SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Abercrombie, Justin (SFC:AST103) M AST103 Rep 2009-04-08 2009-04-09
2 Ang, Chow Yang APC577 Rep 2007-06-18
3 Ao, Man 敖曼 ANT251 Rep 2014-09-11 2016-06-18
4 Ayres, Frank Alan M ADP222 Rep 2010-06-22 2010-06-24
5 Barrineau, James William M BAR106 Rep 2013-01-07 2013-01-08
Rep 2013-09-10 2013-09-10
6 Bateman, Rory Lawrence (SFC:BAY467) BAY467 Rep 2013-03-07 2013-03-07
7 Bertrand, Eric Philippe Maxime 54 M AON840 Rep 2007-02-06 2007-03-06
8 Bhatia, Manish (SFC:AGL970) AGL970 Rep 2008-09-02
9 Bong, Peng Leong Terence M AWD298 Rep 2010-10-26 2010-11-04
Rep 2010-11-25 2014-08-20
10 Boyce, Ian Duncan 貝思賢 70 M AAE203 RO 2014-04-30
11 Brenner, Patrick Olivier M BCC759 Rep 2013-11-04 2018-01-26
12 Brooks, Philip Andrew M ALJ927 Rep 2004-10-28 2005-07-15
13 Brown, Alan John (SFC:AMM410) M AMM410 Rep 2007-05-14 2007-06-13
Rep 2008-11-25 2008-11-29
Rep 2009-08-24 2009-08-26
Rep 2011-04-11 2011-04-15
14 Bryant, Steve Roger M ALI655 Rep 2012-09-12 2012-11-16
RO 2012-11-16 2021-04-14
15 Buck, Jennifer Katherine F AQX740 Rep 2008-05-19 2008-07-19
Rep 2008-11-10 2008-11-23
16 Buckley, Paul James M ART256 Rep 2008-11-03 2010-11-05
17 Campion, James Edmund M AEQ897 RO 2004-07-12
18 Carline, Christian Benjamin M AQZ701 Rep 2008-05-13 2019-10-24
19 Chalmers, Nicholas (SFC:ADW939) M ADW939 Rep 2004-04-14
20 Chan, Chun Man (SFC:AGJ907) 陳俊文 AGJ907 Rep 2005-08-29
21 Chan, Kenneth See Yin 陳思賢 M AFP787 Rep 2004-07-02 2009-01-02
22 Chan, Pinky Yuen Yee 陳婉儀 AFI268 Rep 2021-04-01
23 Chan, Winnie Wun-yin 陳韻妍 F AOS567 Rep 2007-03-23 2007-08-10
24 Chan, Yvonne Hiu Yin 陳曉燕 F APQ960 Rep 2007-09-18 2011-11-15
25 Chen, Chao-Teng 陳朝燈 AXP590 Rep 2011-07-19 2011-07-21
26 Chen, Xi (SFC:BBD137) 陳曦 BBD137 Rep 2013-04-10 2015-07-13
27 Cheng, Horace Sui Ho 鄭瑞昊 M APB695 Rep 2007-06-12 2009-08-01
28 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2014-04-03 2021-06-15
29 Cheng, William Wai Fai 鄭偉輝 M ACI097 Rep 2013-11-29
30 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 AWS224 Rep 2013-10-09 2021-09-30
31 Cheung, Wing Wo 張永和 AFR615 Rep 2024-04-24
32 Chin, Szu Yi 陳思伊 ASE564 Rep 2008-12-22 2008-12-24
Rep 2009-11-02 2010-02-02
Rep 2010-02-26 2011-06-10
33 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 AGN586 Rep 2008-10-27 2024-04-12
34 Chiu, Sze Miu 招詩苗 AQD961 Rep 2011-09-19
35 Chow, Yan Yan 周茵茵 ADW712 Rep 2003-09-03 2022-12-21
36 Chui, Henry Kar-Kea 徐家傑 M AQI323 Rep 2008-01-17 2008-11-12
37 Chum, Terrace Pak Hing 覃伯興 M ACZ116 Rep 2006-03-31
38 Chung, Francis Chuan Pu 叢川普 45 M AEU334 RO 2007-05-01
39 Clark, Alastair Stanley M ASE563 Rep 2008-12-22 2008-12-24
Rep 2011-07-14 2011-07-15
