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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chang, Peter Yung Kang 張永康		M	AGU143	RO	2012-11-20	2019-03-01
2	Chung, Siu Wah (SFC:AGC128) 鍾兆華	42	M	AGC128	Rep	2015-10-08	2015-10-13
					RO	2015-10-13	2024-05-13
3	Hui, Pak Chi 許柏芝			AQY763	Rep	2013-01-14	2015-09-30
4	Tang, Ian Kenneth 鄧正行		M	ANR644	Rep	2013-01-02	2019-03-18
					RO	2019-03-18	2022-03-31
5	Wang, Yawei (SFC:BAH714) 王亞偉			BAH714	RO	2012-11-20	2015-11-26

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