Tong, Ngat 唐屹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-09-09 | 2017-11-24 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-09-09 | 2017-11-24 | Rep | Advising on securities | 2016-09-21 | 2017-11-24 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-10-08 | 2016-08-20 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-10-08 | 2016-08-20 |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Dealing in futures contracts | 2024-11-29 | |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2024-10-16 | 2024-11-06 | Rep | Dealing in securities | 2024-10-16 | 2024-11-06 | RO | Advising on securities | 2024-11-06 | RO | Dealing in securities | 2024-11-06 |
| 7 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2025-01-13 | Rep | Asset management | 2025-01-13 |
| 8 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-12-11 | 2021-04-18 |
| 9 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-07 | |
| 10 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2013-08-05 |
| 11 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-16 | 2013-08-05 |
| 12 | XinKong International Securities Limited | Rep | Dealing in securities | 2021-04-30 | 2021-08-24 | RO | Dealing in futures contracts | 2021-08-24 | 2022-08-04 | RO | Advising on securities | 2021-08-24 | 2024-07-07 | RO | Dealing in securities | 2021-08-24 | 2024-07-07 |
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