Golden K2 Securities Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Chan, Ling 陳靈			AOV587	Rep	2017-11-13	2020-02-17
2	Lee, Yen-Chin 李彥槿			BIK226	RO	2017-03-13	2020-10-16
3	Lie, Suet Ching 李雪晶			ALZ559	Rep	2017-11-23	2020-02-17
4	Sum, Pun Yan 岑本仁			ADX895	RO	2018-01-31	2019-06-30
5	Tsui, Pak Fai 徐碧輝			ANK382	RO	2017-03-13	2017-07-15
6	Wong, Siu Kin (SFC:AML390) 黃紹乾			AML390	RO	2017-03-13	2021-04-30
7	Wong, Wai Man (SFC:AEZ021) 王慧敏			AEZ021	RO	2018-01-31	2018-05-25

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