HSBC BROKING FUTURES (HONG KONG) LIMITED 滙豐金融期貨(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013		 ⚥ SFC ID Role From Until
1 Bachtiar, Roestam Effendi Bin AEK135 Rep 2010-04-01 2016-04-26
2 Beattie, Russell William M ALI346 Rep 2004-10-14 2007-05-10
3 Booker, Willie AGM990 Rep 2007-06-18 2009-05-01
4 Chan, Alan Yuk Lun 陳玉倫 M ACQ051 Rep 2003-12-05
Rep 2005-07-18 2008-04-16
5 Chan, Chung Shing 陳仲成 AAZ019 Rep 2009-08-27 2011-09-24
6 Chan, Fanny Wai Kwok 陳偉幗 F AFE209 Rep 2005-06-17
7 Chan, Ho Wai (SFC:ANU067) 陳浩偉 ANU067 Rep 2011-05-03 2014-08-23
8 Chan, Hoi Fung (SFC:AHF378) 陳凱峰 AHF378 Rep 2004-03-01
9 Chan, Justin Siu Chung 陳紹宗 51 M AFE223 Rep 2017-11-17
10 Chan, Ka Ki (SFC:AJH032) 陳家祺 AJH032 Rep 2004-01-06 2004-03-31
11 Chan, Ming Fai (SFC:ACE535) 陳明輝 ACE535 Rep 2009-07-08
12 Chan, Nelson (SFC:AMG999) 陳乃成 M AMG999 Rep 2006-11-03 2013-01-22
13 Chan, Shu Ming 陳樹明 ACB546 Rep 2015-05-16
14 Chan, Tsz Ping (SFC:APM139) 陳梓萍 APM139 Rep 2007-08-24 2013-01-22
15 Chan, Wang Yip 陳宏業 AIY514 Rep 2004-04-26 2006-04-01
16 Chappel, Christopher Lee M ALI728 Rep 2004-10-27 2005-06-17
17 Chau, Ka Hang 周嘉恆 AJO080 Rep 2004-03-16 2007-03-10
18 Chen, Chi Hing 陳志興 AJV389 Rep 2005-05-12 2005-10-03
19 Cheng, Chi Fung 鄭智鋒 AOE456 Rep 2010-11-04 2011-01-01
20 Cheng, Duncan Man Yu 鄭文耀 M AGH568 Rep 2013-01-22
21 Cheng, Hon Fai 鄭漢輝 ADL038 Rep 2013-12-17
22 Cheng, Kwan Lun 鄭昆侖 AJD750 Rep 2003-10-18 2005-09-21
23 Cheng, Man Yiu (SFC:AMS463) 鄭文耀 AMS463 Rep 2006-08-21 2006-10-07
24 Cheung, Adrian Kwok Kuen 張國權 M ABX016 Rep 2012-12-24
25 Cheung, Cho Yui 張祖睿 AQH193 Rep 2008-01-15 2013-01-22
26 Cheung, Chun Wai (SFC:AYI466) 張春偉 AYI466 Rep 2011-10-24 2012-04-04
27 Cheung, Ka Lok (SFC:AHJ984) 張家樂 AHJ984 Rep 2005-11-05
28 Cheung, Kwok On 張國安 AAV165 Rep 2013-01-22
29 Chiu, Bill Lawrence Sung Biu 趙崇鏢 M ANJ016 Rep 2008-03-11 2008-08-30
30 Chiu, Kam Fai 趙錦輝 ABR263 Rep 2006-09-04
RO 2006-09-04 2010-04-09
Rep 2010-04-09 2013-01-22
31 Chng, Stephanie Pei Pei 莊佩佩 F AMY781 Rep 2010-08-16 2011-01-01
32 Chobtuangthong, Pongsagon 蔡鳳江 AFQ785 Rep 2005-06-20 2005-12-02
33 Choi, Ricky Wing Kin 蔡永健 M AJD753 Rep 2003-10-18 2012-02-06
34 Chu, Peter Tak On 朱德安 M AAA363 Rep 2013-01-22
35 Chu, Yik Shan 朱憶山 AEA289 Rep 2004-04-16
36 Chung, Yi To 鍾詒杜 47 M ADQ004 Rep 2004-05-27 2005-07-07
37 Cooney, Michael James (SFC:AJD244) M AJD244 Rep 2004-05-27 2006-01-23
38 Cruz, Thomas Edward M AAA331 Rep 2011-01-01
39 Fa, Kwan Lun 花軍倫 M AJD751 Rep 2003-10-18 2006-04-08
40 Fong, Gary To 方濤 M ALW379 Rep 2005-04-08 2005-06-06
