SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Wei Yen 蔡威燕 | BHM089 | Rep | 2016-05-16 | 2018-04-23 | ||
| 2 | Chan, Andy Wai Kit 陳偉傑 | ADJ155 | Rep | 2006-08-31 | 2006-12-11 | ||
| RO | 2006-12-11 | 2014-06-09 | |||||
| 3 | Chan, Chung Hin (SFC:APW782) 陳頌軒 | APW782 | Rep | 2016-03-31 | 2016-11-02 | ||
| RO | 2016-11-02 | 2021-08-16 | |||||
| 4 | Chan, Justin Sano 陳生樂 | 43 | M | AFY829 | Rep | 2010-10-27 | 2011-04-02 |
| 5 | Chan, Suet Ying (SFC:AIR609) 陳雪瑩 | AIR609 | Rep | 2010-02-02 | 2010-06-16 | ||
| 6 | Chan, Yu Wai 陳宇威 | AEX105 | Rep | 2004-08-06 | 2007-05-04 | ||
| 7 | Chen, Cheng (SFC:BCI996) 陳誠 | BCI996 | Rep | 2016-06-15 | 2017-03-03 | ||
| 8 | Cheng, Xiaomin (SFC:BHY663) 程晓敏 | BHY663 | Rep | 2016-08-11 | 2021-06-23 | ||
| 9 | Cheung, Chi Long 張子朗 | AYS651 | Rep | 2011-12-30 | 2013-06-20 | ||
| 10 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2004-10-06 | 2004-12-29 | |
| 11 | Cheung, Victor Chor Keung 張楚強 | 55 | M | AUH716 | RO | 2014-08-20 | 2015-03-09 |
| 12 | Cheung, Yin Ling (SFC:AYZ253) 張賢寧 | AYZ253 | RO | 2014-09-02 | 2015-08-21 | ||
| 13 | Chu, Ka Siu 朱嘉兆 | BBK031 | Rep | 2016-06-20 | 2020-01-12 | ||
| 14 | Chung, Wai 鍾尉 | ADO297 | Rep | 2010-06-01 | 2010-07-14 | ||
| RO | 2010-07-14 | 2012-05-01 | |||||
| 15 | Chung, Yan Hei 鍾欣熹 | BBA105 | Rep | 2013-03-18 | 2014-03-26 | ||
| 16 | Cui, Ran 崔然 | BBA364 | Rep | 2014-10-23 | 2018-04-08 | ||
| 17 | Gao, Xiaoshan 高小杉 | AZI801 | Rep | 2015-05-22 | 2016-05-27 | ||
| 18 | Ho, Lok Yan 何樂昕 | ANL071 | Rep | 2006-05-29 | 2007-01-24 | ||
| 19 | How, Sze Ming 侯思明 | 39 | M | AIH218 | Rep | 2016-03-14 | 2016-04-28 |
| RO | 2016-04-28 | 2021-08-30 | |||||
| 20 | Ko, Christine Ying 高英 | F | ARI201 | Rep | 2011-05-13 | 2014-06-12 | |
| 21 | Kwan, Hoi Wang 關開宏 | ACT446 | RO | 2009-02-19 | 2010-04-23 | ||
| 22 | Lam, Hiram Long Hin 林朗軒 | AUX369 | Rep | 2014-12-09 | 2015-12-15 | ||
| 23 | Lam, Martha Suk Yee 林淑儀 | F | AWS703 | Rep | 2011-01-28 | 2012-05-01 | |
| 24 | Lee, Alan Yiu Chung 李耀宗 | M | AFS979 | Rep | 2011-05-16 | 2012-09-20 | |
| RO | 2012-09-20 | 2014-06-12 | |||||
| 25 | Li, Junyi (SFC:BFN413) 李俊儀 | BFN413 | Rep | 2015-05-26 | 2019-01-19 | ||
| 26 | Li, Wai Kuen 李惠娟 | ADZ551 | RO | 2014-07-18 | |||
| 27 | Li, Zhengrong 李崢嶸 | BEC138 | Rep | 2014-09-04 | 2015-04-24 | ||
| RO | 2015-04-24 | 2015-10-31 | |||||
| 28 | Lin, Shanshan (SFC:BGZ113) 林姍姍 | BGZ113 | Rep | 2016-02-26 | 2017-03-23 | ||
| 29 | Lo, Chi Leung (1982) 盧志良 | 34 | M | ASA036 | Rep | 2016-02-04 | 2016-02-29 |
| 30 | Lo, Hiu Tung 勞曉彤 | AXH227 | Rep | 2011-05-17 | 2011-07-29 | ||
| 31 | Lo, Philip Chung Ho 盧頌濠 | M | AGJ126 | Rep | 2011-07-25 | 2014-06-08 | |
| 32 | Lo, Steven Wing Shing 盧永成 | M | AEW978 | RO | 2016-02-12 | 2023-01-31 | |
| 33 | Lui, Tak Yan 呂德仁 | AJO142 | Rep | 2015-01-06 | 2015-01-16 | ||
| RO | 2015-01-16 | 2015-12-16 | |||||
| 34 | Luo, Yi (SFC:AQE404) 羅毅 | 36 | M | AQE404 | RO | 2015-03-26 | 2019-02-27 |
