PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, George Wing Yau 陳永祐 | 58 | M | AAC044 | RO | 1998-06-15 | 2005-01-13 |
| 2 | Chan, Ka Wai (SFC:AKO666) 陳嘉威 | AKO666 | Rep | 2007-06-11 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2012-06-19 | |||||
| 3 | Chan, Mei Wan (SFC:AQF654) 陳美雲 | AQF654 | Rep | 2008-01-07 | 2008-02-05 | ||
| 4 | Chan, Pik Yan 陳碧忻 | AGE409 | Rep | 2003-05-10 | |||
| 5 | Chan, Po Shan (SFC:AGK199) 陳寶珊 | AGK199 | Rep | 2003-11-26 | 2004-03-22 | ||
| 6 | Chan, Wai Ho (SFC:AFX847) 陳偉濠 | AFX847 | Rep | 2003-11-01 | |||
| 7 | Chandgothia, Binay | AMQ648 | Rep | 2005-10-28 | 2006-03-20 | ||
| RO | 2006-03-20 | 2021-06-11 | |||||
| 8 | Chang, Helen 張令遠 | F | APC655 | RO | 2009-01-06 | 2019-11-29 | |
| 9 | Chao, Mei-Ying 楊美瑛 | ALQ529 | RO | 2005-10-26 | 2007-10-12 | ||
| 10 | Cheng, Ricky Ka Fu 鄭家富 | M | AGG767 | Rep | 2003-04-23 | ||
| 11 | Cheung, Eggie Hoi Kei 張凱琪 | AMB969 | Rep | 2007-10-09 | 2008-01-18 | ||
| 12 | Cheung, Joann Siu Man 張小敏 | ACJ598 | Rep | 2006-05-30 | 2007-07-18 | ||
| 13 | Cheung, Ka Man (SFC:AFR829) 張嘉敏 | AFR829 | Rep | 2004-08-06 | |||
| 14 | Cheung, Tsz Man (SFC:AMB557) 張子文 | AMB557 | Rep | 2007-02-28 | 2007-11-16 | ||
| 15 | Chiang, Winnie Wai Ling 蔣慧玲 | F | AJA303 | Rep | 2006-04-20 | 2008-01-18 | |
| 16 | Chow, Yan Yan 周茵茵 | ADW712 | Rep | 2003-04-17 | |||
| 17 | Chu, Fanny Sau Kuen 朱秀娟 | F | ABS834 | Rep | 2005-07-25 | 2008-01-18 | |
| 18 | Chu, Ka Shing 朱加城 | AIJ345 | Rep | 2007-06-22 | 2008-01-18 | ||
| Rep | 2008-10-16 | 2010-11-02 | |||||
| RO | 2010-11-02 | 2012-11-06 | |||||
| 19 | Chung, Kin Keung 鍾建強 | AFL296 | Rep | 2006-03-08 | 2007-09-29 | ||
| 20 | Fong Chia, Kim Luan 方謝金鸞 | AAB901 | RO | 2004-01-31 | |||
| 21 | Fu, Rachel Ching 符清 | F | AIX162 | Rep | 2004-04-15 | 2007-06-29 | |
| 22 | Fung, Jane Che Yin 馮芷賢 | F | ADJ630 | Rep | 2013-10-21 | 2014-12-31 | |
| 23 | Fung, Wing Tsan 馮永贃 | ADQ913 | Rep | 2004-04-15 | 2007-01-29 | ||
| 24 | Ho, Andy Chi Hang 何自衡 | AFL304 | Rep | 2007-07-05 | 2008-01-18 | ||
| 25 | Hung, Hing On 孔慶安 | M | ACR693 | RO | 2004-04-15 | 2005-12-22 | |
| 26 | Jaros, Thomas Antonio | M | AIB242 | RO | 2004-11-05 | 2005-12-31 | |
| 27 | Ka, Pui Man 賈佩文 | AOS684 | Rep | 2007-03-29 | 2008-01-18 | ||
| 28 | Kam, Man Yin 甘敏賢 | ACV707 | Rep | 2004-02-27 | |||
| 29 | Kung, Wai Ting 龔偉廷 | AOQ511 | Rep | 2007-02-28 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2013-12-06 | |||||
| 30 | Kwan, Shuk Yee 關淑儀 | AOS686 | Rep | 2007-03-29 | 2007-10-07 | ||
| 31 | Kwok, Karen Ka Pik 郭嘉碧 | F | AFX845 | Rep | 2005-06-07 | ||
| 32 | Lam Wong, Carmen Wei Ching 林黃慧貞 | F | ALS709 | Rep | 2005-04-22 | 2005-12-01 | |
| 33 | Lam, Crystal Chi Jing 林芷貞 | F | ASE662 | Rep | 2009-08-31 | 2009-09-28 | |
| 34 | Lam, Linda Lam 林霖 | F | AGP663 | Rep | 2009-09-29 | 2013-09-13 | |
| 35 | Lau, Man (SFC:AJG153) 劉敏 | AJG153 | Rep | 2006-08-07 | 2008-01-18 | ||
