Morton, Douglas James Macleod
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Northern Trust Company of Hong Kong Limited (The) | Rep | Advising on securities | 2017-05-18 | 2018-11-14 | Rep | Dealing in securities | 2017-05-18 | 2018-11-14 |
| 2 | NT Securities Asia Limited | Rep | Advising on securities | 2014-12-29 | 2017-08-31 | Rep | Dealing in securities | 2014-12-29 | 2017-08-31 |
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