China Enterprise Securities Company Limited 華業金控證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Kin Leung 陳建良 | APC074 | RO | 2016-09-02 | 2017-02-28 | ||
| 2 | Chan, Michael Sheung Chi 陳上智 | 29 | M | AXN142 | Rep | 2012-02-02 | 2014-03-31 |
| 3 | Guerillot, Benoit Gilles | M | ANM196 | Rep | 2006-10-03 | 2008-07-11 | |
| 4 | Hai, Yuan 海媛 | AXV578 | Rep | 2011-08-10 | 2011-12-31 | ||
| 5 | Harris, Richard (SFC:AAK411) | M | AAK411 | Rep | 2009-01-01 | 2009-02-05 | |
| RO | 2009-02-05 | 2010-08-31 | |||||
| 6 | Ikezaki, Yumiko 池崎由美子 | AHE142 | Rep | 2004-11-10 | |||
| RO | 2004-11-10 | 2007-03-31 | |||||
| 7 | Lau, Chaak Ming 劉擇明 | AWF568 | Rep | 2010-12-03 | 2011-06-02 | ||
| 8 | Li, Doris Ming 李敏 | F | ANB826 | Rep | 2013-03-25 | 2015-03-03 | |
| RO | 2015-03-03 | 2017-11-30 | |||||
| 9 | Nemoto, Yoko | ARJ940 | Rep | 2008-08-07 | 2009-10-01 | ||
| 10 | Nimmo, Walter Gilbert Mearns | 70 | M | AAX450 | RO | 2007-02-13 | 2015-01-22 |
| 11 | Siu, Yie Tai 蕭懿德 | ARG185 | Rep | 2008-08-18 | 2013-03-31 | ||
| Rep | 2014-04-10 | 2014-07-04 | |||||
| 12 | Tse, Yat Kei 謝日基 | AOG833 | Rep | 2016-08-16 | 2017-05-12 | ||
| 13 | Watanabe, Masako | F | ACO624 | RO | 2016-07-21 | ||
| 14 | Wong, Frederick Chiu Hoi 黃照開 | M | ACG597 | RO | 2016-08-15 | 2016-11-17 | |
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