
2 Planetree Discount Lending Limited RO Securities margin financing 2025-02-21
3 Planetree Futures Limited RO Dealing in futures contracts 2025-02-21
4 Planetree Research Limited RO Advising on futures contracts 2025-02-21
RO Advising on securities 2025-02-21
5 Planetree Securities Limited RO Automated trading services 2025-02-21
RO Dealing in securities 2025-02-21
RO Leveraged foreign exchange trading 2025-06-03

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