| 35 | Mou, Yang 牟洋 | BHU695 | Rep | 2016-07-15 | 2018-04-20 | ||
| 36 | Mung, Chi Kin 蒙賜健 | AOR641 | Rep | 2007-03-14 | 2011-04-18 | ||
| 37 | Ng, Thomas Cheng Kiong 黃貞強 | 42 | M | BBU308 | Rep | 2015-10-12 | 2018-03-01 |
| 38 | Ng, Wing Sang (SFC:AVT530) 吳榮燊 | AVT530 | Rep | 2016-08-12 | 2018-11-22 | ||
| 39 | Ng, Ying Kit 吳映吉 | 39 | M | AML429 | Rep | 2007-01-08 | 2007-02-22 |
| Rep | 2009-02-04 | 2011-04-01 | |||||
| 40 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2004-09-30 | 2006-07-14 | ||
| 41 | Pan, Jiao 潘姣 | BGZ937 | Rep | 2016-11-15 | 2019-10-15 | ||
| 42 | Peng, Chen (SFC:BAE848) 彭辰 | BAE848 | Rep | 2012-09-14 | 2012-12-08 | ||
| 43 | Poon, Tai Cheung 潘泰章 | AQY872 | Rep | 2008-06-23 | 2010-03-01 | ||
| 44 | Sit, Kenneth Kar Kin 薛家鍵 | M | ADR744 | RO | 2003-06-10 | 2007-01-28 | |
| 45 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | AFM549 | Rep | 2003-07-29 | 2004-09-15 | ||
| 46 | Song, Yuxi 宋禹熹 | BCC505 | Rep | 2013-10-21 | 2014-06-14 | ||
| 47 | Sun, Anthony Chuen Wah 孫村華 | M | AFP060 | Rep | 2015-03-31 | 2015-05-28 | |
| RO | 2015-05-28 | 2016-03-15 | |||||
| 48 | Sun, Lianghao 孫梁浩 | BFI203 | Rep | 2015-04-27 | 2016-04-27 | ||
| 49 | Sung, Pui Yu 宋沛榆 | AQG695 | Rep | 2011-02-16 | 2011-10-31 | ||
| 50 | Tang, Andrew Ping Sum 鄧炳森 | 59 | M | AEL276 | Rep | 2009-01-05 | 2009-03-20 |
| RO | 2009-03-20 | 2009-06-12 | |||||
| 51 | Tsang, Keith Hei Ho 曾希豪 | M | ABC089 | Rep | 2009-03-25 | 2009-05-22 | |
| RO | 2009-05-22 | 2011-01-28 | |||||
| 52 | Tse, Cho Wan 謝棗韻 | AVD685 | Rep | 2015-03-30 | 2016-04-28 | ||
| 53 | Wan, Joseph Jason 尹宸賢 | 44 | M | AES254 | Rep | 2014-12-08 | 2015-01-09 |
| RO | 2015-01-09 | 2016-02-15 | |||||
| 54 | Wang, Ao (SFC:BGT419) 王奧 | BGT419 | Rep | 2016-01-04 | 2017-08-24 | ||
| 55 | Wong, Chun Wa (SFC:AIN957) 黃春華 | AIN957 | Rep | 2005-03-23 | |||
| 56 | Wong, Ivis Long Sau 黃朗修 | ADA335 | Rep | 2009-09-21 | 2011-01-28 | ||
| 57 | Wong, Jenny Mei Ying 黃美盈 | F | AQI645 | Rep | 2014-12-16 | 2015-11-26 | |
| 58 | Wong, Pakern King Ho 黃敬皓 | BGL119 | Rep | 2015-10-29 | 2018-05-02 | ||
| 59 | Xu, Di (SFC:BGV261) 許迪 | BGV261 | Rep | 2016-01-14 | 2016-12-12 | ||
| 60 | Yeung, Francis Yiu Wah 楊耀華 | 56 | M | ACG885 | Rep | 2004-10-04 | 2004-10-25 |
| RO | 2004-10-25 | 2005-01-27 | |||||
| 61 | Ying, Yan Kei 應仁基 | AOV083 | Rep | 2014-11-13 | 2014-12-23 | ||
| RO | 2014-12-23 | 2017-07-25 | |||||
| 62 | Yip, Shek Hung 葉錫洪 | AJD606 | Rep | 2005-04-21 | 2006-04-26 | ||
| 63 | Yiu, Benjamin Chung Him 姚仲謙 | M | AXX789 | Rep | 2015-05-08 | 2015-11-26 | |
| 64 | Zhan, Juli 詹居里 | BGE013 | Rep | 2015-09-10 | 2017-08-27 | ||
| 65 | Zhang, Senquan 張森泉 | 39 | M | BDM504 | Rep | 2016-04-15 | 2017-06-30 |
| 66 | Zhao, Tao (SFC:AZX096) 趙濤 | AZX096 | Rep | 2016-05-30 | 2016-11-22 | ||
| RO | 2016-11-22 | 2017-05-31 | |||||
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