Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chan, Ernest Tsz Kin 陳子建		M	AFX173	RO	2013-01-24	2019-05-31
2	Wong, Chan Wing (SFC:ALO261) 王燦榮			ALO261	RO	2013-01-24	2014-11-14

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