Rep 2011-08-03 2013-12-13
40 Coghlan, Richard Anthony Nelson M ANM486 Rep 2006-06-05 2008-01-09
RO 2008-01-09 2015-08-01
41 Coleman, Lisa Maria F ANN077 Rep 2006-06-16 2006-07-16
42 Conway, Allan Brian M AMS702 Rep 2005-11-23 2005-12-24
Rep 2006-11-14 2006-12-14
Rep 2007-01-16 2007-02-16
Rep 2007-11-26 2007-12-07
Rep 2009-10-14 2016-09-27
43 Cox, Andrew Michael (SFC:AOA555) M AOA555 Rep 2006-10-16 2006-11-16
44 Coyle, John (SFC:AUB182) M AUB182 Rep 2009-11-09 2009-11-13
45 Cunningham, Jeremy James Warren M AQS229 Rep 2008-03-28 2008-04-03
Rep 2008-11-18 2008-11-21
Rep 2009-06-15 2009-06-17
Rep 2009-11-26 2011-08-09
46 Custard, Curtis William M ANJ473 Rep 2006-05-10 2006-06-10
Rep 2007-03-27 2007-04-26
47 Dang, Yulei 党宇蕾 AJH130 Rep 2007-07-09 2010-07-31
48 Dasher, Karl Franklin M ATS248 Rep 2009-09-14 2009-09-16
49 Dawson, James (SFC:BCA004) M BCA004 Rep 2013-10-23 2013-10-25
Rep 2014-05-08 2014-05-08
50 De Mello, Rajeev Donald M ATI148 Rep 2011-09-23 2018-02-21
51 Debruyne, Lieven M O 李定邦 M ACS819 Rep 2005-09-21 2006-03-21
RO 2006-03-21 2020-10-09
52 Dennis, Clive M ATM462 Rep 2009-08-06 2010-11-24
53 Dreaneen, Andrew Robert (SFC:BAX627) M BAX627 Rep 2013-02-25 2021-05-17
54 Enlund, Dianna APU795 Rep 2007-10-15 2007-10-31
55 Field, Nicholas Alfred M AOL056 Rep 2007-01-16 2007-02-16
56 Fok, Pui Shan (SFC:AFT509) 霍佩珊 AFT509 Rep 2007-05-14
Rep 2011-10-11 2015-12-01
57 Foo, Hee Lim Kevin M AXH344 Rep 2011-06-23 2012-08-17
58 Ford, John Michael Frederic 50 M AJE749 RO 2004-01-12 2005-06-20
59 Fung, Wendy Ching Suet 馮靜雪 F ACC003 Rep 2003-10-10
60 George, Manu AZJ281 Rep 2012-04-25 2012-05-24
Rep 2013-11-13 2020-03-05
61 Go, Swan Khing BAI631 Rep 2012-10-22 2013-01-25
Rep 2013-10-09 2013-10-11
Rep 2014-04-02 2014-04-03
62 Goh, How Phuang 吳浩藩 ALU196 Rep 2005-03-10 2005-06-10
Rep 2006-10-17 2006-11-17
Rep 2007-03-28 2007-06-08
Rep 2007-06-26 2011-07-23
63 Gotto, James Anthony Warren M APK228 Rep 2007-08-14 2007-09-14
64 Greif, Joseph Judah (SFC:AZD669) M AZD669 Rep 2012-03-12 2019-07-30
65 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2010-06-10 2018-05-02
66 Harris, David Shannon M ARS574 Rep 2008-11-03 2010-11-24
67 Hashmi, Wajahat Altaf ANJ199 Rep 2006-05-09 2006-08-09
68 Henriques, Guy Michael Quixano M ATN770 Rep 2009-08-17 2009-12-03
69 Ho, Kelly Ngar Ying 何雅盈 F AFY162 Rep 2007-05-07
70 Ho, Seow Eng Julia F BAE896 Rep 2012-09-17
71 Ho, Veda Wing Sum 何詠心 F AOA335 Rep 2009-09-28 2019-04-03
72 Ho, Vida Nim Yan 何念恩 AGB455 Rep 2005-07-07
73 Ho, Winnie Wai Yee 何慧兒 F AFD506 Rep 2006-08-04 2012-08-21
74 Huang, Guan (SFC:BBT472) 黃冠 BBT472 Rep 2013-08-20 2022-09-22
75 Hudson, Toby Walpole ADE163 Rep
