SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2021 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Ang, Chow Yang |
|
|
APC577 |
Rep |
2007-06-18 |
|
| 2 |
Bhatia, Manish (SFC:AGL970) |
|
|
AGL970 |
Rep |
2008-09-02 |
|
| 3 |
Brenner, Patrick Olivier |
|
M |
BCC759 |
RO |
2018-01-26 |
2021-09-01 |
| 4 |
Bryant, Steve Roger |
|
M |
ALI655 |
Rep |
2021-04-14 |
2024-01-19 |
| 5 |
Chan, Chi Wai (SFC:BLY761) 陳志偉 |
|
|
BLY761 |
Rep |
2018-01-22 |
2023-06-01 |
| 6 |
Chau, Hiu Yan 周曉茵 |
|
|
BAI419 |
Rep |
2018-01-19 |
2021-10-29 |
| 7 |
Chen, Jiangying 陳江穎 |
|
|
BAA255 |
Rep |
2018-06-15 |
|
| 8 |
Cheng, Yin-Ting 鄭彥廷 |
|
|
BNO320 |
Rep |
2020-08-18 |
2022-01-25 |
| 9 |
Cheung, Ching Bo 張靖寶 |
|
|
AWZ179 |
Rep |
2019-09-06 |
|
| 10 |
Cheung, Ka Lun (SFC:AWS224) 張嘉麟 |
|
|
AWS224 |
Rep |
2013-10-09 |
2021-09-30 |
| 11 |
Cheung, Pui Ying (SFC:BPY613) 張佩瑩 |
|
|
BPY613 |
Rep |
2020-08-17 |
|
| 12 |
Cheung, Wing Wo 張永和 |
|
|
AFR615 |
Rep |
|
2024-04-24 |
| 13 |
Chiu, Mei Fung (SFC:AGN586) 趙美鳳 |
|
|
AGN586 |
Rep |
2008-10-27 |
2024-04-12 |
| 14 |
Chiu, Sze Miu 招詩苗 |
|
|
AQD961 |
Rep |
2011-09-19 |
|
| 15 |
Cho, Amy Yee Kee 曹綺琪 |
|
F |
AGA026 |
RO |
2019-01-08 |
2022-12-31 |
| 16 |
Chow, Charles 周灼健 |
|
M |
ANH153 |
Rep |
2014-12-08 |
|
| 17 |
Chow, Yan Yan 周茵茵 |
|
|
ADW712 |
Rep |
2003-09-03 |
2022-12-21 |
| 18 |
Chua, Wei Wei 蔡偉煒 |
|
|
AVP431 |
Rep |
2021-05-14 |
2025-03-31 |
| 19 |
Debruyne, Lieven M O 李定邦 |
|
M |
ACS819 |
Rep |
2020-10-09 |
2023-02-08 |
| 20 |
Diao, Roy Wei-Chien |
|
M |
ATI404 |
Rep |
2019-02-13 |
2025-01-24 |
| 21 |
Ender, Rainer Earkus |
|
|
BNU231 |
Rep |
2018-11-13 |
|
| 22 |
Fu, Yi (SFC:AYC741) 符怡 |
|
|
AYC741 |
Rep |
2018-01-03 |
|
| 23 |
Gao, Ya (SFC:BGC216) 高雅 |
|
|
BGC216 |
Rep |
2015-08-28 |
|
| 24 |
Guo, Wei (SFC:ASU040) 郭煒 |
|
|
ASU040 |
RO |
2018-05-02 |
|
| 25 |
Ho, Seow Eng Julia |
|
F |
BAE896 |
Rep |
2012-09-17 |
|
| 26 |
Howells, Christian Steven |
|
M |
BFJ339 |
Rep |
2015-05-06 |
2023-09-28 |
| 27 |
Huang, Guan (SFC:BBT472) 黃冠 |
|
|
BBT472 |
Rep |
2013-08-20 |
2022-09-22 |
| 28 |
Hudson, Toby Walpole |
|
|
ADE163 |
Rep |
|
|
| 29 |
Hui, Pui Yu 許佩如 |
|
|
AFY007 |
Rep |
2010-10-04 |
