CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2013 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Agrawal, Pankaj Kishore |
|
|
ARQ355 |
Rep |
2008-09-22 |
2025-02-28 |
| 2 |
Chan, Ivy Wing Han 陳詠嫻 |
|
F |
AIZ238 |
Rep |
2007-09-20 |
2016-12-31 |
| 3 |
Cheung, Ho Ming (SFC:AOE594) 張可明 |
|
|
AOE594 |
Rep |
2011-06-29 |
2024-07-15 |
| 4 |
Chow, Chuen Pak 周泉柏 |
|
|
APS741 |
Rep |
2007-10-09 |
2019-08-24 |
| 5 |
Cranwell, Russell Anthony |
|
M |
ARP917 |
Rep |
2008-09-18 |
2017-04-19 |
| 6 |
Garnsey, Graeme Anthony |
|
M |
AZE522 |
Rep |
2012-03-20 |
2019-10-26 |
| 7 |
Leach, Francis Hugh Magnus |
|
M |
AGK055 |
Rep |
2011-10-26 |
|
| 8 |
Lee, Richard Anthony Treadgold |
|
M |
AFT495 |
RO |
2006-01-16 |
2016-04-06 |
| 9 |
Leow, Siok Ling 廖淑玲 |
|
|
ACR427 |
RO |
2008-09-08 |
2023-07-18 |
| 10 |
Leung, Leona Hiu Nam 梁曉嵐 |
|
|
AXG035 |
Rep |
2011-05-16 |
2017-02-11 |
| 11 |
She, Kenneth Chun Chi 佘雋知 |
|
M |
AVP366 |
Rep |
2012-05-14 |
2014-05-17 |
| 12 |
Slade, Edward John |
47 |
M |
ACE858 |
Rep |
2008-09-18 |
2016-01-20 |
| 13 |
Tam, David Sai Chiu 譚世昭 |
|
M |
APB502 |
RO |
2012-10-16 |
2019-05-01 |
| 14 |
Taylor, Richard Kirby (SFC:ACO169) |
|
M |
ACO169 |
RO |
|
2020-04-03 |
| 15 |
Tong, Lai Kuan |
|
|
AVV554 |
Rep |
2010-09-08 |
2014-05-01 |
| 16 |
Wilson, Stuart Richard (SFC:ALZ457) |
|
M |
ALZ457 |
Rep |
2005-05-10 |
2014-11-18 |
| 17 |
Wong, Ngat 汪屹 |
|
|
APW582 |
Rep |
2007-10-25 |
2015-05-09 |
| 18 |
Yeung, Kin Sing 楊健聲 |
|
|
AED619 |
RO |
2008-11-18 |
2014-04-10 |
| 19 |
Yung, Melody Wing Ping 容詠萍 |
|
F |
ALT790 |
Rep |
2008-02-12 |
2019-03-09 |
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