SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2014 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Ang, Chow Yang |
|
|
APC577 |
Rep |
2007-06-18 |
|
| 2 |
Bhatia, Manish (SFC:AGL970) |
|
|
AGL970 |
Rep |
2008-09-02 |
|
| 3 |
Bong, Peng Leong Terence |
|
M |
AWD298 |
Rep |
2010-11-25 |
2014-08-20 |
| 4 |
Brenner, Patrick Olivier |
|
M |
BCC759 |
Rep |
2013-11-04 |
2018-01-26 |
| 5 |
Bryant, Steve Roger |
|
M |
ALI655 |
RO |
2012-11-16 |
2021-04-14 |
| 6 |
Carline, Christian Benjamin |
|
M |
AQZ701 |
Rep |
2008-05-13 |
2019-10-24 |
| 7 |
Chan, Pinky Yuen Yee 陳婉儀 |
|
|
AFI268 |
Rep |
|
2021-04-01 |
| 8 |
Chen, Xi (SFC:BBD137) 陳曦 |
|
|
BBD137 |
Rep |
2013-04-10 |
2015-07-13 |
| 9 |
Cheng, Kei Pong 鄭祁邦 |
|
|
ANR239 |
Rep |
2014-04-03 |
2021-06-15 |
| 10 |
Cheung, Ka Lun (SFC:AWS224) 張嘉麟 |
|
|
AWS224 |
Rep |
2013-10-09 |
2021-09-30 |
| 11 |
Cheung, Wing Wo 張永和 |
|
|
AFR615 |
Rep |
|
2024-04-24 |
| 12 |
Chiu, Mei Fung (SFC:AGN586) 趙美鳳 |
|
|
AGN586 |
Rep |
2008-10-27 |
2024-04-12 |
| 13 |
Chiu, Sze Miu 招詩苗 |
|
|
AQD961 |
Rep |
2011-09-19 |
|
| 14 |
Chow, Yan Yan 周茵茵 |
|
|
ADW712 |
Rep |
2003-09-03 |
2022-12-21 |
| 15 |
Coghlan, Richard Anthony Nelson |
|
M |
ANM486 |
RO |
2008-01-09 |
2015-08-01 |
| 16 |
Conway, Allan Brian |
|
M |
AMS702 |
Rep |
2009-10-14 |
2016-09-27 |
| 17 |
De Mello, Rajeev Donald |
|
M |
ATI148 |
Rep |
2011-09-23 |
2018-02-21 |
| 18 |
Debruyne, Lieven M O 李定邦 |
|
M |
ACS819 |
RO |
2006-03-21 |
2020-10-09 |
| 19 |
Dreaneen, Andrew Robert (SFC:BAX627) |
|
M |
BAX627 |
Rep |
2013-02-25 |
2021-05-17 |
| 20 |
Fok, Pui Shan (SFC:AFT509) 霍佩珊 |
|
|
AFT509 |
Rep |
2011-10-11 |
2015-12-01 |
| 21 |
George, Manu |
|
|
AZJ281 |
Rep |
2013-11-13 |
2020-03-05 |
| 22 |
Greif, Joseph Judah (SFC:AZD669) |
|
M |
AZD669 |
Rep |
2012-03-12 |
2019-07-30 |
| 23 |
Guo, Wei (SFC:ASU040) 郭煒 |
|
|
ASU040 |
Rep |
2010-06-10 |
2018-05-02 |
| 24 |
Ho, Seow Eng Julia |
|
F |
BAE896 |
Rep |
2012-09-17 |
|
| 25 |
Ho, Veda Wing Sum 何詠心 |
|
F |
AOA335 |
Rep |
2009-09-28 |
2019-04-03 |
