Zhang, Su (SFC:BDJ817) 張蘇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Group Holdings (Hong Kong) Limited | Rep | Advising on securities | 2023-12-29 | 2025-01-17 | Rep | Dealing in securities | 2023-12-29 | 2025-01-17 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2021-12-17 | 2022-03-15 | Rep | Advising on securities | 2021-12-17 | 2023-10-31 | Rep | Dealing in futures contracts | 2021-12-17 | 2023-10-31 | Rep | Dealing in securities | 2021-12-17 | 2023-10-31 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2025-03-18 | Rep | Dealing in securities | 2025-03-18 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-05-15 | |
| 5 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-06-23 | 2017-03-25 | Rep | Asset management | 2014-09-29 | 2017-03-25 |
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