SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Andy Wai Kit 陳偉傑 | ADJ155 | Rep | 2006-08-31 | 2006-12-11 | ||
| RO | 2006-12-11 | 2014-06-09 | |||||
| 2 | Chan, Justin Sano 陳生樂 | 40 | M | AFY829 | Rep | 2010-10-27 | 2011-04-02 |
| 3 | Chan, Suet Ying (SFC:AIR609) 陳雪瑩 | AIR609 | Rep | 2010-02-02 | 2010-06-16 | ||
| 4 | Chan, Yu Wai 陳宇威 | AEX105 | Rep | 2004-08-06 | 2007-05-04 | ||
| 5 | Cheung, Chi Long 張子朗 | AYS651 | Rep | 2011-12-30 | 2013-06-20 | ||
| 6 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2004-10-06 | 2004-12-29 | |
| 7 | Chung, Wai 鍾尉 | ADO297 | Rep | 2010-06-01 | 2010-07-14 | ||
| RO | 2010-07-14 | 2012-05-01 | |||||
| 8 | Chung, Yan Hei 鍾欣熹 | BBA105 | Rep | 2013-03-18 | 2014-03-26 | ||
| 9 | Ho, Lok Yan 何樂昕 | ANL071 | Rep | 2006-05-29 | 2007-01-24 | ||
| 10 | Ko, Christine Ying 高英 | F | ARI201 | Rep | 2011-05-13 | 2014-06-12 | |
| 11 | Kwan, Hoi Wang 關開宏 | ACT446 | RO | 2009-02-19 | 2010-04-23 | ||
| 12 | Lam, Martha Suk Yee 林淑儀 | F | AWS703 | Rep | 2011-01-28 | 2012-05-01 | |
| 13 | Lee, Alan Yiu Chung 李耀宗 | M | AFS979 | Rep | 2011-05-16 | 2012-09-20 | |
| RO | 2012-09-20 | 2014-06-12 | |||||
| 14 | Li, Wai Kuen 李惠娟 | ADZ551 | RO | 2014-07-18 | |||
| 15 | Lo, Hiu Tung 勞曉彤 | AXH227 | Rep | 2011-05-17 | 2011-07-29 | ||
| 16 | Lo, Philip Chung Ho 盧頌濠 | M | AGJ126 | Rep | 2011-07-25 | 2014-06-08 | |
| 17 | Mung, Chi Kin 蒙賜健 | AOR641 | Rep | 2007-03-14 | 2011-04-18 | ||
| 18 | Ng, Ying Kit 吳映吉 | 36 | M | AML429 | Rep | 2007-01-08 | 2007-02-22 |
| Rep | 2009-02-04 | 2011-04-01 | |||||
| 19 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2004-09-30 | 2006-07-14 | ||
| 20 | Peng, Chen (SFC:BAE848) 彭辰 | BAE848 | Rep | 2012-09-14 | 2012-12-08 | ||
| 21 | Poon, Tai Cheung 潘泰章 | AQY872 | Rep | 2008-06-23 | 2010-03-01 | ||
| 22 | Sit, Kenneth Kar Kin 薛家鍵 | M | ADR744 | RO | 2003-06-10 | 2007-01-28 | |
| 23 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | AFM549 | Rep | 2003-07-29 | 2004-09-15 | ||
| 24 | Song, Yuxi 宋禹熹 | BCC505 | Rep | 2013-10-21 | 2014-06-14 | ||
| 25 | Sung, Pui Yu 宋沛榆 | AQG695 | Rep | 2011-02-16 | 2011-10-31 | ||
| 26 | Tang, Andrew Ping Sum 鄧炳森 | 56 | M | AEL276 | Rep | 2009-01-05 | 2009-03-20 |
| RO | 2009-03-20 | 2009-06-12 | |||||
| 27 | Tsang, Keith Hei Ho 曾希豪 | M | ABC089 | Rep | 2009-03-25 | 2009-05-22 | |
| RO | 2009-05-22 | 2011-01-28 | |||||
| 28 | Wong, Chun Wa (SFC:AIN957) 黃春華 | AIN957 | Rep | 2005-03-23 | |||
| 29 | Wong, Ivis Long Sau 黃朗修 | ADA335 | Rep | 2009-09-21 | 2011-01-28 | ||
| 30 | Yeung, Francis Yiu Wah 楊耀華 | 53 | M | ACG885 | Rep | 2004-10-04 | 2004-10-25 |
| RO | 2004-10-25 | 2005-01-27 | |||||
| 31 | Yip, Shek Hung 葉錫洪 | AJD606 | Rep | 2005-04-21 | 2006-04-26 | ||
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