NOMURA SECURITIES (HONG KONG) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Abbas, Asad (SFC:AIP440) AIP440 Rep 2010-06-28 2013-04-23
2 Adair, John Joseph M ADR043 RO 2012-03-01 2013-01-24
3 Ahn, Chae Young AUS848 Rep 2010-02-23 2011-11-17
4 Ambai, Takahiro 安倍貴博 ASE990 Rep 2010-02-04 2013-04-23
5 An, Yeon Kyung 安延卿 AOS355 Rep 2011-08-01 2013-04-23
6 Arora, Gaurav (SFC:APA737) APA737 Rep 2009-01-12 2012-06-28
7 Asano, Shin 淺野真 ANS096 Rep 2010-02-04 2011-08-24
RO 2011-08-24 2012-12-10
8 Balasubramanian, Bharathan Kanthimathinathan AUW418 Rep 2010-03-15 2012-06-14
9 Barnett, Maxine Bernice AOT373 Rep 2008-12-15 2010-07-21
10 Bastit, Arnaud Marie Daniel M ARL443 Rep 2010-07-19 2011-02-24
RO 2011-02-24 2012-01-09
11 Beresford, Paul Richard M ANF151 Rep 2010-02-04 2012-12-09
12 Bharti, Kirtes ANQ111 Rep 2009-01-14 2009-05-15
13 Bouzouba, Rachid M AVJ283 Rep 2010-06-25 2011-04-02
14 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2008-12-10 2009-05-05
Rep 2009-10-12 2010-05-04
15 Bret, Jean-Sebastien Pierre M AQX041 Rep 2008-12-15 2013-04-23
16 Burnes, Alexander Milligan M ARD194 Rep 2009-05-29 2011-08-17
17 Burns, John Patrick (SFC:ATG678) M ATG678 Rep 2010-02-04 2013-04-23
18 Byworth, Richard Anthony M AUF080 Rep 2010-02-04 2013-04-23
19 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2011-01-03 2013-03-16
20 Chan, Ka Ying (SFC:AQM051) 陳嘉盈 AQM051 Rep 2010-02-04 2013-04-23
21 Chan, Wing Yin (SFC:ARX074) 陳詠賢 ARX074 Rep 2010-02-04 2013-04-23
22 Chau, Ling 周凌 29 M ANU529 Rep 2010-02-04 2011-07-07
23 Chekroun, Benjamin Marc John 40 M AQS273 Rep 2010-02-04 2011-11-17
24 Chen, Chengze APJ996 Rep 2008-12-08 2012-08-25
25 Cheng, Chih-Hsiung 鄭智雄 AFR838 Rep 2010-02-04 2011-07-19
26 Cheng, Stephen Kwok Wai 鄭國偉 43 M ADS285 Rep 2008-12-10 2008-12-10
27 Cheung, San Tat 張新達 AFD549 Rep 2010-02-04 2013-04-23
28 Cheung, Wing Yan (SFC:ASN728) 張詠欣 ASN728 Rep 2010-02-04 2013-04-23
29 Chiong, Sai Lung 張世龍 AHM814 Rep 2004-11-29 2006-04-28
30 Chiu, Siu Sang 趙小珊 AET486 Rep 2010-02-04 2011-07-09
31 Chok, Ivy Ngai Wai 卓艾維 F ADZ897 Rep 2008-04-01 2010-05-05
32 Chong, Kenny 莊嘉麟 M AOV191 Rep 2008-12-08 2013-04-23
33 Chui, Chi-Sun 徐志真 AFH192 Rep 2008-12-15 2009-10-10
34 Chulani, Rohit Madan Mohan ANB806 Rep 2008-12-10 2009-04-08
35 Chung, Ji Bak 鄭知博 AWK854 Rep 2010-12-13 2010-12-18
Rep 2011-08-01 2011-08-12
Rep 2011-10-31 2013-03-24
36 Chung, Ka Kei (SFC:AYA305) 鍾家琦 AYA305 Rep 2011-09-15 2013-04-23
37 Chung, Man Sun 鍾文燊 AAI552 Rep 2008-12-10
38 Chung, Suk Moon 鄭碩紋 AEK432 Rep 2012-03-12 2013-04-23
39 Corbett, Brian John M AYI037 Rep 2011-10-26 2013-04-16
40 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-11-26 2012-12-09
41 Dadabhoy, Imran Sooleman AJH414 Rep 2009-11-16 2010-05-21
42 Dalton, Anthony Francis M AXW314 Rep 2012-09-21 2013-04-23
43 Davies, Lloyd (SFC:APC386) APC386 Rep 2010-10-22 2013-04-23
44 Di Iorio, Michael Anthony M AQA804 Rep 2008-12-15 2009-11-23
RO 2009-11-23 2010-05-21
