CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agrawal, Pankaj Kishore | ARQ355 | Rep | 2008-09-22 | 2025-02-28 | ||
| 2 | Bo, Huaiyu 薄怀予 | AJL222 | Rep | 2004-02-09 | 2006-07-31 | ||
| 3 | Brooks, Christopher John (SFC:AHF678) | M | AHF678 | Rep | 2008-09-17 | 2008-12-05 | |
| RO | 2008-12-05 | 2009-08-14 | |||||
| 4 | Chan, Alex Ching Lim 陳正濂 | AXI661 | Rep | 2011-06-01 | 2012-04-03 | ||
| 5 | Chan, Ivy Wing Han 陳詠嫻 | F | AIZ238 | Rep | 2007-09-20 | 2016-12-31 | |
| 6 | Chan, Marcella Man Wai 陳敏慧 | ADH994 | Rep | 2004-10-12 | 2006-06-17 | ||
| 7 | Chan, Ngat 陳兀 | APB445 | Rep | 2007-09-20 | 2011-05-13 | ||
| 8 | Chen, Crystal Ying | F | AXB374 | Rep | 2011-03-23 | 2011-07-15 | |
| 9 | Chen, Denise Jiun Jing 陳君靜 | F | AJK530 | Rep | 2004-01-26 | 2006-05-19 | |
| 10 | Cheung, Ho Ming (SFC:AOE594) 張可明 | AOE594 | Rep | 2011-06-29 | 2024-07-15 | ||
| 11 | Chow, Chuen Pak 周泉柏 | APS741 | Rep | 2007-10-09 | 2019-08-24 | ||
| 12 | Chu, Joseph Patrick Yeong Kang 徐永康 | 44 | M | ADT125 | Rep | 2007-06-11 | 2007-10-04 |
| RO | 2007-10-04 | 2009-07-02 | |||||
| 13 | Cranwell, Russell Anthony | M | ARP917 | Rep | 2008-09-18 | 2017-04-19 | |
| 14 | Crotty, Philip John | M | ALZ870 | Rep | 2005-05-19 | 2005-07-14 | |
| RO | 2005-07-14 | 2008-06-27 | |||||
| 15 | D'abo, John Gerard Nicholas | 43 | M | AFH717 | Rep | 2004-12-06 | |
| 16 | Dewhurst, Simon | M | AHD700 | Rep | 2006-11-14 | ||
| 17 | Djajadiningrat, Arif Medianto | ATT849 | Rep | 2009-09-21 | 2010-08-09 | ||
| 18 | Ferdinand, Timothy Mark Fletcher | M | ADO011 | RO | 2005-12-31 | ||
| 19 | Gregory, Philip Leeton 葛浩雲 | M | ANZ638 | Rep | 2006-09-20 | 2008-04-18 | |
| 20 | Hanka, Robert (SFC:AEY453) | M | AEY453 | Rep | 2004-05-18 | 2005-12-31 | |
| 21 | Hong, Jenny | F | AQM707 | Rep | 2009-07-31 | 2012-11-24 | |
| 22 | Hua, Fengmao 華風茂 | 43 | M | AFJ365 | Rep | 2003-07-23 | 2005-10-20 |
| 23 | Huang, Wanqian 黃婉倩 | ATS917 | Rep | 2009-09-17 | 2012-07-16 | ||
| 24 | Jiang, Sosia | ALZ474 | Rep | 2005-10-25 | 2006-10-12 | ||
| 25 | King, Richard Yun Zing 金元成 | 45 | M | ADM983 | Rep | 2003-10-13 | |
| 26 | Kum, Jocelyn Wan Sze 甘婉絲 | AEZ035 | Rep | 2004-06-04 | |||
| 27 | Kwong, Wilson Wai Sun 鄺偉信 | 46 | M | ACJ218 | Rep | 2003-12-17 | 2006-07-03 |
| 28 | Lai, Paul Wai Tsun 賴維津 | M | AED148 | Rep | 2010-01-22 | 2012-04-26 | |
| 29 | Lam, Allen Kar Fai 林嘉輝 | M | AHC422 | Rep | 2006-06-05 | ||
| 30 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-06-08 | 2007-06-25 | |
| 31 | Lau, Johny Yondar | AXE235 | Rep | 2011-04-21 | 2011-07-15 | ||
| 32 | Leach, Francis Hugh Magnus | M | AGK055 | Rep | 2011-10-26 | ||
| 33 | Lee, Richard Anthony Treadgold | M | AFT495 | Rep | 2006-01-16 | ||
| RO | 2006-01-16 | 2016-04-06 | |||||
| 34 | Leow, Siok Ling 廖淑玲 | ACR427 | Rep | 2008-09-08 | |||
| RO | 2008-09-08 | 2023-07-18 | |||||