| 36 | Lau, Yuki Kwai Chun 劉桂珍 | ALR072 | Rep | 2005-08-12 | 2006-05-04 | ||
| 37 | Law, Wai Hang 羅偉恆 | AOX111 | Rep | 2007-05-14 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2012-11-06 | |||||
| 38 | Lee, Chloe Suet Lai 李雪麗 | F | ANQ047 | Rep | 2008-10-16 | 2009-03-02 | |
| 39 | Lee, Hoi Lam (SFC:ANY111) 李凱琳 | ANY111 | Rep | 2006-09-15 | 2007-03-01 | ||
| 40 | Lee, Ka Wai (SFC:ACM361) 李家偉 | ACM361 | Rep | 2004-05-06 | |||
| 41 | Lee, Mary Pui Lan 李佩蘭 | F | AOQ910 | Rep | 2007-03-06 | 2008-01-18 | |
| 42 | Leung, Raymond Man Ho 梁文豪 | M | AFO917 | Rep | 2004-07-12 | ||
| 43 | Li, Grace Yu Fun 李如歡 | F | AGC358 | Rep | 2007-10-09 | 2008-01-18 | |
| 44 | Li, Pui Shan (SFC:AJL603) 李佩珊 | AJL603 | Rep | 2006-05-25 | 2008-01-18 | ||
| 45 | Lim, Wai Ching 林瑋楨 | AMT914 | Rep | 2005-11-28 | 2006-08-17 | ||
| 46 | Lo, Isaac Wan Wai 盧運威 | M | AGR427 | Rep | 2004-04-01 | ||
| 47 | Luk, Linda Wing Sze 陸穎詩 | F | ACM359 | Rep | 2003-11-25 | ||
| 48 | Mak, Hau Sum 麥巧心 | ACA542 | Rep | 2004-04-15 | 2008-01-18 | ||
| 49 | Reyes, Ethylyn G | F | ABA343 | Rep | 2004-04-01 | ||
| 50 | Sinn, Ringo Pak Ming 冼百明 | M | ACC589 | RO | 2005-10-31 | 2009-01-16 | |
| 51 | Sum, Hong Ning 沈康寧 | AJJ807 | Rep | 2006-08-14 | 2007-04-20 | ||
| 52 | Sung, Wai Kit 宋韋傑 | AIH190 | Rep | 2003-05-03 | |||
| Rep | 2007-10-09 | 2008-01-18 | |||||
| 53 | Sze, Woon Sang 史煥生 | AFW549 | Rep | 2013-12-03 | 2015-04-15 | ||
| 54 | Tan, Lim Heng 陳林興 | 65 | M | AAC907 | RO | 2004-03-27 | |
| 55 | Tsang, Yuen Ling 曾琬玲 | AOV655 | Rep | 2007-05-02 | 2008-01-18 | ||
| 56 | Wan, David Yu Ming 尹宇明 | M | ADZ884 | Rep | 2003-07-15 | ||
| 57 | Wang, Xi (SFC:AON741) 王曦 | AON741 | Rep | 2013-01-14 | 2013-04-05 | ||
| RO | 2013-04-05 | 2023-10-25 | |||||
| 58 | West, Kenneth Kirk | M | ANJ789 | RO | 2008-11-28 | 2023-10-25 | |
| 59 | Wong, Bernie Chi Ho 黃熾豪 | ANW240 | Rep | 2006-08-28 | 2008-01-18 | ||
| 60 | Wong, Kwok Chun 黃國俊 | AFR390 | Rep | 2004-01-02 | |||
| 61 | Wong, Monica Mo Lan 黃慕蘭 | F | ANM831 | Rep | 2006-06-14 | 2008-01-18 | |
| 62 | Wong, Noel Yuk Fong 黃玉芳 | M | AEM704 | Rep | 2005-06-02 | ||
| 63 | Wong, Pui Kei 王珮琪 | AGC129 | Rep | 2006-04-20 | 2008-01-18 | ||
| 64 | Wong, Tak Cheong (SFC:ABU618) 黃德昌 | ABU618 | Rep | 2004-03-12 | |||
| 65 | Wong, Ying Fun (SFC:AMQ721) 黃應勳 | AMQ721 | Rep | 2005-11-02 | 2006-12-23 | ||
| 66 | Woo, John Kwok Kwong 胡國光 | M | ACS669 | Rep | 2006-07-31 | 2007-09-01 | |
| 67 | Woo, Johnny Pak On 胡柏安 | AFO671 | Rep | 2004-07-12 | |||
| 68 | Xiao, Yang (SFC:ARO451) 蕭楊 | ARO451 | Rep | 2013-03-08 | 2020-05-23 | ||
| 69 | Yeung, Pui Ching 楊佩貞 | APJ612 | Rep | 2007-08-06 | 2008-01-18 | ||
| 70 | Yu, Adrian Yiu Kuen 余耀權 | M | AOV570 | Rep | 2007-05-02 | 2007-06-01 | |
| 71 | Yu, Ran (SFC:BBR452) 郁然 | BBR452 | Rep | 2013-08-13 | 2022-12-31 | ||
| 72 | Yung, Wendy Yuen Ting 翁婉婷 | F | ADR784 | Rep | 2003-10-25 | ||
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