Yuanta Financial (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chang, Paul Il-Soon		M	BAO401	RO	2013-02-26	2013-11-08
2	Kim, Sang Hoon 金相勳			AOV496	RO	2013-03-04	2013-11-08
3	Lam, Dickson Yee Yin 林貽賢		M	ACC478	RO	2012-11-30	2013-11-08
4	Yang, Seok Mo			AWY705	Rep	2011-04-01	2013-11-08

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