|
| 30 |
Hui, Tsz Fung 許子峰 |
|
|
AFQ009 |
RO |
2016-05-04 |
2022-06-15 |
| 31 |
Kam, Stephen Cheuk Hang 甘卓亨 |
|
M |
AEI384 |
Rep |
2018-11-01 |
|
| 32 |
Ki, Shui Ping 祁瑞萍 |
|
|
ABD063 |
Rep |
|
2022-12-30 |
| 33 |
Kim, Seung Ju 金升柱 |
|
|
APM142 |
RO |
2008-04-24 |
|
| 34 |
Kondo, Keiko 近藤敬子 |
|
|
AXX240 |
Rep |
2017-10-31 |
2021-10-06 |
| 35 |
Lai, Kok Yuen 黎覺圓 |
|
|
BGE139 |
Rep |
2017-06-21 |
|
| 36 |
Lam, Elaine Yuen Ling 林宛玲 |
|
F |
AQZ588 |
Rep |
2019-08-02 |
|
| 37 |
Lam, Ginie Yuen Ngar 林宛雅 |
|
F |
AEG451 |
RO |
2018-03-20 |
|
| 38 |
Lau, Roger Yee Ho 劉以浩 |
|
M |
ASS671 |
Rep |
2010-02-09 |
2022-09-22 |
| 39 |
Law, Clara Yuet Yee 羅月兒 |
|
F |
ACS196 |
RO |
2006-04-12 |
|
| 40 |
Lee, Elaine Shuk Tak 李淑德 |
|
F |
AFI432 |
Rep |
|
|
| 41 |
Lee, King Fuei |
|
|
ANT780 |
Rep |
2006-08-09 |
|
| 42 |
Lee, Man Kit (SFC:AEY549) 李文傑 |
|
|
AEY549 |
Rep |
2012-07-30 |
|
| 43 |
Lee, Miu Chi 利妙芝 |
|
|
AYR769 |
Rep |
2012-01-19 |
|
| 44 |
Lee, Sai Yin 李世賢 |
|
|
AFN905 |
RO |
2018-05-02 |
2022-06-10 |
| 45 |
Lee, Stella Yee Hing 李懿馨 |
|
F |
AGC460 |
Rep |
|
2024-07-09 |
| 46 |
Lee, Tracy Sou Fin |
|
F |
BBG667 |
Rep |
2018-10-23 |
2022-11-30 |
| 47 |
Li, Wei (SFC:BEJ394) 李偉 |
|
|
BEJ394 |
Rep |
2018-01-03 |
2021-07-02 |
| 48 |
Li, Yang (SFC:BBU800) 李阳 |
|
|
BBU800 |
Rep |
2013-09-05 |
|
| 49 |
Liu, Han Chih 劉翰芷 |
|
|
AWJ230 |
Rep |
2019-01-29 |
|
| 50 |
Liu, Jia (SFC:APO197) 劉佳 |
|
|
APO197 |
Rep |
2014-10-16 |
2023-05-04 |
| 51 |
Liu, Wai Keung (SFC:AEE248) 廖偉強 |
|
|
AEE248 |
Rep |
2004-10-28 |
|
| 52 |
Lo, Lai Ha 盧麗霞 |
|
|
AIX153 |
Rep |
2007-08-21 |
|
| 53 |
Lo, Wai Leung (SFC:ADA869) 盧偉良 |
|
|
ADA869 |
RO |
2008-04-09 |
|
| 54 |
Long, Hongquan 龍虹全 |
|
|
BQI376 |
Rep |
2020-11-10 |
2022-07-26 |
| 55 |
Luong, Jay C. 梁競之 |
|
|
AGN573 |
Rep |
2008-05-29 |
|
| 56 |
Man, Derek Tak-lai 文德禮 |
|
M |
AWY306 |
Rep |
2021-06-15 |
|
| 57 |
McDougall, Alexander Henry |
|
M |
AWH550 |
RO |
2019-07-15 |
|
| 58 |
Ng, Chek Siang 黃澤祥 |
|
|
BCI060 |
Rep |
2020-08-17 |
2023-01-20 |
| 59 |
Ng, Peng Fong |
|
|
AXN051 |
Rep |
2011-06-30 |
|
| 60 |
Ng, Ying Min Grace 吳穎敏 |
|
|
AZZ102 |
Rep |
2012-07-31 |
|
| 61 |
Osborn, Adam Gihon |
|
M |
