Ng, Cardon Hsi Tsun 吳書雋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-03-17 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-03-17 | Rep | Dealing in securities | 2025-03-17 |
| 3 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2022-08-10 | 2022-09-16 | RO | Dealing in securities | 2022-09-16 | 2023-03-31 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-02-24 | 2020-05-11 | Rep | Dealing in securities | 2020-02-24 | 2020-05-11 | RO | Dealing in futures contracts | 2020-05-11 | 2022-02-28 | RO | Dealing in securities | 2020-05-11 | 2022-02-28 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-10 | 2019-07-02 | RO | Dealing in futures contracts | 2019-07-02 | 2020-01-27 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-01 | 2019-07-02 | RO | Dealing in securities | 2019-07-02 | 2020-01-27 |
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