CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Lee, Raymond Yuman 李裕民	60	M	ACF125	RO	2017-05-23	2017-10-20
2	Leung, Kwok Ming (SFC:AIZ701) 梁國明			AIZ701	RO	2017-05-23	2018-06-25
3	Sun, Jianfeng (SFC:AOC797) 孫劍鋒			AOC797	RO	2017-05-23	2020-08-13

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