Sheng, Jie (SFC:BPV046) 圣洁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2020-07-07 | 2021-04-01 |
| 2 | BOCOM International Asset Management Limited | Rep | Dealing in securities | 2021-03-31 | 2024-10-09 | Rep | Asset management | 2022-04-06 | 2024-10-09 | RO | Advising on securities | 2024-10-09 | RO | Asset management | 2024-10-09 | RO | Dealing in securities | 2024-10-09 |
| 3 | BOCOM International Securities Limited | RO | Advising on futures contracts | 2025-06-06 | RO | Advising on securities | 2025-06-06 | RO | Dealing in futures contracts | 2025-06-06 | RO | Dealing in securities | 2025-06-06 |
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