Lam, Apple Ayumi Sze Wing 林思穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-09-24 | Rep | Advising on securities | 2024-10-16 | Rep | Asset management | 2024-10-16 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-09-24 | |
| 3 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2017-11-14 | 2018-07-03 | Rep | Dealing in securities | 2017-11-14 | 2018-07-03 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2017-11-14 | 2018-07-03 | Rep | Dealing in securities | 2017-11-14 | 2018-07-03 |
| 5 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2017-11-14 | 2018-07-03 |
| 6 | Natixis Investment Managers Hong Kong Limited | Rep | Dealing in securities | 2019-06-21 | 2024-09-03 |
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