Lin, Hoi Ching 連凱晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-06-19 | 2024-10-09 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-06-19 | 2024-10-09 | Rep | Dealing in securities | 2024-06-19 | 2024-10-09 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-11-29 | 2023-05-05 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-11-29 | 2023-05-05 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-11-18 | |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-11-18 | Rep | Dealing in securities | 2024-11-18 |
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