CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agrawal, Pankaj Kishore | ARQ355 | Rep | 2008-09-22 | 2025-02-28 | ||
| 2 | Bazzoni, Federico | M | ADP682 | Rep | 2015-04-23 | 2022-08-25 | |
| 3 | Cai, Yingwei 蔡英煒 | AUU962 | Rep | 2017-12-04 | 2020-08-19 | ||
| 4 | Cao, Sihui 曹思慧 | BLE062 | Rep | 2017-10-04 | 2020-08-21 | ||
| 5 | Chan, Chun Chiu 陳俊超 | BMK654 | Rep | 2018-02-23 | 2020-09-09 | ||
| 6 | Chan, Dickson Chi Chuen 陳志銓 | 42 | M | AGF194 | RO | 2017-11-06 | |
| 7 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | RO | 2015-04-30 | ||
| 8 | Chan, Siu Kwong 陳兆光 | BHV687 | Rep | 2018-01-10 | 2019-01-28 | ||
| 9 | Chan, Terry Yick Kei 陳奕祺 | 39 | M | AJN963 | Rep | 2018-07-25 | 2022-01-14 |
| 10 | Chen, Cheng (SFC:BFY640) 陳誠 | BFY640 | Rep | 2015-08-04 | 2019-06-21 | ||
| 11 | Chen, Jialiang (SFC:BJS128) 陳嘉亮 | BJS128 | Rep | 2017-06-14 | 2018-08-25 | ||
| 12 | Cheung, Ho Ming (SFC:AOE594) 張可明 | AOE594 | Rep | 2011-06-29 | 2024-07-15 | ||
| 13 | Cheung, Kai Ming (SFC:BGB954) 張啟銘 | BGB954 | Rep | 2018-06-21 | 2021-07-30 | ||
| 14 | Cheung, Siu Fung (SFC:AZC794) 張兆峰 | AZC794 | Rep | 2017-10-18 | 2020-08-14 | ||
| 15 | Chow, Chuen Pak 周泉柏 | APS741 | Rep | 2007-10-09 | 2019-08-24 | ||
| 16 | Fang, Yuan (SFC:BLI961) 方元 | BLI961 | Rep | 2017-10-26 | 2020-08-14 | ||
| 17 | Fischer, Richard Eric Marshall | M | BMK642 | Rep | 2018-03-01 | 2024-01-15 | |
| 18 | Garnsey, Graeme Anthony | M | AZE522 | Rep | 2012-03-20 | 2019-10-26 | |
| 19 | Gu, Shiyi (SFC:BIK447) 顧詩意 | BIK447 | Rep | 2017-09-11 | 2020-12-31 | ||
| 20 | Hadian, Hazwan | BEE235 | Rep | 2014-09-11 | 2019-05-11 | ||
| 21 | He, Hao (SFC:APG277) 何浩 | APG277 | Rep | 2018-04-24 | 2018-08-23 | ||
| 22 | He, Haotian (SFC:BFN673) 何昊天 | BFN673 | Rep | 2015-06-01 | 2021-04-16 | ||
| 23 | He, Wenbo (SFC:BJT980) 賀文博 | BJT980 | Rep | 2017-06-20 | 2018-08-18 | ||
| 24 | Ho, Kam Kai 何錦佳 | AUI935 | Rep | 2017-09-12 | 2021-10-21 | ||
| 25 | Hua, Zhenyu 華震宇 | BGF983 | Rep | 2017-12-29 | 2020-04-03 | ||
| 26 | Huang, Zihang 黃子航 | BEI572 | Rep | 2018-05-28 | 2022-01-07 | ||
| 27 | Hui, Bosco Tien Ruey 許天瑞 | M | AXS635 | Rep | 2018-06-27 | 2025-04-03 | |
| 28 | Jiang, Yi (SFC:BDH056) 蔣藝 | BDH056 | Rep | 2018-06-04 | 2022-01-07 | ||
| 29 | Kam, Kwok Hung 甘國雄 | AOL528 | Rep | 2016-10-14 | 2018-09-01 | ||
| 30 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | RO | 2018-07-24 | 2020-08-06 | |
| 31 | Lam, Pak Fung 林柏鋒 | BFT006 | Rep | 2018-06-06 | 2021-08-20 | ||
| 32 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2017-08-10 | 2018-10-04 | |
| 33 | Lau, Tin Pui 劉天珮 | BEZ268 | Rep | 2016-11-15 | |||
| 34 | Leach, Francis Hugh Magnus | M | AGK055 | Rep | 2011-10-26 | ||
| 35 | Lee, Ching Man (SFC:BMY829) 李正文 | BMY829 | Rep | 2018-06-04 | 2022-08-19 | ||
| 36 | Leow, Siok Ling 廖淑玲 | ACR427 | RO | 2008-09-08 | 2023-07-18 | ||