41 Fyfe, William James M AFW138 Rep 2009-08-24 2011-09-24
42 Ho, Diamond Ho Kei 何浩基 AAJ607 Rep 2009-01-19 2017-12-04
43 Ho, Dominic Pui Fung 何沛峰 M ARF686 Rep 2008-06-23 2008-08-01
44 Ho, Ka Hang 何嘉恆 ANH116 Rep 2006-07-03 2011-04-27
45 Ho, Man Kwong (SFC:AZJ977) 何民光 AZJ977 Rep 2012-06-07 2017-02-21
46 Ho, Yan 何欣 AED207 Rep 2017-12-04
47 Huang, Lui 黃磊 ARI731 Rep 2008-07-21 2013-01-22
48 Hung, Chiu Tung 洪顥倫 AGH158 Rep 2013-01-22
49 Hung, Kwok Chuen 熊國全 APW348 Rep 2011-06-22 2014-05-25
50 Hung, Tin Po 洪天寶 AOL356 Rep 2007-01-22 2013-01-22
51 Ip, Chin Chung 葉展中 BAK884 Rep 2012-11-07 2015-06-12
52 Ip, Hin Fung 葉衍峰 AUC867 Rep 2011-08-30 2014-08-22
53 Ip, Wa Hing 葉華興 AED509 Rep 2003-05-31
54 Iu, Raymond Po Yan 姚保仁 M AAC126 Rep 2010-09-01
55 Keung, Kenneth Kwok Keung 姜國強 M AAK708 Rep 2010-02-01
56 Keung, Yu 姜宇 AOC930 Rep 2006-11-01 2013-01-22
57 Kung, Ronnie Chun Hung 龔臻虹 M ABU345 Rep 2010-01-20
RO 2010-01-20 2013-01-22
58 Kwan, Edward Pak Chung 關百忠 61 M AAA472 RO 2009-11-01
59 Kwan, Lawrence Chi Yan 關智仁 M AQC409 Rep 2012-07-11 2013-04-05
60 Kwok, Chi Hung (SFC:ABW753) 郭熾雄 ABW753 RO 2010-03-16 2013-01-22
61 Kwong, Wai Tat 鄺偉達 AKQ252 Rep 2012-01-05 2013-08-19
62 Lai, Patrick Shun Wai 賴汛維 M AFM737 Rep 2013-01-22
63 Lai, Tak Wah 黎德華 ADP309 Rep 2013-01-22
64 Lam, Chun Wah (SFC:ANU923) 林俊華 ANU923 Rep 2006-08-21 2013-01-22
65 Lam, King Wai (SFC:APB311) 林經緯 APB311 Rep 2007-06-05 2015-06-12
66 Lam, Teddy Fung Chin 林豐展 M APD432 Rep 2007-06-27 2012-08-16
67 Lam, Yuk Wai (SFC:AQH196) 林育瑋 M AQH196 Rep 2008-01-15 2013-01-22
68 Lau, Cheuk Ki (SFC:ATX970) 劉卓其 ATX970 Rep 2012-03-23 2013-01-22
69 Lau, Kin Keung (SFC:ANR334) 劉健強 ANR334 Rep 2006-07-18 2013-01-22
70 Law, Chi Weng 羅志榮 AMI216 Rep 2005-08-01 2005-08-17
71 Lee, Chi Ho (SFC:AQJ262) 李子豪 AQJ262 Rep 2008-01-28 2012-09-01
72 Lee, Isaac Wai Hung 李偉鴻 M AUD171 Rep 2009-11-13 2013-08-19
73 Lee, Lit Man 李烈文 AGL490 Rep 2008-01-25 2009-01-23
74 Lee, Patrick Hin Kwong 李憲光 38 M AEM823 Rep 2006-06-03
75 Lee, Victor Wing Kwong 李永光 M AAA306 RO 2006-09-08
Rep 2006-09-08 2007-09-07
76 Leung, Ching (SFC:ALI727) 梁青 ALI727 Rep 2004-10-25 2006-05-31
77 Leung, Edmond Chin Yu 梁展宇 M APO551 Rep 2008-04-14 2017-05-14
78 Leung, Elaine Wai Yin 梁偉妍 F ANB176 Rep 2006-02-16 2013-01-22
79 Leung, Ming Wai (SFC:ALO209) 梁明慧 ALO209 Rep 2004-12-22 2006-05-18
80 Leung, Siu Lun (SFC:AHU772) 梁兆倫 AHU772 Rep 2004-04-20 2013-01-22
81 Leung, Wing Hang (SFC:AQA234) 梁永恆 AQA234 Rep 2007-11-20 2007-12-04
82 Li, Kum Hing 李錦慶 AAA298 Rep 2004-04-20 2013-01-22
