ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Ali, Samet			ATR044	Rep	2009-10-28	2010-10-19
2	Bajaria, Sejal			ATC149	Rep	2009-06-04	2010-01-07
3	Campbell, Alastair Kenneth Ruskin 甘博仁	63	M	AXT078	Rep	2012-02-16	2012-06-29
4	Chan, Cheung Kam 陳章淦			ASZ085	Rep	2009-06-01	2012-04-12
5	Chan, Chui Ping 陳翠平			AKV332	Rep	2009-05-04	2010-08-31
6	Chan, Gary Ming Tak 陳明德		M	AFU649	RO	2012-02-15	2013-04-09
7	Chan, Hoi Fan 陳海蕃			AGB682	Rep	2009-09-11	2012-03-22
8	Chan, Jenny Pik Ha 陳碧夏	54	F	AAE806	Rep	2011-05-20	2011-10-20
9	Chan, Ka Ming (SFC:AEZ088) 陳家明			AEZ088	Rep	2009-04-06	2010-03-01
10	Chan, Ka Ying (SFC:APZ133) 陳嘉盈			APZ133	Rep	2010-06-29	2012-04-12
11	Chan, Kwok Hay 陳國禧			ACA610	Rep	2009-08-18	2011-01-01
12	Chan, Maggie Ka Yee 陳家怡		F	AGK773	RO	2012-03-21	2013-10-18
13	Chan, Man Yu (SFC:AGL891) 陳文宇			AGL891	Rep	2009-08-24	2012-03-05
14	Chan, Man Yuen (SFC:APX122) 陳文源			APX122	Rep	2011-05-26	2012-02-22
15	Chan, Mui Yuk 陳梅玉			ABT252	Rep	2009-05-05	2014-06-24
16	Chan, Ngai Lam 陳毅霖			BAZ975	Rep	2013-03-19	2018-07-24
17	Chan, Tsz Man (SFC:AGY565) 陳梓汶			AGY565	Rep	2009-05-12	2009-07-14
18	Chan, Wing Tai (SFC:ALF002) 陳永泰			ALF002	Rep	2013-03-07	2013-10-19
19	Chan, Yiu Kwong (SFC:AED596) 陳耀光			AED596	Rep	2009-04-06	2010-12-29
					RO	2010-12-29	2012-04-12
20	Chan, Yuk Ngai 陳育藝			APL733	Rep	2010-01-12	2012-02-01
21	Chen, Che 陳彻			BCB567	Rep	2013-10-15	2015-09-01
22	Chen, Guowen (SFC:AZA682) 陳國文			AZA682	Rep	2014-01-09	2016-01-29
23	Chen, Lance Chun-Hao 陳鈞豪		M	AEF331	RO	2012-02-15	2012-12-21
24	Chen, Rui (SFC:AJC825) 陳銳			AJC825	RO	2012-02-15	2012-06-27
					Rep	2012-06-27	2013-12-21
25	Cheng, Henry Wai Leung 鄭偉良		M	ABH991	Rep	2014-08-11	2015-09-23
26	Cheng, Kin Man (SFC:AHM208) 鄭健民			AHM208	Rep	2013-03-20	2013-05-03
					RO	2013-05-03	2014-09-23
27	Cheung, Jocelyn Kin Keung 張建強			ADI990	Rep	2010-02-17	2010-12-11
28	Chin, Tak Fat 錢德發			ASD647	Rep	2010-06-10	2012-07-25
29	Chiu, Ming Po 趙明寶			ATH825	Rep	2009-07-03	2012-04-12
30	Chiu, Shirley Lai Ling 趙麉玲	52	F	ABV702	Rep	2014-08-25	2015-07-20
31	Chiu, Siu Ngan 趙少雁			APV456	Rep	2010-12-14	2012-04-12
32	Choi, Wai Man (SFC:AJD238) 蔡偉民			AJD238	Rep	2011-05-30	2012-01-20
33	Chow, King Ling 鄒景玲			AAZ536	RO	2008-11-14	2014-07-15
34	Chow, Yeung Fung 周楊楓			ANE704	Rep	2009-10-16	2012-01-27
35	Chow, Yeung Tai 周揚泰			AEP365	Rep	2009-08-17	2012-03-28
36	Chu, Wing Hei 朱榮熙			ATO638	Rep	2009-08-18	2010-05-21
37	Chui, Tat Fai 徐達輝			AGO748	Rep	2010-01-14	2010-12-16