76 Hui, Pui Yu 許佩如 AFY007 Rep 2010-10-04
77 Hui, Sau Wai (SFC:AEA524) 許秀慧 AEA524 Rep 2004-04-26
78 Hui, Tsz Fung 許子峰 AFQ009 Rep 2016-05-04
79 Imam, Michael Raza M AOL063 Rep 2007-01-22 2010-11-30
80 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-09-23 2020-11-24
81 Kalra, Showbhik BCD976 Rep 2013-10-29 2019-12-20
82 Kamal, Nur' Ashikin Binte AWY940 Rep 2011-03-11 2013-04-01
83 Kan, Chi Cheung 鄞子翔 AOZ112 Rep 2007-05-29 2021-01-22
84 Ki, Shui Ping 祁瑞萍 ABD063 Rep 2022-12-30
85 Kim, Seung Ju 金升柱 APM142 Rep 2007-08-30 2008-04-24
RO 2008-04-24
86 Kim, Young Roe ATP155 Rep 2009-09-01 2019-03-15
87 Koester, Andreas Josef Johannes M ANJ471 Rep 2006-05-08 2006-06-08
88 Kong, Cheuk Hang (SFC:ADD792) 江焯亨 ADD792 Rep 2003-12-11
89 Kung, Tak Ho 孔德豪 AFU803 Rep 2007-06-01
90 Kwan, Anna Wai Yee 關慧儀 F AEO754 Rep 2010-08-13 2011-05-10
91 Kwan, Ka Po (SFC:AED278) 關嘉寶 AED278 Rep 2007-06-21
92 Kwok, Karen Ka Pik 郭嘉碧 F AFX845 Rep 2005-06-07 2012-07-31
93 Lam, Dennis Saihong 林世康 34 M AKI595 Rep 2005-02-18 2008-02-28
94 Lau, Chi Kin (SFC:AEN528) 劉志堅 AEN528 Rep 2005-04-08
95 Lau, Karen Kwan Chuk 劉堃竹 F AGH196 Rep 2004-03-15
96 Lau, Pei Man Hidy 劉姵妏 AVZ457 Rep 2010-10-05 2018-04-30
97 Lau, Roger Yee Ho 劉以浩 M ASS671 Rep 2010-02-09 2022-09-22
98 Lau, Tse Fung 劉子峯 AAJ835 Rep 2010-06-09 2010-07-21
99 Law, Clara Yuet Yee 羅月兒 F ACS196 Rep 2005-08-10
RO 2005-08-10 2006-02-08
Rep 2006-02-08 2006-04-12
RO 2006-04-12
100 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2009-03-16 2010-03-26
101 Lee, Elaine Shuk Tak 李淑德 F AFI432 Rep
102 Lee, King Fuei ANT780 Rep 2006-08-09
103 Lee, Man Kit (SFC:AEY549) 李文傑 AEY549 Rep 2012-07-30
104 Lee, Miu Chi 利妙芝 AYR769 Rep 2012-01-19
105 Lee, Oliver David Graham M BCW949 Rep 2014-02-17 2015-08-27
106 Lee, Sai Yin 李世賢 AFN905 Rep 2007-10-02 2018-05-02
107 Lee, Shiu Kuen 李少娟 AFX333 Rep 2008-09-12 2014-04-27
108 Lee, Stella Yee Hing 李懿馨 F AGC460 Rep 2024-07-09
109 Lee, Wai Fung (SFC:AFU140) 李韋鋒 AFU140 Rep 2003-06-12
110 Lee, Wilson Kwok Wai 李國偉 M AWK840 Rep 2010-12-03 2011-05-28
111 Leung, Rita Siu Ling 梁少玲 ARG354 Rep 2008-09-12 2009-10-24
112 Li, Jing (SFC:AMI391) 李婧 AMI391 Rep 2010-11-29 2018-04-27
113 Li, Man Ling (SFC:ADW938) 李蔓玲 ADW938 Rep 2003-04-17
114 Li, Yang (SFC:BBU800) 李阳 BBU800 Rep 2013-09-05
115 Lim, Siok-Mei AQQ370 Rep 2008-04-01 2009-01-12
116 Liu, Wai Keung (SFC:AEE248) 廖偉強 AEE248 Rep 2004-10-28
117 Lo, Lai Ha 盧麗霞 AIX153 Rep 2007-08-21
118 Lo, Wai Leung (SFC:ADA869) 盧偉良 ADA869 Rep 2008-04-09
RO 2008-04-09
119 Lothian, Scott Alan M ANM176 Rep 2013-09-06 2013-09-06
Rep 2014-05-13 2014-05-14
120 Lui, David Yin Tat 雷賢達 64 M AAJ229 RO 2009-03-17
Rep 2009-03-17 2016-04-22
