Fortis, Sheriffs & Browns Asia Co. Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Fung, William Ching Ho 馮正可	37	M	ALR680	RO	2017-06-07	2024-09-11
2	Lin, Yen-Chun (SFC:ASM080) 林彥君			ASM080	RO	2017-06-07	2018-12-31
3	Lo, Mark Chi Hang 盧致恆	40	M	ARU729	RO	2017-06-07	2023-12-27

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