83 Li, Kwok Yin (SFC:AOY769) 李國賢 AOY769 Rep 2007-05-25 2013-01-22
84 Li, Raymond Man Fai 李文輝 M ADT897 Rep 2006-04-10
85 Liao, Sheung Mui 廖湘嵋 AIW951 Rep 2004-02-11 2013-01-22
86 Lim, Lawrence Wei On 林偉安 M ANR338 Rep 2006-07-18 2006-09-30
87 Lin, Chi Kwan 連子鈞 AON637 Rep 2007-10-04 2013-01-22
88 Lin, Ya-Chen 林雅貞 AXE052 Rep 2011-04-20 2012-05-28
89 Ling, Sau Fung 凌秀峰 ALZ735 Rep 2006-03-28 2007-08-04
90 Liu, Oliver Nam Yuk 廖南育 M AAA284 Rep 2013-01-22
91 Lloyd Jones, Adam Copland M AMP246 Rep 2005-10-18 2006-01-23
92 Lo, Chun Kwan 羅俊坤 AZJ983 Rep 2012-04-30 2017-02-21
93 Lo, Chun Pong (SFC:APZ676) 盧俊邦 APZ676 Rep 2012-01-05 2013-08-19
94 Lo, Derek Chung Fan 盧仲勛 M ANZ629 Rep 2006-09-20 2013-01-22
95 Lo, Hon Yee Henry 勞瀚頤 AYI460 Rep 2011-10-24 2013-08-19
96 Lo, Johnston 勞樹棠 ANT444 Rep 2006-08-07 2013-01-22
97 Lo, Michelle Chi Lok 盧子樂 F ARU443 Rep 2008-11-03 2009-05-26
98 Lo, Wai Yip 勞偉業 ABV516 Rep 2013-01-22
99 Lui, Brian Chun Kong 雷振江 M AKL706 Rep 2004-04-27 2006-09-01
100 Luk, Julian Tsun Kiu 陸峻翹 M AUG331 Rep 2009-11-27 2012-01-20
101 Luk, Pak Lam (SFC:AMS491) 陸柏林 AMS491 Rep 2005-11-24 2006-04-21
102 Ma, Priscilla Ching Miu 馬清梅 F AAA277 Rep 2012-08-20
103 Mo, Thomas Hin Yee 毛衍懿 M AEP389 Rep 2006-05-17 2011-05-08
104 Mok, Ka Ying 莫家英 ALW654 Rep 2012-01-05 2013-08-19
105 Ng, Evan Kwun Wa 吳冠樺 M AMP580 Rep 2005-10-26 2013-01-22
106 Ng, Galant Ka Lun 吳嘉倫 ASH960 Rep 2009-02-26 2009-05-20
107 Ng, Hong Yeung 吳康陽 AMH291 Rep 2005-08-23 2013-01-22
108 Ng, Kwok Hung (SFC:AHF840) 吳國雄 AHF840 Rep 2017-12-04
109 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-05-24
110 Ngai, Man Fai 倪文輝 AEE761 Rep 2004-06-17 2006-03-31
Rep 2008-04-22 2015-04-01
111 Poon, Candy Ngar Ting 潘雅婷 F AOS620 Rep 2007-03-28 2011-06-03
112 Pun, Lai Chi 潘勵智 ADT746 Rep 2017-12-04
113 Robertson, Craig Anthony M AEP696 RO 2003-08-29
Rep 2003-08-29 2009-09-01
114 Roy, Karine AMJ983 Rep 2005-08-31 2008-01-03
115 Shang, Dickson Tat Yan 尚達人 M AAA228 RO 2011-11-01
116 Shek, Man Man 石敏敏 APQ851 Rep 2007-12-03 2013-01-22
117 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2003-08-01
Rep 2009-07-06 2012-09-29
118 Shen, Chengjie 沈承杰 AVQ799 Rep 2010-08-11 2011-11-21
119 Shen, Wing Chi 沈永治 AQR803 Rep 2008-03-27
120 Shum, Wah Nin 岑華年 AOL348 Rep 2007-01-22 2013-01-22
121 Sin, Yiu Sang 冼耀生 ACM428 Rep 2010-02-08
RO 2010-02-08 2013-01-22
122 So, Chak San 蘇澤生 ANR355 Rep 2006-07-18 2013-01-22
123 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-05-24
124 Sutton, Ben (SFC:AKU233) M AKU233 Rep 2004-06-15 2005-06-22