38	Chui, Tsan Kit 徐燦傑	46	M	AMS324	Rep	2010-01-12	2010-06-01
39	Dong, Yingying (SFC:AZA947) 董瑩瑩			AZA947	Rep	2012-05-16	2012-09-12
					RO	2012-09-12	2018-01-08
40	Fang, Wei (SFC:AOT337) 方煒			AOT337	Rep	2014-10-14	2015-07-27
41	Fei, John Xiang 費翔	43	M	AFT411	Rep	2012-02-16	2012-05-23
					RO	2012-05-23	2015-01-02
42	Fong, Adrian Wai Lap 方韋納	33	M	ALW505	Rep	2009-04-27	2011-02-18
43	Fu, Yung 傅蓉			AFI050	Rep	2009-05-04	2009-06-26
					RO	2009-06-26	2011-06-30
44	Fung, Yuen Yan 馮婉欣			AUX016	Rep	2010-03-17	2010-06-01
45	Gao, Dan (SFC:AVF215) 高丹			AVF215	Rep	2013-06-03	2014-07-17
46	Gu, Xiang (SFC:AMF482) 谷香			AMF482	Rep	2012-04-20	2014-01-10
47	Hang, Hugh Hai Tho 韓海疇		M	ALF543	Rep	2009-08-14	2012-04-12
48	Ho, Hin Hang 何衍行			AVH028	Rep	2010-06-01	2012-09-09
49	Ho, Janet Yuk Wa 何鈺華		F	AGK153	Rep	2009-09-10	2010-11-17
50	Hon, Chi Lap 韓致立			AGH719	Rep	2009-05-13	2009-07-14
51	Hu, Jing (SFC:AZT560) 胡靜			AZT560	Rep	2012-06-26	2015-02-20
52	Hu, Qian (SFC:ARB302) 胡倩			ARB302	Rep	2014-07-31	2016-05-20
53	Huang, Liwen (SFC:AWU004) 黃麗雯			AWU004	Rep	2011-02-09	2011-03-31
54	Jiang, Laurie Lan			AMO539	Rep	2011-08-26	2011-10-27
					RO	2011-10-27	2017-02-23
55	Ko, Che Yeung 高子陽			ADV077	Rep	2009-06-25	2011-06-20
					RO	2011-06-20
56	Kong, Rong (SFC:APN528) 孔蓉			APN528	Rep	2009-06-03	2011-04-29
57	Kong, Wei (SFC:AXU890) 孔偉			AXU890	Rep	2014-10-14	2017-07-14
58	Kwan, Robin Tang Fong 關騰芳			ABA703	Rep	2010-04-28	2012-04-12
59	Kwong, Wai Fong 鄺惠芳			AFJ234	Rep	2009-12-29	2012-02-29
60	Lai, Kwok Ho (SFC:AHC357) 黎國豪			AHC357	Rep	2010-09-24	2011-01-18
61	Lam, Chi Leung (SFC:ATH756) 林志良			ATH756	Rep	2010-07-27	2012-09-09
62	Lam, Pung 林芃			ADW634	Rep	2012-09-10	2012-12-04
					RO	2012-12-04	2013-04-20
63	Lam, Wo Hui 林和煦			AFU639	Rep	2009-03-16	2009-05-05
					RO	2009-05-05	2012-04-24
64	Lau, Eddy Ka Yip 劉家業		M	ACD286	Rep	2011-05-16	2011-06-09
					RO	2011-06-09	2012-03-21
65	Lau, Janet Kit Yan 劉潔茵		F	AQA847	Rep	2009-04-27	2009-10-28
66	Lau, Nim Kei 劉念琪			AFP825	Rep	2009-05-15	2010-06-21
67	Lau, Ying Kit (SFC:AFA706) 劉英傑			AFA706	Rep	2009-12-29	2011-06-02
68	Lee, Andrew Chun Ning 李振寧	31	M	AWA649	Rep	2010-10-11	2011-01-04
69	Lee, Chi Ming (SFC:ADA367) 李志明			ADA367	Rep	2009-08-10	2009-09-24
70	Lee, Danny Yiu Fai 李耀輝			AGO243	RO	2013-02-06
71	Lee, Gilbert Ka Ho 李家豪		M	AJI060	Rep	2009-12-03	2012-02-21
72	Lee, Kam Chiu (SFC:AQE317) 李錦超			AQE317	Rep	2009-06-15	2009-07-14
73	Lee, Tak Choi 李德財			AMZ925	Rep	2009-10-16	2011-01-15
