Sino-Rich Securities & Futures Limited 中順證券期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2015 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Kwong Hoi 區光海 |
|
|
ABM765 |
RO |
2010-11-17 |
2016-05-06 |
| 2 |
Budihardjo, Wilhelm Soeharsono 沈振偉 |
|
M |
ACJ251 |
RO |
2011-08-22 |
|
| 3 |
Chan, Chak Yin (SFC:AGE560) 陳澤賢 |
|
|
AGE560 |
Rep |
2014-11-12 |
2025-02-10 |
| 4 |
Chan, Ka Yee (SFC:AJA765) 陳嘉儀 |
|
|
AJA765 |
Rep |
2007-10-16 |
2017-04-27 |
| 5 |
Chan, Tsz King 陳子勁 |
|
|
AZH485 |
Rep |
2012-04-24 |
2019-02-22 |
| 6 |
Cheung, Andy Ka Keung 張家強 |
|
|
ABS477 |
Rep |
2013-12-16 |
|
| 7 |
Cheung, Kam Wah (SFC:AGM866) 張錦華 |
|
|
AGM866 |
Rep |
2006-04-03 |
2019-03-01 |
| 8 |
Chiu, Chi Yu Jessie 趙梓如 |
|
|
AIY536 |
Rep |
2014-03-20 |
2016-05-03 |
| 9 |
Choi, Dzi Luk Fino 蔡之錄 |
|
|
ARR946 |
Rep |
2014-04-28 |
|
| 10 |
Chow, Kenneth Pak Lin 周伯年 |
|
M |
AGA548 |
Rep |
2005-09-20 |
2022-03-09 |
| 11 |
Leung, Ka Yiu (SFC:AQL241) 梁家耀 |
|
|
AQL241 |
Rep |
2008-03-26 |
2015-04-14 |
| 12 |
Leung, Tak Ki 梁德其 |
|
|
AAH581 |
Rep |
2005-11-03 |
2019-09-20 |
| 13 |
Li, Ho Pan 李皓斌 |
|
|
BCH687 |
Rep |
2013-11-29 |
2015-08-19 |
| 14 |
Li, Sihui (SFC:ASE821) 李思慧 |
|
|
ASE821 |
Rep |
2015-01-30 |
2015-06-04 |
| 15 |
Ma, Chak Kei 馬澤祺 |
|
|
AJL909 |
Rep |
2014-10-06 |
2016-01-26 |
| 16 |
Ma, Pak Chuen 馬伯全 |
|
|
AQP687 |
Rep |
2009-07-30 |
2017-04-27 |
| 17 |
Ngai, Ling Kwan 魏令君 |
|
|
ACN663 |
Rep |
2008-12-02 |
2024-05-01 |
| 18 |
Poon, Ho Leung (SFC:AAK420) 潘可亮 |
|
|
AAK420 |
RO |
2014-07-16 |
2015-10-30 |
| 19 |
Shing, Yan (SFC:AMH385) 盛欣 |
|
|
AMH385 |
Rep |
2011-03-21 |
2015-11-13 |
| 20 |
Siu, Shing Hing 蕭承興 |
|
|
BAK940 |
Rep |
2014-04-25 |
|
| 21 |
Tsang, Cheuk Fung 曾卓鋒 |
|
|
AUS314 |
Rep |
2014-10-09 |
|
| 22 |
Tse, Jude Cheung Fat 謝祥發 |
|
|
AAY431 |
Rep |
|
|
| 23 |
Tse, Wing Fai 謝榮輝 |
|
|
ACJ702 |
RO |
2012-06-21 |
2024-11-22 |
| 24 |
Tsun, Tracy Chui Shan 秦翠珊 |
|
F |
AXV579 |
Rep |
2011-08-19 |
|
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