Wong, Dick Hong 黃迪康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2009-08-12 | 2010-10-12 |
| 2 | Carret Private Capital Limited | Rep | Advising on securities | 2025-06-19 | Rep | Asset management | 2025-06-19 | Rep | Dealing in securities | 2025-06-19 |
| 3 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2015-08-14 | 2016-10-22 | Rep | Dealing in securities | 2015-08-14 | 2016-10-22 |
| 4 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2007-09-25 | 2008-12-15 |
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