45 Dolan, Paul Tiernan M APK727 Rep 2010-02-02 2011-09-08
RO 2011-09-08 2012-07-21
46 El Khoury, Jean (SFC:AWO016) AWO016 Rep 2011-01-03 2012-03-01
RO 2012-03-01 2013-04-16
47 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2010-02-02 2010-05-14
48 Floyd, Michael (SFC:APK722) M APK722 Rep 2010-02-02 2013-04-23
49 Fujita, Minoru AQE932 Rep 2010-02-02 2012-06-08
50 Fukuta, Yoshihiro 福田吉洋 AAF426 Rep 2008-04-15 2008-08-28
RO 2008-08-28 2009-04-23
51 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2008-12-10 2008-12-10
52 Ghosh, Soujit AOJ195 Rep 2009-12-09 2011-11-12
53 Gill, Richard John Peter M AQQ119 Rep 2010-02-02 2013-01-14
54 Go, Yoshinori 鄉喜順 M ADG400 Rep 2004-08-10 2004-09-01
RO 2004-09-01 2008-04-18
55 Goodwin, Douglas Samuel M AUI207 Rep 2009-12-23 2012-07-31
56 Gourmelen, Arnaud M AKX538 Rep 2008-12-08 2010-09-01
57 Guez, Ilane Yonathan Pierre M BAD514 Rep 2012-09-03 2013-04-23
58 Gupta, Rahul (SFC:AGZ998) AGZ998 Rep 2008-12-10 2009-04-08
59 Hanly, Seamus Anthony M ASN900 Rep 2010-02-02 2013-04-23
60 Hao, Xin (SFC:AMH819) 郝昕 AMH819 Rep 2010-02-02 2013-04-23
61 Hara, Hitoshi AMV311 Rep 2010-02-02 2010-06-01
62 Hemmings, Lee Kerry AFK088 RO 2009-04-16 2011-11-01
63 Hirabayashi, Yasuko ASM441 Rep 2012-03-15 2013-04-23
64 Ho, Arion Man Yiu 何汶叡 ALK797 Rep 2008-12-08 2009-10-24
65 Ho, Harrison Lok Sang 何樂生 M AAF434 Rep 2010-02-02 2010-06-15
RO 2010-06-15 2013-05-31
66 Honda, Tsukasa AQE935 Rep 2009-01-16 2011-12-19
67 Horsley-Heather, Nicholas John (SFC:ASZ379) M ASZ379 Rep 2009-11-02 2012-09-13
68 Hung, Kenneth Hei King 洪熙敬 M AEY448 Rep 2010-02-02 2010-03-20
69 Hung, Steven Chun-jer 洪俊哲 M AVP898 Rep 2010-08-09 2011-10-07
70 Ichimura, Toru 市村亨 AIG945 Rep 2004-12-09 2005-01-25
RO 2005-01-25 2006-07-24
71 Inukai, Masao 犬養昌生 ALO559 Rep 2010-02-02 2013-04-23
72 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2011-08-15 2012-06-20
73 Kajbaje, Sudhanshu BAO644 Rep 2012-12-10 2013-04-23
74 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2010-02-02 2013-04-23
75 Kato, Mayumi 加藤真由美 AFK707 Rep 2010-02-02 2012-05-31
76 Kawahara, Michiko AGO010 Rep 2010-02-02 2013-04-23
77 Kee, Tang Seng AEC763 Rep 2008-12-10 2009-04-08
78 Ko, Ming Tung 高銘東 ARQ650 Rep 2012-09-03 2013-04-23
79 Kobayashi, Hisako AGA952 Rep 2010-02-02 2012-05-31
80 Koerber, Matthias M APZ541 Rep 2010-02-01 2013-04-23
81 Kotecha, Vikesh (SFC:AUA341) M AUA341 Rep 2009-10-29 2010-07-17
82 Laible, Robert Karl M AOH890 RO 2010-04-30 2012-11-15
83 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2008-04-11 2009-04-30
84 Lam, Eric Tak Shing 林德成 M AAI558 Rep 2010-05-13
85 Lam, Herman Kai Man 林啟文 M AVC363 Rep 2010-05-03 2013-04-23
86 Lam, Wing Kit (SFC:AGB106) 林永傑 AGB106 Rep 2010-02-02 2010-03-02
87 Lau, Joseph Han Wai 劉恆瑋 M AGH168 Rep 2008-12-15 2012-08-09
88 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2010-02-03 2010-05-12
89 Lau, Yau Fong 劉幽芳 AEY478 Rep 2010-02-03 2013-04-23
