Peng, David Hoantee 彭宏逖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | RO | Advising on securities | 2018-03-09 | 2018-04-17 | RO | Asset management | 2018-03-09 | 2018-04-17 | RO | Dealing in securities | 2018-03-09 | 2018-04-17 |
| 2 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2022-07-04 | 2023-02-28 | Rep | Dealing in securities | 2022-07-04 | 2023-02-28 |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-08-29 | Rep | Asset management | 2003-08-29 | RO | Advising on securities | 2003-08-29 | 2005-03-30 | RO | Asset management | 2003-08-29 | 2005-03-30 | Rep | Advising on securities | 2008-07-23 | 2010-02-09 | Rep | Dealing in securities | 2008-07-23 | 2010-02-09 |
| 4 | Legal & General Investment Management Asia Limited | Rep | Asset management | 2018-06-25 | 2018-09-13 | Rep | Dealing in securities | 2018-06-25 | 2018-09-13 | RO | Asset management | 2018-09-13 | 2020-12-31 | RO | Dealing in securities | 2018-09-13 | 2020-12-31 | RO | Dealing in futures contracts | 2019-01-08 | 2020-12-31 |
| 5 | STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-14 | 2012-06-27 | RO | Dealing in securities | 2012-06-27 | 2018-04-17 | RO | Asset management | 2015-10-20 | 2018-04-17 |
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