121 Lui, Mandy Man Lok 雷敏諾 F BAI757 Rep 2012-11-06 2015-11-14
122 Luk, Kim Ping 陸劍平 ACS638 Rep 2010-07-30
123 Luo, Laura Ying 羅瑩 49 F ADJ631 Rep 2013-07-25
124 Luong, Jay C. 梁競之 AGN573 Rep 2008-05-29
125 Ma, Calvin Kwai Shing 馬桂承 M APA545 Rep 2010-06-29 2012-05-31
126 Mackay, Neil Alexander M ACE850 Rep 2007-11-16 2009-11-30
127 Mackenzie, David Kirkwood M AFG706 Rep 2006-02-08 2013-12-27
RO 2013-12-27 2019-04-30
128 Maisonneuve, Virginie Monique F ANA059 Rep 2008-04-11 2008-04-17
Rep 2009-04-06 2009-04-09
Rep 2009-05-13 2009-05-15
Rep 2009-11-16 2013-11-15
129 Marinucci, Raffaella (SFC:AMU534) AMU534 Rep 2005-12-09 2009-04-30
130 Marriott, Gavin Brent M ASH807 Rep 2009-01-20 2009-01-24
Rep 2010-11-22 2010-11-25
Rep 2011-03-07 2011-03-11
131 Marsland, John Robert M AZE446 Rep 2012-03-21 2012-03-23
Rep 2013-03-07 2013-03-08
Rep 2013-06-19 2013-06-19
Rep 2013-11-26 2013-11-26
Rep 2014-01-16 2014-01-17
132 McLaughlin, John Gerard (SFC:BDY312) M BDY312 Rep 2014-08-18 2014-08-22
133 Money, Giles Richard M AXG765 Rep 2011-05-25 2011-05-27
134 Monsen, Thor Kristian Vigso AQV127 Rep 2008-04-15 2009-02-11
135 Mooney, David John Francis 52 M ANW542 Rep 2006-09-07 2006-10-06
136 Moute, Benjamin Daniel Germain 39 M ARP639 Rep 2008-09-29 2010-11-24
137 Ng, Peng Fong AXN051 Rep 2011-06-30
138 Ng, Teck Neng 黃得能 API005 Rep 2007-08-30 2010-12-16
139 Ng, Ying Min Grace 吳穎敏 AZZ102 Rep 2012-07-31
140 Osborn, Adam Gihon M AAZ357 Rep
141 Parbrook, Robin Stewart M ACI102 RO 2008-04-06
Rep 2008-04-06 2023-05-04
142 Prawitz, Alexander Gunter Peter M AZC709 Rep 2012-03-07 2012-10-17
Rep 2012-11-23 2017-08-28
143 Price, Charles Dominic M AQL465 Rep 2008-02-18 2008-02-25
144 Raman, Ranjiv BAI760 Rep 2012-10-24 2013-01-24
Rep 2013-05-29 2013-05-31
Rep 2013-10-09 2013-10-11
Rep 2014-04-03 2014-04-04
145 Rucker, Rupert Charles William M AOL530 Rep 2007-03-01 2021-05-17
146 Saier, Georges-Arnaud AOT455 Rep 2007-03-28 2007-04-27
147 Schemmann, Sonja APB527 Rep 2007-06-11 2007-07-11
148 Scott, Elisabeth Charlotte F ACI103 RO 2008-04-06
Rep 2008-04-06 2009-12-08
149 See, Thomas M BBT565 Rep 2013-08-26 2013-08-28
Rep 2013-12-04 2013-12-06
150 Sennitt, Richard John M BCC970 Rep 2013-10-21 2013-10-22
151 Serocold, Mark Joseph Pearce M AWI427 Rep 2010-11-23 2012-04-13
152 Shelton, Janan Rebecca BAK851 Rep 2012-11-12 2012-11-12
153 Shen, Jiaojiao 沈嬌嬌 BCM624 Rep 2013-12-16 2018-08-02
154 Shum, Richard (SFC:ADQ861) 岑傑誠 M ADQ861 Rep 2003-07-28
RO 2003-07-28 2003-12-11
155 Shum, Taro Ka Chun 岑嘉俊 ACX489 Rep 2012-02-06
156 Sidani, Rami AVJ147 Rep 2010-06-24 2010-11-24
Rep 2011-02-24 2021-05-17
157 Simler, Justin Paul M AOS379 Rep 2007-03-21 2007-04-21
Rep 2007-10-15 2007-10-31