74	Lee, Wing (SFC:AUR872) 李穎			AUR872	Rep	2010-02-10	2010-09-07
75	Leung, Chi Hang (SFC:AWQ289) 梁志鏗			AWQ289	Rep	2011-01-14	2012-02-29
76	Leung, Chi On (SFC:ADA866) 梁志安			ADA866	RO	2012-02-15	2015-08-24
77	Leung, Ka Lung (SFC:AHU105) 梁家隆			AHU105	Rep	2009-06-25	2011-06-07
78	Leung, Man Ho (SFC:AMF525) 梁文豪	33	M	AMF525	Rep	2012-02-22	2013-04-12
79	Leung, Polly Pui Ling		F	AJB855	Rep	2012-04-20	2012-06-28
					RO	2012-06-28	2014-10-02
80	Leung, Wai Ming (SFC:ACC582) 梁偉明			ACC582	Rep	2010-04-07	2011-01-22
81	Leung, Wing Choi 梁永才			ACB134	Rep	2009-08-19	2012-01-06
82	Li, Ding (SFC:AZB284) 李頂			AZB284	Rep	2012-02-20	2013-02-25
83	Li, Jia (SFC:AWQ113) 李佳			AWQ113	Rep	2011-01-13	2011-09-23
84	Li, Qian (SFC:ARI666) 酈千	32	M	ARI666	Rep	2009-06-09	2010-01-19
85	Li, Xiaoxiao (SFC:AYP082) 李肖肖			AYP082	Rep	2011-12-05	2012-03-09
					RO	2012-03-09
86	Li, Xingwen 李興文			BBW044	Rep	2014-01-09	2019-08-14
87	Li, Ying (SFC:AUG645) 李鷹	43	M	AUG645	RO	2011-08-24	2014-12-01
88	Li, Ying (SFC:BCC114) 李穎			BCC114	Rep	2013-10-17	2015-10-09
89	Liang, Shang Xian 梁尚賢		M	AOB466	Rep	2009-05-15	2010-11-27
90	Liao, Genghua 廖耿華			AYY710	Rep	2012-02-10	2017-12-15
91	Lin, Ting Pong 連庭邦			AOC860	Rep	2011-05-26	2012-01-20
92	Liu, Liang (SFC:BBS596) 劉亮			BBS596	Rep	2013-09-02	2016-05-24
93	Liu, Yu (SFC:AYH745) 劉煜			AYH745	Rep	2012-12-05	2014-06-11
94	Lo, John Wai Tung 盧衛東	46	M	ABM507	Rep	2009-05-06	2009-06-25
					RO	2009-06-25	2010-07-06
95	Lo, Wai Hung (SFC:AVD807) 盧偉雄			AVD807	Rep	2010-06-08	2013-01-12
96	Lu, Yi (SFC:AVE820) 盧軼			AVE820	Rep	2012-12-05	2017-06-19
97	Lui, Tak Yan 呂德仁			AJO142	RO	2012-02-15	2012-07-31
98	Lui, Wai Yip 呂偉業			AMH660	Rep	2009-06-08	2011-11-16
99	Lui, Yee For 呂以科			AER032	Rep	2009-05-25	2012-03-30
100	Luk, Siu Yin 陸小燕			ADI465	Rep	2010-05-13	2012-04-02
101	Luo, Yixin 羅藝鑫			AWJ276	Rep	2014-09-26	2018-06-08
102	Ma, Dick Tor Fuk 馬多福		M	AAH269	RO	2008-11-14	2011-02-23
103	Ma, Ding (SFC:BBS691) 馬丁			BBS691	Rep	2013-08-14	2015-12-09
104	Ma, Dongjun (SFC:AME464) 馬東軍			AME464	RO	2012-02-15	2013-04-12
105	Ma, Shiding 馬世鼎			AOM707	Rep	2012-12-05	2015-08-17
106	Ma, Yunpeng 馬云鵬			AUR465	Rep	2014-01-09	2014-09-12
107	Melvin Yip, Yang Joon 葉仰閏			AVP043	Rep	2012-12-05	2018-01-18
108	Meng, Bingyu 孟冰玉			AWS029	Rep	2011-01-24	2013-12-14
109	Mok, Kin Wai 莫建偉			ABS374	Rep	2009-05-15	2009-06-25
					RO	2009-06-25	2010-07-19
110	Mu, Xiao 穆曉			AWS429	Rep	2011-01-24	2013-12-14
111	Ng, Kee Yee 吳紀宜			AKQ400	Rep	2009-12-18	2012-02-10
