Yuanta Financial (Hong Kong) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Kim, Ju Young (SFC:APO902) 金周永			APO902	RO	2011-12-23	2013-03-15
2	Yang, Seok Mo			AWY705	Rep	2011-04-01	2013-11-08
3	Yoon, Dong Hyuk			AOJ335	RO	2010-05-27	2012-12-14

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