Rep 2008-07-15 2008-07-18
158 Siu, Samuel Chung Sum 蕭仲森 M ARG336 Rep 2008-08-15 2010-10-15
159 So, Yuk Fong (SFC:AOX343) 蘇玉芳 AOX343 Rep 2011-06-10 2022-03-23
160 Sondhi, Simran AON841 Rep 2007-02-06 2007-03-06
161 Sparks, Wesley Allen AZK654 Rep 2012-05-07 2012-05-08
Rep 2013-02-25 2013-02-26
162 Stanton, Benjamin M AUB177 Rep 2009-11-09 2009-11-13
163 Sze, Pui Kay 施培基 AFA836 Rep 2005-09-02 2014-08-16
164 Tai, Amy Yuk Yi 戴玉儀 F ADT504 Rep 2012-06-15 2023-02-28
165 Taljard, Garth Barry M AXO818 Rep 2011-07-07 2018-12-14
166 Tam, Kit Sai 譚潔茜 AFM299 Rep 2008-06-23
167 Tan, Amina 陳明雅 AGC966 Rep 2006-11-03
168 Tan, Siew Shen 陳修賢 ALJ824 Rep 2004-10-26 2005-10-08
169 Tang, Angela On Key 鄧安琪 F AFO588 Rep 2008-08-11 2019-11-15
170 Tang, Wai Chi Ricky 鄧偉志 AUS271 Rep 2011-12-12 2021-05-31
171 Tang, Wai Sen 鄧慧珊 AGD027 Rep 2005-08-17 2010-01-08
172 Taylor, Christopher Neil (SFC:ANP718) M ANP718 Rep 2006-06-30 2006-07-30
173 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2008-05-20 2021-05-14
174 Tsang, Billy Sze Wai 曾思偉 AIR095 Rep 2004-08-17
175 Tsang, Selina Wai Sze 曾慧詩 F ACJ622 Rep 2007-06-01
176 Tse, Chi Ho (SFC:AEB972) 謝志豪 AEB972 Rep 2006-02-22 2008-02-02
177 Tung, Lai Kwan 董麗君 AOM604 Rep 2010-09-29
178 Van Der Schaft, Pieter ADW623 Rep 2012-11-28 2014-04-30
179 Van Duren, Tim M BCW818 Rep 2014-02-17 2016-07-04
180 Wade, Keith Martin M APU790 Rep 2007-10-15 2007-10-31
Rep 2007-12-05 2007-12-11
Rep 2009-12-01 2009-12-04
181 Weatherill, Lucas Scott M AMS328 Rep 2005-11-17 2007-05-28
182 Webber, Simon Mark M AOS385 Rep 2007-03-23 2007-04-21
Rep 2007-05-14 2007-06-14
Rep 2008-02-18 2010-11-24
183 Wilson, Thomas George St John M AVI947 Rep 2010-06-22 2010-06-24
184 Wong, Amelia Ngar Men 黃雅雯 F AEX263 Rep 2007-11-09
185 Wong, Chen Lung 黃震龍 AFR616 Rep 2003-09-05
186 Wong, Yuk Wah (SFC:AFV475) 黃玉華 AFV475 Rep 2010-09-28 2023-02-07
187 Wooldridge, Sherry Lin 林淑娥 F AEV538 Rep 2010-05-03 2025-04-17
188 Wu, Hui (SFC:ANJ209) 吳蕙 ANJ209 Rep 2006-05-09 2013-08-16
189 Wyke, Christopher John (SFC:AOR598) M AOR598 Rep 2007-03-12 2021-04-30
190 Xu, Bo (SFC:AYA837) 徐博 AYA837 Rep 2011-09-15 2019-04-08
191 Yan, Yuk Hei 嚴煜稀 AMO477 Rep 2005-10-14 2007-02-23
192 Yap, Sze Sze 葉絲絲 BAI297 Rep 2012-11-01 2015-05-23
193 Yeung, Ho Yip 楊豪業 AGN028 Rep 2012-10-10 2014-09-20
194 Yiu, Ken Keung 姚強 M ANH317 Rep 2007-06-01 2010-07-14
195 Yuen, Man Suet 袁漫雪 AFC145 Rep 2003-11-26
196 Yung, Yuk Chun (SFC:AGG014) 容玉珍 AGG014 Rep 2004-01-16
197 Zheng, Chong 鄭冲 AQQ143 Rep 2013-11-04
198 Zhu, Hui (SFC:AKI716) 朱慧 AKI716 Rep 2007-06-11 2011-07-30
199 Zhu, Yanlin 朱彥霖 BBT505 Rep 2013-08-21 2017-09-08

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