112	Ning, Richard		M	AUA444	Rep	2009-10-29	2010-08-16
113	On, Tai Tin (SFC:AXF637) 安大天			AXF637	Rep	2012-11-26	2017-01-31
114	Pan, Jin (SFC:AVV688) 潘瑾			AVV688	Rep	2010-09-03	2011-04-29
115	Pang, Siu Kwong 龐紹光			AOR651	Rep	2010-01-20	2010-11-06
116	Pazienza, Mariapia			ATI583	Rep	2009-10-12	2011-01-31
117	Pun, Gary Kai Tai 潘啟泰		M	ABY088	Rep	2009-04-27	2013-09-04
					RO	2013-09-04	2018-05-31
118	Sam, Kwok Hong 岑國洪			ANA178	Rep	2010-03-16	2010-06-25
119	Shi, Linda Pui Sha 施珮莎		F	AQA682	Rep	2014-07-22	2016-08-19
120	Shi, Ye (SFC:BCN600) 施曄			BCN600	Rep	2014-01-21	2018-02-28
121	So, Shun Tak 蘇淳德			ANJ837	Rep	2009-06-15	2009-07-14
122	So, Wai 蘇慧	29	F	AXT252	Rep	2011-08-01	2012-10-31
123	Song, Zhengtang 宋正堂			AYI404	Rep	2012-04-12	2014-10-31
124	Sun, Hanyue 孫含越			AYW802	Rep	2014-01-21	2015-08-26
125	Sun, Wei (SFC:AVI019) 孫偉	36	M	AVI019	RO	2012-02-15	2012-07-13
126	Sun, Yi (SFC:BCC489) 孫毅			BCC489	Rep	2014-01-09	2014-02-15
127	Tam, Aleck Lik Wai 譚力維			AMM346	Rep	2010-11-24	2011-04-07
128	Tam, Hoi Wai 譚凱惠			ASX253	Rep	2009-05-04	2009-07-18
129	Tan, Derrick Wie Hon 陳威雄		M	AMP203	Rep	2009-04-27	2009-10-29
130	Tang, Eric Kiu Fung 鄧翹鋒		M	ABZ155	Rep	2012-04-23	2015-03-16
131	Tik, Sau Lan 狄秀蘭			ACA170	Rep	2011-06-20	2014-08-06
132	To, Chun Sing 涂振聲			AVI582	Rep	2014-01-09	2019-08-14
133	To, Freeman Siu Hung 杜嘯鴻			AKQ507	Rep	2009-08-21	2012-08-10
134	Toh, Swee Yow 杜瑞游			AAD637	Rep	2009-05-05	2010-05-27
					RO	2010-05-27	2019-07-31
135	Tsoi, Yuen Kam 蔡炫金			APM056	Rep	2011-06-13	2012-04-11
136	Wai, Lai Man (SFC:AFU670) 衛麗雯			AFU670	Rep	2009-06-10	2013-04-17
137	Wan, Joseph Jason 尹宸賢	42	M	AES254	Rep	2012-02-22	2013-04-12
138	Wang, Hua (SFC:AXH317) 王華			AXH317	Rep	2012-02-16	2012-06-24
139	Wang, Lei (SFC:ATV187) 王磊			ATV187	RO	2012-02-15	2015-10-02
140	Wang, Wanyi 王菀宜			BBP319	Rep	2014-01-09	2015-06-03
141	Wang, Wei (SFC:AQQ732) 王惟			AQQ732	Rep	2011-05-17	2012-07-25
142	Wang, Zhonghe 王仲何	53	M	ADI605	RO	2012-03-13	2016-04-15
143	Wen, Hong 聞宏			ANB174	RO	2013-09-04	2016-07-15
144	Wong, Chi Ching (SFC:AGJ939) 黃智清			AGJ939	Rep	2009-06-10	2012-04-12
145	Wong, Chun Wai (SFC:AQI898) 黃俊威			AQI898	Rep	2009-09-15	2012-05-28
146	Wong, Fred Wai Cheong 王偉昌			ALI545	Rep	2011-06-13	2011-11-15
147	Wong, Joanna Kwan 王筠		F	AQQ049	Rep	2010-03-02	2011-07-06
148	Wong, Joseph (SFC:AXG860) 黃致聰		M	AXG860	RO	2012-02-15	2012-09-17
					Rep	2012-09-17	2013-07-13
149	Wong, Mang Nam 王萌南			ALK612	Rep	2009-05-15	2010-01-16
150	Wong, Pak Kan 王柏勤			AXK066	Rep	2011-06-03	2012-08-10