| 35 | Leung, Leona Hiu Nam 梁曉嵐 | AXG035 | Rep | 2011-05-16 | 2017-02-11 | ||
| 36 | Li, Ji (SFC:ASS293) 李驥 | ASS293 | Rep | 2009-03-31 | 2012-06-13 | ||
| 37 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 38 | Liu, Mi (SFC:AIH139) 劉宓 | AIH139 | Rep | 2007-05-23 | |||
| 39 | Liu, Xia (SFC:ANW386) 劉霞 | ANW386 | Rep | 2006-09-15 | 2011-01-01 | ||
| 40 | Lo, Jessica Yung 羅榕 | F | ANW384 | Rep | 2006-09-18 | 2007-09-01 | |
| 41 | McCoy, Michael Andrew | M | AAF167 | Rep | 2009-09-03 | 2012-10-12 | |
| 42 | Ngo, Long Hoang 黃龍 | AGP054 | Rep | 2006-07-05 | 2008-01-29 | ||
| 43 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2006-05-08 | 2006-06-19 | |
| RO | 2006-06-19 | 2007-09-01 | |||||
| 44 | Reid, Robert Stephen | M | AIC473 | Rep | 2005-08-04 | ||
| RO | 2005-08-04 | 2012-07-05 | |||||
| 45 | Shen, Hui (SFC:ACE838) 沈輝 | ACE838 | Rep | 2006-05-22 | 2007-08-01 | ||
| 46 | Slade, Edward John | 45 | M | ACE858 | Rep | 2008-09-18 | 2016-01-20 |
| 47 | Solvet, Eric Serge | M | AFJ283 | Rep | 2007-03-29 | 2007-06-01 | |
| 48 | Tam, David Sai Chiu 譚世昭 | M | APB502 | Rep | 2007-06-12 | 2012-10-16 | |
| 49 | Tan, Jacqueline K. 陳嘉嘉 | F | AJO745 | Rep | 2004-03-23 | 2005-01-24 | |
| 50 | Tang, Leonard Chu 鄧儲 | M | AFC962 | Rep | 2004-07-05 | ||
| 51 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 52 | To, Fung 杜峰 | AFJ428 | Rep | 2004-07-26 | |||
| 53 | Tong, Lai Kuan | AVV554 | Rep | 2010-09-08 | 2014-05-01 | ||
| 54 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2006-03-31 | |||
| 55 | Tsui, Tessa Wai Wa 徐偉華 | F | AEF811 | Rep | 2007-10-10 | 2009-03-04 | |
| 56 | Wang, Jiawei (SFC:APF036) 王佳瑋 | APF036 | Rep | 2009-08-10 | 2010-11-12 | ||
| 57 | Wilson, Stuart Richard (SFC:ALZ457) | M | ALZ457 | Rep | 2005-05-10 | 2014-11-18 | |
| 58 | Wong, Andrew Kok Leong | M | ARP901 | Rep | 2008-09-18 | 2009-03-05 | |
| 59 | Wong, Eric Kai Lap 黃啟立 | M | AET869 | Rep | 2007-08-06 | 2007-11-13 | |
| RO | 2007-11-13 | 2008-05-31 | |||||
| 60 | Wong, Ngat 汪屹 | APW582 | Rep | 2007-10-25 | 2015-05-09 | ||
| 61 | Wu, Changgen 吳長根 | 60 | ADU997 | Rep | 2008-03-27 | 2012-06-21 | |
| 62 | Xu, Qing (SFC:ARE944) 許青 | ARE944 | Rep | 2008-07-04 | 2011-07-29 | ||
| 63 | Yang, Fan (SFC:AWY077) 楊帆 | AWY077 | Rep | 2011-03-07 | 2011-07-15 | ||
| 64 | Yeung, Kin Sing 楊健聲 | AED619 | RO | 2003-07-31 | |||
| Rep | 2003-07-31 | 2008-11-18 | |||||
| RO | 2008-11-18 | 2014-04-10 | |||||
| 65 | Yuan, Kokuei | AFG795 | Rep | 2007-09-05 | |||
| 66 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2008-02-12 | 2019-03-09 | |
| 67 | Zhang, Wei (SFC:APK769) 張薇 | APK769 | Rep | 2011-01-17 | 2011-07-08 | ||
| 68 | Zhao, Yuhong (SFC:AGO215) 趙宇紅 | 43 | F | AGO215 | Rep | 2009-11-27 | 2010-06-25 |
| 69 | Zhi, Yu 職宇 | AFQ326 | Rep | 2011-07-29 | |||
| 70 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2005-04-20 | |||
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