Chan, Vincent Sai Yee 陳世義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Asset management | 2017-11-28 | 2019-10-08 | RO | Advising on securities | 2018-11-27 | 2019-10-08 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-08-12 | 2009-11-13 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-17 | 2009-11-13 |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-06-11 | 2008-07-10 |
| 5 | Ever-Long Capital Management Limited | Rep | Asset management | 2023-07-20 | 2023-08-18 | RO | Asset management | 2023-08-18 | 2024-10-04 |
| 6 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-07-20 | 2023-08-18 | RO | Advising on securities | 2023-08-18 | 2024-10-04 | Rep | Dealing in securities | 2023-09-22 | 2024-10-04 |
| 7 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2017-03-20 | 2019-10-08 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-08 | 2011-01-25 | Rep | Dealing in securities | 2010-12-08 | 2012-07-06 | RO | Dealing in futures contracts | 2011-01-25 | 2012-07-06 |
| 9 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-22 | 2023-05-15 | Rep | Asset management | 2023-03-22 | 2023-05-15 |
| 10 | JW CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2021-03-05 | 2023-01-07 | RO | Asset management | 2021-03-05 | 2023-01-07 |
| 11 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-30 | 2008-05-21 |
| 12 | Ping An Securities (Hong Kong) Futures Company Limited | RO | Advising on futures contracts | 2012-07-26 | 2016-06-15 | RO | Dealing in futures contracts | 2012-07-26 | 2016-06-15 |
| 13 | Ping An Securities (Hong Kong) Holdings Company Limited | RO | Dealing in securities | 2012-07-26 | 2013-02-25 | Rep | Dealing in securities | 2013-02-25 | 2016-06-15 |
| 14 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2017-03-20 |
| 15 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2017-07-13 | 2019-10-08 |
| 16 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-07 | 2017-03-20 |
| 17 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2004-02-02 | 2005-07-04 |
| 18 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-08-30 | Rep | Asset management | 2003-08-30 | Rep | Dealing in futures contracts | 2003-08-30 |
| 19 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-01 | 2010-02-09 | Rep | Dealing in securities | 2009-12-01 | 2010-11-11 | RO | Dealing in futures contracts | 2010-02-09 | 2010-11-11 |
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