CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agrawal, Pankaj Kishore | ARQ355 | Rep | 2008-09-22 | 2025-02-28 | ||
| 2 | Bazzoni, Federico | M | ADP682 | Rep | 2015-04-23 | 2022-08-25 | |
| 3 | Cai, Yulong (SFC:AXT416) 蔡宇龍 | AXT416 | Rep | 2015-04-23 | 2016-10-24 | ||
| 4 | Chan, Dickson Chi Chuen 陳志銓 | 39 | M | AGF194 | RO | 2015-04-23 | 2017-01-28 |
| 5 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | RO | 2015-04-30 | ||
| 6 | Chan, Ivy Wing Han 陳詠嫻 | F | AIZ238 | Rep | 2007-09-20 | 2016-12-31 | |
| 7 | Chan, Leo Chi Fung 陳志峰 | 36 | M | ALS787 | Rep | 2015-04-23 | 2015-05-01 |
| 8 | Chen, Chen (SFC:AUZ701) 陳晨 | AUZ701 | Rep | 2015-04-23 | 2015-05-28 | ||
| 9 | Chen, Chi-Chen 陳紀正 | BEC946 | Rep | 2015-04-23 | 2016-02-03 | ||
| 10 | Cheung, Ho Ming (SFC:AOE594) 張可明 | AOE594 | Rep | 2011-06-29 | 2024-07-15 | ||
| 11 | Chow, Chuen Pak 周泉柏 | APS741 | Rep | 2007-10-09 | 2019-08-24 | ||
| 12 | Cranwell, Russell Anthony | M | ARP917 | Rep | 2008-09-18 | 2017-04-19 | |
| 13 | Dorney, Mark Andrew | M | BFD878 | Rep | 2015-03-30 | 2016-02-01 | |
| 14 | Francisco, Christopher 方宇傑 | 31 | M | ANV070 | Rep | 2014-02-10 | 2015-11-03 |
| 15 | Garnsey, Graeme Anthony | M | AZE522 | Rep | 2012-03-20 | 2019-10-26 | |
| 16 | Hadian, Hazwan | BEE235 | Rep | 2014-09-11 | 2019-05-11 | ||
| 17 | He, Tian (SFC:BBR112) 賀添 | BBR112 | Rep | 2015-04-23 | 2017-04-01 | ||
| 18 | Hon, Hau Ngai 韓巧藝 | ANN416 | Rep | 2013-11-01 | 2015-06-09 | ||
| 19 | Kim, Wee Kwang 金偉光 | BEF650 | Rep | 2015-04-23 | 2018-07-21 | ||
| 20 | Lai, Patrick Pak Hung 黎柏鴻 | M | AQU258 | Rep | 2014-02-10 | 2016-12-01 | |
| 21 | Leach, Francis Hugh Magnus | M | AGK055 | Rep | 2011-10-26 | ||
| 22 | Lee, Richard Anthony Treadgold | M | AFT495 | RO | 2006-01-16 | 2016-04-06 | |
| 23 | Leow, Siok Ling 廖淑玲 | ACR427 | RO | 2008-09-08 | 2023-07-18 | ||
| 24 | Leung, Hon Ki 梁漢旗 | AGN288 | RO | 2015-04-23 | 2018-08-30 | ||
| 25 | Leung, Leona Hiu Nam 梁曉嵐 | AXG035 | Rep | 2011-05-16 | 2017-02-11 | ||
| 26 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2013-11-01 | 2018-02-23 | ||
| 27 | Li, Hongxing (1975) 李紅星 | 40 | M | AWA019 | Rep | 2015-04-23 | 2016-11-01 |
| 28 | Li, Jia Wei 李佳蔚 | BFC751 | Rep | 2015-04-23 | 2015-08-07 | ||
| 29 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2015-04-23 | 2017-09-30 | ||
| 30 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2015-04-23 | 2019-09-05 | |
| 31 | Liu, Wenyun (SFC:AUI940) 劉文韞 | AUI940 | Rep | 2014-01-20 | 2019-03-09 | ||
| 32 | Low, Andrew Donald | M | AKJ197 | Rep | 2015-01-30 | 2015-08-12 | |
| 33 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2014-08-28 | 2019-06-15 | ||
| 34 | Luo, Xiaoran 羅笑然 | BEA831 | Rep | 2015-04-23 | 2016-12-01 | ||