125 Tai, Alan Ngar Lun 戴雅麟 M ACB354 Rep 2008-01-24
126 Tam, Ho Yeung (SFC:ASZ119) 譚浩洋 ASZ119 Rep 2009-05-19 2009-08-01
127 Tam, Jack Kwok Wai 譚國偉 M AAA196 Rep 2013-08-19
128 Tam, Tammy Yee Mee 譚綺薇 F AAA440 Rep 2011-02-26
129 Tan, Dennis Tim Hoi 陳添凱 M AIR786 Rep 2013-01-22
130 Tan, Derrick Wie Hon 陳威雄 M AMP203 Rep 2005-10-25 2006-02-25
131 Tan, Pun Shing 陳本勝 AAA187 Rep 2003-06-01
132 Tang, Ariel Wing Shan 鄧穎珊 F AJE399 Rep 2003-10-20 2006-05-09
133 Tang, Paulia Po Lam 鄧寶琳 34 F AWM084 Rep 2010-12-15 2012-06-14
134 Tang, Ping Wai 鄧炳偉 AED507 Rep 2009-09-21
Rep 2012-06-12 2022-08-01
135 To, Morris Man Hung 杜文鴻 AAA167 Rep 2012-01-01
136 Tse, Darius Yung Che 謝用之 M AHC352 Rep 2005-04-07
137 Tse, Joseph 謝祖耀 38 M AKL709 Rep 2004-04-27 2004-06-29
138 Tse, Justin Fai Cho 謝揮礎 M ALI739 Rep 2007-04-10 2013-01-22
139 Tse, Kim Ming 謝劍明 AAG973 Rep 2004-04-16
140 Tse, Sunny Man Ting 謝文廷 AGO296 Rep 2006-06-17
141 Tsui, Chun Nang 徐駿能 AHA206 Rep 2007-04-10 2013-01-17
142 Wah, Johnny Wang Ming 華宏銘 M ABB624 Rep 2011-03-24
143 Wan, Peter M ANE321 Rep 2007-06-18 2008-01-11
144 Wan, Tsz Fung 溫子鋒 ARN434 Rep 2008-08-20 2009-03-25
145 Wang, Hong (SFC:ADY925) 王紅 ADY925 Rep 2013-01-22
146 Wong, Anna Wai Kwan 黃慧群 55 F ATI146 RO 2009-12-31 2011-10-08
147 Wong, Billy Ho Fu 黃浩夫 ADZ439 Rep 2013-01-22
148 Wong, Chi Kwan (SFC:ATJ179) 黃智坤 ATJ179 Rep 2009-07-23 2011-07-04
149 Wong, James Chung Yin 黃頌賢 M ADT900 Rep 2005-07-07
Rep 2011-01-24 2012-04-16
150 Wong, Kevin Man Sum 黃文深 M AKW754 Rep 2004-07-02 2005-05-04
151 Wong, Man Kit (SFC:AMP198) 黃文傑 AMP198 Rep 2006-06-01 2010-04-09
152 Wong, Po Kit 黃譜傑 AIO070 Rep 2017-02-21
153 Wong, Stephen Ying Kwan 王應坤 M ACC080 RO 2010-05-24 2013-08-19
154 Wong, Sze Ming 王士明 ANB152 Rep 2006-02-15 2011-09-01
155 Wong, Tommy Chiu Tung 黃照桐 AAA427 Rep 2008-08-01
156 Wong, Tsz Cheuk 黃子卓 AMU289 Rep 2005-12-06 2024-01-08
157 Wong, Wing Wah (SFC:AEC773) 黃永華 AEC773 Rep 2005-06-10 2016-01-30
158 Yeo, Daniel Seng Cheng 楊聖淨 M ANZ956 Rep 2010-04-07 2011-08-01
159 Yeung, Hon Ying 楊漢英 AQR635 Rep 2010-06-08 2017-02-21
160 Yeung, Kam Wing (SFC:AAE259) 楊錦榮 AAE259 RO 2010-01-13 2013-08-19
161 Yeung, Patrick Chun Wai 楊駿瑋 M AKX537 Rep 2004-07-15 2006-11-18
162 Yip, Ernest Yan Ming 葉恩明 M AJH021 Rep 2004-01-19 2005-11-19
163 Yiu, Carson Chun Yu 饒振宇 AZQ706 Rep 2012-07-19 2014-04-23
164 Yu, Kwok Fai (SFC:AMV097) 余國輝 AMV097 Rep 2005-12-15 2013-01-22
165 Yue, Edward Man Kin 余文堅 M AAK372 Rep 2013-01-22

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