90 Lee, Kai Pong 李啟邦 ADW528 Rep 2010-02-03 2011-07-01
91 Lee, Nga Ying (SFC:APQ801) 李雅瑩 APQ801 Rep 2010-02-03 2010-12-18
92 Legaspi, Donna Rose Ong 王金美 F AOU143 Rep 2010-02-03 2010-02-27
93 Leung, Wai Kei (SFC:AKR467) 梁偉基 31 M AKR467 Rep 2008-12-08 2013-02-16
94 Leung, Yee Wan (SFC:ARB169) 梁綺雲 ARB169 Rep 2010-02-03 2013-04-23
95 Li, Haoyi (SFC:ASF604) 李豪翼 ASF604 Rep 2010-07-26 2013-03-01
96 Li, Ming (SFC:AMW601) 李明 AMW601 Rep 2006-06-01 2008-08-08
97 Li, Vincent Siu Pan 李肇斌 M ATH809 Rep 2010-10-11 2012-02-17
98 Liem, Christopher M AHK489 Rep 2008-12-08 2010-06-12
99 Lim, Eileen Siok Ling 林淑玲 F ARI436 Rep 2010-02-03 2010-12-30
100 Liu, King Wai 劉勁威 AAD898 Rep 2010-05-12
101 Liu, Wallace Kai Yip 廖啟業 M ARA317 Rep 2010-07-27 2012-04-28
102 Lo, Yue Hin 羅宇軒 ANB463 Rep 2010-07-02 2013-04-23
103 Loh, Alexandra Ying Ning F BAC299 Rep 2012-09-03 2013-01-07
104 Lu, Yen Ying 呂彥穎 AQF011 Rep 2011-07-28 2012-12-18
105 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2008-04-11 2009-04-30
106 Luk, James Kuo Sheng 陸覺生 M AWA383 Rep 2011-08-22 2013-04-23
107 Mak, Hin Chun 麥顯俊 M APL244 Rep 2010-02-03 2013-04-23
108 Mao, Wei (SFC:ATD879) 毛威 ATD879 Rep 2009-07-02 2012-08-07
109 McCarron, Ciaran Peter M AVE056 Rep 2010-05-14 2013-04-23
110 McLean, Neil Iain M ARB806 Rep 2010-02-04 2012-12-16
111 Mennesson, Thomas M AQX047 Rep 2008-12-15 2012-06-06
112 Merger, David Sacha M AQY418 Rep 2010-02-04 2012-06-08
113 Miyashiro, Ken M AOR659 Rep 2011-09-02 2013-04-23
114 Montgomery, Alexander James M ATB717 Rep 2010-07-12 2013-04-23
115 Mototani, Daisuke (SFC:AZU889) AZU889 Rep 2012-07-09 2013-02-19
116 Murray, Hugh Mcpherson Lathrop APU514 Rep 2008-12-08 2010-04-17
117 Nakada, Akira ARL729 Rep 2010-02-04 2010-07-26
118 Nakanishi, Hajime 中西基 AWN423 Rep 2010-12-29 2013-04-23
119 Nakata, Yuji 中田裕二 AGW554 Rep 2007-05-09 2007-10-15
RO 2007-10-15 2008-04-28
120 Nate, Anthony Joseph M AQN997 Rep 2008-12-15 2013-04-16
121 Neuber, Hye-na AVH110 Rep 2010-06-07 2013-04-23
122 Ng, Wai Man (SFC:AAU344) 吳偉文 AAU344 Rep 2008-12-12
123 Nguyen, Nicholas Nolan M ARJ828 Rep 2009-01-12 2011-12-09
124 O'Meara, Christopher James Sidney M AFQ412 Rep 2010-02-04 2010-03-30
125 O'Neile, James Finlay M ALV097 Rep 2010-02-04 2013-04-23
126 Omoto, Atsushi ANU254 Rep 2008-12-10 2009-09-14
Rep 2010-11-29 2011-11-17
127 Ozeki, Masanori APH922 Rep 2010-02-04 2010-12-30
128 Park, Joohong AMM131 Rep 2009-01-12 2013-05-31
129 Pelham, Miles Christian 34 M APL696 Rep 2010-02-04 2011-11-19
130 Phua, Teck Wee 潘德偉 APJ711 Rep 2010-02-04 2010-08-25
131 Poon, Catherine Tin Lai 潘天麗 F ADV934 Rep 2004-11-29 2009-04-30
132 Poon, Peter Chi Kin 潘子健 M AFP931 Rep 2010-02-04 2013-04-23
133 Poon, Shuk Fan (SFC:AEE926) 潘淑芬 AEE926 Rep 2010-02-04 2013-04-23
134 Pradana, Jeff Arif M APJ987 Rep 2008-12-10 2010-11-24
135 Ra, Hye Rin 羅慧璘 BAC302 Rep 2012-09-03 2012-10-20
136 Rajaraman, Aditya AXC312 Rep 2012-09-12 2013-01-05