151	Wong, Pui Pui (SFC:AOX914) 王蓓蓓			AOX914	Rep	2010-03-02	2010-04-08
152	Wong, Vincent Wing Hoo 黃永浩		M	AHE256	Rep	2013-09-09	2013-09-26
					RO	2013-09-26
153	Wong, Yuk Fai (SFC:ATS542) 黃旭輝			ATS542	Rep	2009-09-11	2010-05-08
154	Wu, Gang (SFC:ACO850) 吳剛			ACO850	Rep	2012-03-14	2012-05-22
					RO	2012-05-22	2012-10-31
					Rep	2012-10-31	2013-06-10
155	Wu, Man (SFC:AWH055) 吳曼			AWH055	Rep	2010-11-10	2011-11-18
156	Wu, Pei Shan 吳沛珊			AMM100	Rep	2012-03-20	2012-07-25
					RO	2012-07-25	2014-10-03
157	Wu, Zishan (SFC:APU807) 吳紫珊			APU807	Rep	2009-08-10	2012-04-02
158	Xi, Yue 席悅			AXD988	Rep	2011-04-18	2013-09-12
159	Xu, Jing (SFC:AYY708) 徐婧			AYY708	Rep	2012-02-10	2014-12-31
160	Yang, Minmin 楊旻旻			BEA841	Rep	2014-08-18	2014-09-17
161	Yang, Rui (SFC:ALG051) 楊瑞		M	ALG051	Rep	2012-02-17	2012-02-29
162	Yang, Wu-Kuang 楊武光			AOV395	Rep	2012-05-14	2014-05-10
163	Yang, Xiaojing (SFC:AWN157) 楊曉靜			AWN157	Rep	2010-12-20	2014-09-02
164	Yang, Yingqiu 楊影秋			AKI594	Rep	2010-09-07	2012-04-13
165	Yau, Ka Hei (SFC:ARG523) 游嘉熙			ARG523	Rep	2009-10-13	2012-03-16
166	Ye, Nisha 葉妮莎			AYY707	Rep	2012-02-10	2014-12-31
167	Ye, Weidong 叶衛東			AVG895	Rep	2010-05-27	2012-08-13
					RO	2012-08-13	2015-05-31
168	Yeung, Chor Fung 楊楚鋒			ALQ130	Rep	2010-05-24	2012-04-12
169	Yeung, Eric Sau San 楊秀臣		M	ADL089	Rep	2014-04-17	2014-05-23
					RO	2014-05-23	2020-09-03
170	Yeung, Ham 楊涵			ANU667	Rep	2009-07-28	2010-06-17
					RO	2010-06-17	2011-01-04
171	Yeung, Yan (SFC:BAD620) 楊昕			BAD620	Rep	2012-09-04	2013-07-18
172	Yip, Ka Lung 葉家龍			ADZ376	Rep	2009-03-16	2009-05-05
					RO	2009-05-05	2009-08-13
173	Yip, Siu Ling (SFC:ACR509) 葉少鈴			ACR509	Rep	2009-05-07	2011-05-03
174	You, Na (SFC:BCF979) 尤娜			BCF979	Rep	2014-01-09	2015-06-30
175	Yu, Hong (SFC:AJF555) 余宏	60	M	AJF555	RO	2011-09-27	2013-01-07
176	Yu, Shuk Mei 余淑美			AOU416	Rep	2010-07-05	2010-11-04
177	Yuan, Zhi Cheng 袁志成			AXN964	Rep	2014-01-09	2014-09-22
					RO	2014-09-22	2015-08-16
178	Zhang, Bo (SFC:AXS400) 張博			AXS400	Rep	2011-07-27	2014-07-22
179	Zhang, Cheng (SFC:AYM141) 章程			AYM141	Rep	2013-10-25	2014-11-13
180	Zhang, Jianli (SFC:AZJ205) 張健麗			AZJ205	Rep	2012-04-25	2013-01-10
181	Zhang, Weirong (SFC:AUH920) 張偉榮			AUH920	Rep	2009-12-09	2011-05-20
182	Zhou, Shuyi 周舒怡			BBB564	Rep	2013-04-09	2015-12-04
183	Zhu, Jiming 朱繼明			AZR141	Rep	2012-12-05	2017-09-07
184	Zuo, Linyuan 左邻源			BCJ578	Rep	2014-01-09	2014-11-16

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