| 26 |
Huang, Guan (SFC:BBT472) 黃冠 |
|
|
BBT472 |
Rep |
2013-08-20 |
2022-09-22 |
| 27 |
Hudson, Toby Walpole |
|
|
ADE163 |
Rep |
|
|
| 28 |
Hui, Pui Yu 許佩如 |
|
|
AFY007 |
Rep |
2010-10-04 |
|
| 29 |
Hui, Tsz Fung 許子峰 |
|
|
AFQ009 |
Rep |
|
2016-05-04 |
| 30 |
Jacobelli Yau, Maurien Oi Man 丘愛敏 |
|
|
ABK611 |
Rep |
2004-09-23 |
2020-11-24 |
| 31 |
Kalra, Showbhik |
|
|
BCD976 |
Rep |
2013-10-29 |
2019-12-20 |
| 32 |
Kan, Chi Cheung 鄞子翔 |
|
|
AOZ112 |
Rep |
2007-05-29 |
2021-01-22 |
| 33 |
Ki, Shui Ping 祁瑞萍 |
|
|
ABD063 |
Rep |
|
2022-12-30 |
| 34 |
Kim, Seung Ju 金升柱 |
|
|
APM142 |
RO |
2008-04-24 |
|
| 35 |
Kim, Young Roe |
|
|
ATP155 |
Rep |
2009-09-01 |
2019-03-15 |
| 36 |
Lau, Pei Man Hidy 劉姵妏 |
|
|
AVZ457 |
Rep |
2010-10-05 |
2018-04-30 |
| 37 |
Lau, Roger Yee Ho 劉以浩 |
|
M |
ASS671 |
Rep |
2010-02-09 |
2022-09-22 |
| 38 |
Law, Clara Yuet Yee 羅月兒 |
|
F |
ACS196 |
RO |
2006-04-12 |
|
| 39 |
Lee, Elaine Shuk Tak 李淑德 |
|
F |
AFI432 |
Rep |
|
|
| 40 |
Lee, King Fuei |
|
|
ANT780 |
Rep |
2006-08-09 |
|
| 41 |
Lee, Man Kit (SFC:AEY549) 李文傑 |
|
|
AEY549 |
Rep |
2012-07-30 |
|
| 42 |
Lee, Miu Chi 利妙芝 |
|
|
AYR769 |
Rep |
2012-01-19 |
|
| 43 |
Lee, Oliver David Graham |
|
M |
BCW949 |
Rep |
2014-02-17 |
2015-08-27 |
| 44 |
Lee, Sai Yin 李世賢 |
|
|
AFN905 |
Rep |
2007-10-02 |
2018-05-02 |
| 45 |
Lee, Stella Yee Hing 李懿馨 |
|
F |
AGC460 |
Rep |
|
2024-07-09 |
| 46 |
Li, Jing (SFC:AMI391) 李婧 |
|
|
AMI391 |
Rep |
2010-11-29 |
2018-04-27 |
| 47 |
Li, Yang (SFC:BBU800) 李阳 |
|
|
BBU800 |
Rep |
2013-09-05 |
|
| 48 |
Liu, Wai Keung (SFC:AEE248) 廖偉強 |
|
|
AEE248 |
Rep |
2004-10-28 |
|
| 49 |
Lo, Lai Ha 盧麗霞 |
|
|
AIX153 |
Rep |
2007-08-21 |
|
| 50 |
Lo, Wai Leung (SFC:ADA869) 盧偉良 |
|
|
ADA869 |
RO |
2008-04-09 |
|
| 51 |
Lui, David Yin Tat 雷賢達 |
64 |
M |
AAJ229 |
Rep |
2009-03-17 |
2016-04-22 |
| 52 |
Lui, Mandy Man Lok 雷敏諾 |
|
F |
BAI757 |
Rep |
2012-11-06 |
2015-11-14 |
| 53 |
Luong, Jay C. 梁競之 |
|
|
AGN573 |
Rep |
2008-05-29 |
|
| 54 |
Mackenzie, David Kirkwood |
|
M |
AFG706 |
RO |