AAZ357 |
Rep |
|
|
| 62 |
Pang, Matthew Man Yat 彭文逸 |
|
M |
ANE767 |
Rep |
2015-03-11 |
2022-09-22 |
| 63 |
Parbrook, Robin Stewart |
|
M |
ACI102 |
Rep |
2008-04-06 |
2023-05-04 |
| 64 |
Pun, Jose Kar Kiu 潘加翹 |
|
|
AWR716 |
Rep |
2018-08-14 |
|
| 65 |
Qian, Jun (SFC:BOM466) 錢軍 |
|
|
BOM466 |
Rep |
2019-09-02 |
|
| 66 |
Seex, David Christopher Edward (SFC:ALG024) |
|
M |
ALG024 |
RO |
2018-10-12 |
2022-12-31 |
| 67 |
Shea, Chloe Hong Yue 佘康如 |
|
F |
BAZ560 |
Rep |
2018-05-15 |
|
| 68 |
Shefford, Blake Anthony |
|
M |
BPJ842 |
Rep |
2020-02-18 |
|
| 69 |
Shen, Qiang (SFC:BQW926) 沈强 |
|
|
BQW926 |
Rep |
2021-04-14 |
2023-11-07 |
| 70 |
So, Yuk Fong (SFC:AOX343) 蘇玉芳 |
|
|
AOX343 |
Rep |
2011-06-10 |
2022-03-23 |
| 71 |
Tai, Amy Yuk Yi 戴玉儀 |
|
F |
ADT504 |
Rep |
2012-06-15 |
2023-02-28 |
| 72 |
Tam, Yat Kit 譚逸傑 |
|
|
AYP278 |
Rep |
2018-10-08 |
2021-09-21 |
| 73 |
Tan, Aaron Wenxuan 陳文軒 |
|
M |
BOB886 |
Rep |
2019-01-30 |
2021-12-17 |
| 74 |
Tung, Lai Kwan 董麗君 |
|
|
AOM604 |
Rep |
2010-09-29 |
|
| 75 |
Wan, Yiu Fai 温耀輝 |
|
|
BLZ364 |
Rep |
2018-01-19 |
2021-08-20 |
| 76 |
Wang, Wanliu 王宛柳 |
|
|
BQC242 |
Rep |
2020-09-14 |
2022-10-14 |
| 77 |
Wong, Amelia Ngar Men 黃雅雯 |
|
F |
AEX263 |
Rep |
2007-11-09 |
|
| 78 |
Wong, Cheuk Yen Kristy 黃琸殷 |
|
|
AXN025 |
Rep |
2020-12-02 |
2023-09-18 |
| 79 |
Wong, Hin Kwong 黃顯洸 |
|
|
BDW700 |
Rep |
2021-01-15 |
|
| 80 |
Wong, Yuk Wah (SFC:AFV475) 黃玉華 |
|
|
AFV475 |
Rep |
2010-09-28 |
2023-02-07 |
| 81 |
Wooldridge, Sherry Lin 林淑娥 |
|
F |
AEV538 |
Rep |
2010-05-03 |
2025-04-17 |
| 82 |
Yang, Jeonghoon 楊禎訓 |
|
|
BLJ187 |
Rep |
2017-10-30 |
|
| 83 |
Yap, Sze Sze 葉絲絲 |
|
|
BAI297 |
Rep |
2016-06-29 |
2023-05-04 |
| 84 |
Yau, Canon 邱敬龍 |
|
|
BBM051 |
Rep |
2018-02-21 |
2022-02-18 |
| 85 |
Young, Chiu Yin Edward 楊昭賢 |
|
|
BNP242 |
Rep |
2018-10-10 |
2021-08-25 |
| 86 |
Yu, Hsueh-Yu 于學宇 |
|
|
AXY698 |
Rep |
2017-06-21 |
2021-10-06 |
| 87 |
Yu, Maggie Man Ki 余曼琪 |
|
F |
BGI343 |
Rep |
2015-10-14 |
2023-06-01 |
| 88 |
Zhang, Qianhua 張倩驊 |
|
|
BGK306 |
Rep |
2015-10-20 |
2022-03-07 |
| 89 |
Zheng, Chong 鄭冲 |
|
|
AQQ143 |
Rep |
2013-11-04 |
|
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