137 Read, Matthew Christopher M ARO220 Rep 2010-02-04 2013-04-23
138 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2008-12-08 2013-04-23
139 Sano, Nobuhiro 佐野 伸広 ADQ334 Rep 2010-02-03 2010-07-22
140 Sano, Yoichiro M AHD385 Rep 2010-02-03 2013-04-23
141 Sawada, Hana AGK925 Rep 2008-04-11 2008-12-10
142 Sellen, David Paul M ATX502 Rep 2010-06-07 2011-03-26
143 Shaha, Sourabh Sharashchandra ANX921 Rep 2011-09-15 2013-04-23
144 Shinohara, Minoru 篠原實 AJJ327 RO 2009-04-27 2010-07-16
145 Siow, Lian Meng 蕭連銘 AQO337 Rep 2008-12-15 2009-08-08
146 Slezack, Emmanuel M ADL039 Rep 2011-03-28 2013-04-16
147 Spensley, Oliver Giles M ASW652 Rep 2010-09-06 2012-12-09
148 Striet, Jelper ARE543 Rep 2008-12-10 2010-05-29
149 Takeuchi, Tomonori APG738 Rep 2010-02-03 2010-11-01
150 Tam, Jude Ho Yin 譚顥賢 ALA228 Rep 2004-12-03 2013-05-31
151 Tang, Wai Shing (SFC:AAF631) 鄧偉成 AAF631 Rep 2010-02-03 2010-12-01
152 Teraguchi, Tomoyuki AKX077 Rep 2004-07-05 2005-02-02
RO 2005-02-02 2009-04-10
153 Thompson, Cormac Joseph M ARR528 Rep 2010-02-03 2012-12-03
154 Tong, Derek Wai Hon 唐偉瀚 M ALU283 Rep 2010-02-03 2012-10-20
155 Tong, Yuk Sun 唐玉臣 AAB845 Rep 2008-12-10
156 Van der Ven, Jeroen Willibrord Erlend M AWC090 Rep 2011-12-15 2013-04-23
157 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-12-10 2009-04-08
158 Warhurst, Paul Simon M APN838 Rep 2008-11-26 2009-09-03
159 Watanabe, Junko (SFC:AWN422) AWN422 Rep 2010-12-28 2012-04-09
160 Watanabe, Kunio ANI941 Rep 2006-04-28 2006-06-29
RO 2006-06-29 2009-04-20
161 Winspear, Richard Dean M ANE084 Rep 2010-02-03 2013-04-23
162 Wong, Andy Nam Fu 黃南富 ADB026 Rep 2004-11-29 2009-05-14
163 Wong, Frederick Wai Cheung 黃偉翔 M AAC897 Rep 2004-10-29 2007-07-07
164 Wong, Jonathan Philip 黃俊皓 M AXV837 Rep 2011-08-22 2013-04-02
165 Wong, Mabel (SFC:APJ995) 黃美寶 F APJ995 Rep 2010-02-03 2013-04-02
166 Wong, Michael Chung Lim 黃仲廉 M ACA379 Rep 2010-02-03 2011-03-01
167 Wong, Peter Tat Ming 黃達明 M ABP198 Rep 2004-11-29
168 Wong, William Koon Wei 黃觀威 M AOR555 Rep 2007-03-08 2008-12-10
169 Woo, Michael Hong Da 胡宏達 M AAF637 Rep 2010-02-03 2013-04-23
170 Wright, Jake Robert (SFC:AYA323) M AYA323 Rep 2011-09-19 2013-04-23
171 Wright, Richard (SFC:APW591) M APW591 Rep 2010-07-20 2013-04-23
172 Xie, Jinhui (SFC:AQO522) 謝錦慧 AQO522 Rep 2008-12-10 2009-04-08
173 Yagi, Minoru BAD511 Rep 2012-09-18 2013-04-23
174 Yajima, Akihiko 矢島明彥 ANR662 Rep 2006-07-26 2008-07-30
175 Yan, Keren 嚴克任 ASO944 Rep 2010-02-03 2011-05-26
176 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2008-12-08 2012-08-18
177 Yeung, Kei Yuen 楊紀元 AFC433 Rep 2010-06-07 2012-07-10
178 Yeung, Yuk Wah 楊毓華 AKP792 Rep 2010-02-03 2013-04-23
179 Yonezawa, Masashi M BAQ418 Rep 2012-12-31 2013-04-23
180 Yoshida, Koji (SFC:ASF938) 吉田幸司 ASF938 Rep 2010-02-03 2013-04-23
181 Yoshizawa, Noriyasu ACG722 RO 2005-05-11
Rep 2005-05-11 2005-05-23
182 Yu, Amy Hangshin F AUJ850 Rep 2010-01-04 2011-11-17

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