| 37 | Leung, Hon Ki 梁漢旗 | AGN288 | RO | 2015-04-23 | 2018-08-30 | ||
| 38 | Li, Hang (SFC:AYV511) 李航 | AYV511 | RO | 2018-02-23 | |||
| 39 | Li, Heung 李响 | AYO826 | Rep | 2018-06-04 | 2022-10-12 | ||
| 40 | Li, Ran (SFC:BJQ223) 李然 | BJQ223 | Rep | 2017-06-02 | |||
| 41 | Li, Shiyao (SFC:BKF991) 李詩堯 | BKF991 | Rep | 2017-07-31 | 2019-09-13 | ||
| 42 | Li, Yutao 李宇韜 | BGB753 | Rep | 2018-06-06 | 2019-06-29 | ||
| 43 | Liang, Jun (SFC:BIN429) 梁鈞 | 35 | M | BIN429 | Rep | 2016-11-10 | 2019-06-15 |
| 44 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2018-07-23 | 2018-10-23 | ||
| 45 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2015-04-23 | 2019-09-05 | |
| 46 | Liu, Wenyun (SFC:AUI940) 劉文韞 | AUI940 | Rep | 2014-01-20 | 2019-03-09 | ||
| 47 | Lo, Patrick Chi Yin 盧至言 | M | BLS910 | Rep | 2017-12-07 | ||
| 48 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2014-08-28 | 2019-06-15 | ||
| 49 | Luk, Michael Wai Hoe | M | AFS485 | Rep | 2018-03-12 | 2018-08-27 | |
| 50 | Luk, Pui Chi 陸佩芝 | AWJ279 | Rep | 2017-07-24 | 2020-04-17 | ||
| 51 | Ma, Sirui (SFC:BMC573) 馬思睿 | BMC573 | Rep | 2018-01-22 | |||
| 52 | Mak, Tin Chak 麥天澤 | BHP830 | Rep | 2017-01-03 | 2019-06-15 | ||
| 53 | McMurtray, Nathan Noel | M | ALW212 | RO | 2018-02-02 | ||
| 54 | Mo, Weishu 莫唯書 | BBK476 | Rep | 2015-04-23 | 2019-03-12 | ||
| 55 | Na, Mufu 那木夫 | AXR364 | Rep | 2015-10-19 | 2023-11-22 | ||
| 56 | Ng, Kai Him 吳啟謙 | AVY121 | Rep | 2016-10-28 | 2022-02-04 | ||
| 57 | Nuryanti, Yuyun Aisyah | BMK647 | Rep | 2018-03-01 | 2023-11-16 | ||
| 58 | Pong, David Juyoung | M | APW579 | Rep | 2016-05-24 | 2021-01-26 | |
| 59 | Shen, Yue (SFC:APK242) 沈越 | APK242 | Rep | 2015-04-24 | 2020-01-06 | ||
| 60 | Silvano, Randa Bangun | F | BMK646 | Rep | 2018-03-01 | 2020-12-31 | |
| 61 | Sin, Ka Yiu 冼嘉耀 | BDP260 | Rep | 2014-06-30 | 2023-09-12 | ||
| 62 | Song, Ziyi 宋子一 | 34 | F | ANT825 | Rep | 2017-11-08 | 2020-08-17 |
| 63 | Sun, Ziyi 孫子易 | BHQ132 | Rep | 2016-12-23 | 2021-03-05 | ||
| 64 | Tam, David Sai Chiu 譚世昭 | M | APB502 | RO | 2012-10-16 | 2019-05-01 | |
| 65 | Tang, Zhenyi (SFC:BES442) 唐臻怡 | 45 | M | BES442 | RO | 2018-01-10 | 2019-03-01 |
| 66 | Tang, Zhongzhi 唐中植 | BFH774 | Rep | 2015-05-19 | 2021-07-23 | ||
| 67 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 68 | Toh, Jeremy Kah Yong 卓家揚 | M | BDW971 | Rep | 2017-10-20 | 2021-07-30 | |
| 69 | Tse, Matthew Man Hon 謝文瀚 | M | BCJ632 | Rep | 2018-07-09 | 2018-12-12 | |
| 70 | Tse, Yan Kei 謝欣冀 | AVL288 | Rep | 2018-06-21 | 2022-11-02 | ||
| 71 | Tu, Lingfei 涂凌飛 | ATB487 | Rep | 2018-03-26 | 2021-02-09 | ||
| 72 | Wang, Changhong 王長虹 | ACN975 | RO | 2014-12-22 | 2019-01-10 | ||
| 73 | Wang, Chenye (SFC:AYA832) 王晨葉 | AYA832 | Rep | 2016-08-31 | 2019-05-18 | ||
| 74 | Wang, Gan (SFC:BHL578) 王干 | BHL578 | Rep | 2018-06-21 | 2025-03-20 | ||
