DRAGON INVESTMENT ADVISORY COMPANY LIMITED 雲龍資本投資顧問有限公司

• Key Data
• Officers
• Overlaps
• SFC licenses
• ESS

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Chen, Sijia (SFC:BBU918) 陳思嘉			BBU918	Rep	2017-04-21	2018-08-31
2	Tsao, Thomas Shui Cheong 曹瑞昌		M	AXD568	RO	2016-09-27	2022-03-31
3	Wu, Nelson Chi Chung 胡智聰		M	AZR638	RO	2016-09-27	2020-01-03
4	Zhai, Jun (SFC:AEW118) 翟雋			AEW118	RO	2016-09-27

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---