| 35 | Luo, Yijue 羅一珏 | AVJ511 | Rep | 2014-02-10 | 2016-04-12 | ||
| 36 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2013-11-01 | 2016-08-29 | ||
| 37 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2013-11-01 | 2016-05-06 | ||
| 38 | Mo, Weishu 莫唯書 | BBK476 | Rep | 2015-04-23 | 2019-03-12 | ||
| 39 | Ozols, Ashley Luke | M | BFE251 | Rep | 2015-04-01 | 2017-09-21 | |
| 40 | Pang, Kwan 彭堃 | AWN156 | Rep | 2013-11-01 | 2017-05-27 | ||
| 41 | Poon, Ying Heung Charlotte 潘凝香 | F | AVS728 | Rep | 2015-04-23 | 2017-07-22 | |
| 42 | Ren, Mengqi 任孟琦 | BBR070 | Rep | 2015-04-24 | 2017-05-09 | ||
| 43 | Shen, Yue (SFC:APK242) 沈越 | APK242 | Rep | 2015-04-24 | 2020-01-06 | ||
| 44 | Shi, Yupeng 施宇鵬 | BDX511 | Rep | 2015-04-24 | 2016-02-15 | ||
| 45 | Sin, Ka Yiu 冼嘉耀 | BDP260 | Rep | 2014-06-30 | 2023-09-12 | ||
| 46 | Siu, Hiu Wang 蕭曉泓 | AVJ282 | Rep | 2015-04-24 | 2017-07-26 | ||
| 47 | Slade, Edward John | 49 | M | ACE858 | Rep | 2008-09-18 | 2016-01-20 |
| 48 | Tam, David Sai Chiu 譚世昭 | M | APB502 | RO | 2012-10-16 | 2019-05-01 | |
| 49 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 50 | Tian, Yuan (SFC:BBH078) 田园 | BBH078 | Rep | 2015-04-24 | 2015-06-30 | ||
| 51 | Wang, Changhong 王長虹 | ACN975 | RO | 2014-12-22 | 2019-01-10 | ||
| 52 | Wang, Jian (SFC:AQD161) 王健 | AQD161 | Rep | 2015-04-24 | 2015-07-17 | ||
| 53 | Wang, Liliang 王李樑 | BCY117 | Rep | 2015-03-30 | 2017-05-27 | ||
| 54 | Wang, Rui (SFC:BEA117) 王銳 | BEA117 | Rep | 2015-04-24 | 2015-07-23 | ||
| 55 | Wang, Xiao (SFC:ARI071) 王瀟 | ARI071 | Rep | 2015-04-24 | 2016-08-05 | ||
| 56 | Wang, Xuzhou 王旭州 | BBT850 | Rep | 2015-04-24 | 2015-12-01 | ||
| 57 | Wilson, Stuart Richard (SFC:ALZ457) | M | ALZ457 | RO | 2014-11-18 | 2016-06-21 | |
| 58 | Wong, Ngat 汪屹 | APW582 | Rep | 2007-10-25 | 2015-05-09 | ||
| 59 | Xu, Ping (SFC:ARQ788) 徐娉 | ARQ788 | Rep | 2015-04-24 | 2020-07-10 | ||
| 60 | Xu, Xu (SFC:AVL306) 許煦 | 30 | F | AVL306 | Rep | 2015-04-24 | 2015-05-01 |
| 61 | Yan, Ligang 閆立罡 | AXI245 | Rep | 2015-04-24 | 2017-07-29 | ||
| 62 | Yang, Hai (SFC:AXI228) 楊海 | AXI228 | Rep | 2015-04-24 | 2015-05-01 | ||
| 63 | Yang, Kaixuan 楊凱璇 | BDH680 | Rep | 2015-04-24 | 2016-02-12 | ||
| 64 | Yang, Yang (SFC:AXI251) 楊洋 | AXI251 | Rep | 2015-04-24 | 2015-09-30 | ||
| 65 | Yee, Janet Pui Fonk 余笩昉 | F | AED786 | RO | 2015-04-23 | 2019-07-03 | |
| 66 | Yu, Yang (SFC:AUZ703) 于楊 | AUZ703 | Rep | 2015-04-24 | 2018-01-10 | ||
| 67 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2008-02-12 | 2019-03-09 | |
| 68 | Zhao, Geoffrey Li 趙力 | M | AXP175 | Rep | 2015-04-24 | 2017-09-27 | |
| 69 | Zhou, Zuyu 周祖禹 | BBR071 | Rep | 2015-04-24 | 2021-08-31 | ||
| 70 | Zhu, Qing (SFC:AUZ700) 祝青 | AUZ700 | Rep | 2015-04-24 | 2015-10-09 |
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