Chen, Min (SFC:BOK369) 陳敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANDS Financial Limited | Rep | Dealing in futures contracts | 2019-05-30 | 2021-08-18 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-07-17 | 2025-05-23 | Rep | Asset management | 2023-07-17 | 2025-05-23 | Rep | Dealing in securities | 2023-07-17 | 2025-05-23 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2025-06-26 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2025-06-26 | Rep | Dealing in futures contracts | 2025-06-26 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2025-06-26 | Rep | Dealing in securities | 2025-06-26 |
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