WAH THAI SECURITIES LIMITED 華泰證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Cheu, Josefina 周彬娜		F	AAV069	RO		2018-02-08
2	Ng, Kam Shan (SFC:AAV071) 吳金山			AAV071	RO		2018-02-08
3	Shum, Wai Cheung 沈懷翔			AAH982	Rep		2020-07-31
4	Sze, Leung Kiu 施良橋			AAH976	RO		2018-02-08
5	Tai, Makki Yin Hing 戴燕興			AAE595	Rep		2020-08-01

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