| 75 | Wang, Meng (SFC:BIW988) 王梦 | BIW988 | Rep | 2018-01-24 | 2020-08-26 | ||
| 76 | Wang, Wei (SFC:BMU938) 王為 | BMU938 | Rep | 2018-04-17 | 2021-06-18 | ||
| 77 | Wang, Xiao (SFC:ARI071) 王瀟 | ARI071 | RO | 2016-08-05 | 2021-07-16 | ||
| 78 | Wen, Zhongjie 文仲杰 | AWF840 | Rep | 2018-06-25 | 2021-05-21 | ||
| 79 | Wu, Hao (SFC:BGM187) 吳昊 | BGM187 | Rep | 2016-05-26 | 2019-08-31 | ||
| 80 | Wu, Sitao 吳思燾 | AYZ889 | Rep | 2015-08-03 | 2025-03-14 | ||
| 81 | Wu, Tingting (SFC:AYQ131) 吳婷婷 | AYQ131 | Rep | 2017-08-29 | 2018-12-01 | ||
| 82 | Xu, Ping (SFC:ARQ788) 徐娉 | ARQ788 | Rep | 2015-04-24 | 2020-07-10 | ||
| 83 | Yang, Yi (SFC:BBR075) 楊逸 | BBR075 | Rep | 2018-07-09 | 2020-12-22 | ||
| 84 | Yao, Xinjian 姚欣健 | BIE698 | Rep | 2018-05-21 | |||
| 85 | Ye, Peilin 叶佩琳 | BGD803 | Rep | 2017-10-04 | 2021-04-30 | ||
| 86 | Yee, Janet Pui Fonk 余笩昉 | F | AED786 | RO | 2015-04-23 | 2019-07-03 | |
| 87 | Yu, Boyang (SFC:BLE425) 于伯陽 | BLE425 | Rep | 2017-10-06 | 2019-01-22 | ||
| 88 | Yu, Hui (SFC:AYS989) 俞慧 | AYS989 | Rep | 2018-06-08 | 2018-10-26 | ||
| 89 | Yu, Yang (SFC:AUZ703) 于楊 | AUZ703 | RO | 2018-01-10 | |||
| 90 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2008-02-12 | 2019-03-09 | |
| 91 | Zeng, Zhuo (SFC:BMM402) 曾卓 | BMM402 | Rep | 2018-03-05 | 2021-06-09 | ||
| 92 | Zhang, Jie (SFC:BEL733) 章婕 | BEL733 | Rep | 2015-06-01 | 2021-08-06 | ||
| 93 | Zhang, Jingyan (SFC:BEJ967) 張景妍 | BEJ967 | Rep | 2016-12-13 | 2020-09-17 | ||
| 94 | Zhang, Shaoqing 張小卿 | BHR967 | Rep | 2017-07-28 | 2018-12-01 | ||
| 95 | Zhang, Shuo (SFC:BEO244) 張槊 | BEO244 | Rep | 2017-10-10 | 2019-01-19 | ||
| 96 | Zhang, Tianqing 張天擎 | BMW075 | Rep | 2018-05-04 | 2020-05-08 | ||
| 97 | Zhang, Wenze 張文澤 | BJI412 | Rep | 2017-04-05 | 2019-10-01 | ||
| 98 | Zhang, Yuanning 張遠寧 | BFY190 | Rep | 2015-07-30 | 2024-05-06 | ||
| 99 | Zhao, Geoffrey Li 趙力 | M | AXP175 | RO | 2017-09-27 | 2021-04-30 | |
| 100 | Zhao, Long (SFC:AXY574) 趙龍 | AXY574 | Rep | 2018-04-17 | 2021-10-27 | ||
| 101 | Zhao, Yu (SFC:AJD965) 趙瑜 | AJD965 | Rep | 2015-12-11 | 2018-12-22 | ||
| 102 | Zheng, Kai (SFC:BLI960) 鄭凱 | BLI960 | Rep | 2017-10-26 | 2020-12-08 | ||
| 103 | Zhou, Caobin 周曹賦 | BKJ864 | Rep | 2017-08-08 | 2020-04-14 | ||
| 104 | Zhou, Haote 周浩特 | BKK304 | Rep | 2018-07-30 | 2020-10-16 | ||
| 105 | Zhou, Jiayi 周嘉懿 | BKQ452 | Rep | 2017-09-04 | 2019-06-01 | ||
| 106 | Zhou, Tianhao (SFC:BMT554) 周天灝 | BMT554 | Rep | 2018-04-20 | 2021-03-19 | ||
| 107 | Zhou, Zuyu 周祖禹 | BBR071 | Rep | 2015-04-24 | 2021-08-31 | ||
| 108 | Zhu, Feifei (SFC:BFC570) 朱霏霏 | BFC570 | Rep | 2017-04-21 | |||
| 109 | Zhuang, Yiyang 庄亦洋 | BHY685 | Rep | 2018-06-27 | 2021-05-26 | ||
| 110 | Zou, Mengtao 鄒梦濤 | BFK492 | Rep | 2017-10-26 | 2020-05-11 |
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