2013-12-27 |
2019-04-30 |
| 55 |
Ng, Peng Fong |
|
|
AXN051 |
Rep |
2011-06-30 |
|
| 56 |
Ng, Ying Min Grace 吳穎敏 |
|
|
AZZ102 |
Rep |
2012-07-31 |
|
| 57 |
Osborn, Adam Gihon |
|
M |
AAZ357 |
Rep |
|
|
| 58 |
Parbrook, Robin Stewart |
|
M |
ACI102 |
Rep |
2008-04-06 |
2023-05-04 |
| 59 |
Prawitz, Alexander Gunter Peter |
|
M |
AZC709 |
Rep |
2012-11-23 |
2017-08-28 |
| 60 |
Rucker, Rupert Charles William |
|
M |
AOL530 |
Rep |
2007-03-01 |
2021-05-17 |
| 61 |
Shen, Jiaojiao 沈嬌嬌 |
|
|
BCM624 |
Rep |
2013-12-16 |
2018-08-02 |
| 62 |
Sidani, Rami |
|
|
AVJ147 |
Rep |
2011-02-24 |
2021-05-17 |
| 63 |
So, Yuk Fong (SFC:AOX343) 蘇玉芳 |
|
|
AOX343 |
Rep |
2011-06-10 |
2022-03-23 |
| 64 |
Sze, Pui Kay 施培基 |
|
|
AFA836 |
Rep |
2005-09-02 |
2014-08-16 |
| 65 |
Tai, Amy Yuk Yi 戴玉儀 |
|
F |
ADT504 |
Rep |
2012-06-15 |
2023-02-28 |
| 66 |
Taljard, Garth Barry |
|
M |
AXO818 |
Rep |
2011-07-07 |
2018-12-14 |
| 67 |
Tang, Angela On Key 鄧安琪 |
|
F |
AFO588 |
Rep |
2008-08-11 |
2019-11-15 |
| 68 |
Tang, Wai Chi Ricky 鄧偉志 |
|
|
AUS271 |
Rep |
2011-12-12 |
2021-05-31 |
| 69 |
Tsang, Angela Nga Yan 曾雅恩 |
|
F |
AMG900 |
Rep |
2008-05-20 |
2021-05-14 |
| 70 |
Tung, Lai Kwan 董麗君 |
|
|
AOM604 |
Rep |
2010-09-29 |
|
| 71 |
Van Duren, Tim |
|
M |
BCW818 |
Rep |
2014-02-17 |
2016-07-04 |
| 72 |
Wong, Amelia Ngar Men 黃雅雯 |
|
F |
AEX263 |
Rep |
2007-11-09 |
|
| 73 |
Wong, Yuk Wah (SFC:AFV475) 黃玉華 |
|
|
AFV475 |
Rep |
2010-09-28 |
2023-02-07 |
| 74 |
Wooldridge, Sherry Lin 林淑娥 |
|
F |
AEV538 |
Rep |
2010-05-03 |
2025-04-17 |
| 75 |
Wyke, Christopher John (SFC:AOR598) |
|
M |
AOR598 |
Rep |
2007-03-12 |
2021-04-30 |
| 76 |
Xu, Bo (SFC:AYA837) 徐博 |
|
|
AYA837 |
Rep |
2011-09-15 |
2019-04-08 |
| 77 |
Yap, Sze Sze 葉絲絲 |
|
|
BAI297 |
Rep |
2012-11-01 |
2015-05-23 |
| 78 |
Yeung, Ho Yip 楊豪業 |
|
|
AGN028 |
Rep |
2012-10-10 |
2014-09-20 |
| 79 |
Zheng, Chong 鄭冲 |
|
|
AQQ143 |
Rep |
2013-11-04 |
|
| 80 |
Zhu, Yanlin 朱彥霖 |
|
|
BBT505 |
Rep |
2013-08-21 |
2017-09-08 |
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