SAMSUNG SECURITIES (ASIA) LIMITED 三星證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Alford, Terrence Miguel		M	ADX525	Rep	2011-01-25	2012-02-03
2	Ang, Eric Tai Yue 洪大裕		M	ADJ380	Rep	2010-12-15	2012-02-03
3	Au-Yeung, Siu Pang 歐陽少鵬		M	ATR127	Rep	2009-09-03	2011-06-30
4	Bae, Joon			ALN903	Rep	2005-01-31	2007-07-20
5	Bagaman, Farrah			AGH024	Rep	2009-10-20	2010-03-26
6	Bradbury, Colin David		M	AAV861	Rep	2009-05-05	2010-05-29
7	Byun, Sup Min			ALF208	Rep	2004-08-31	2010-04-24
8	Cai, Yun (SFC:AMY763) 蔡韻			AMY763	Rep	2009-08-18	2012-02-03
9	Chan, Emerson Yue Hang 陳俞亨		M	AUK171	Rep	2011-03-22	2012-02-03
10	Chan, Ivan Chuk Cheung 陳祝祥	43	M	AJB937	Rep	2009-12-08	2010-02-05
					RO	2010-02-05	2012-02-03
11	Chan, Ming Hang (SFC:APK743) 陳銘恆			APK743	Rep	2010-12-01	2012-02-03
12	Chan, Pui Tin (SFC:APK145) 陳佩鈿			APK145	Rep	2011-06-15	2012-02-03
13	Chan, Vivien Yin Chung 陳彥中			ATY953	Rep	2009-11-27	2011-07-13
14	Chang, David Young		M	AVT216	Rep	2010-08-26	2015-05-26
15	Chang, Hsun-Chih 張玄志			AUG806	Rep	2010-09-28	2012-02-03
16	Chen, Chen (SFC:AVZ038) 陳晨			AVZ038	Rep	2010-09-30	2012-02-03
17	Chen, Lijuan (SFC:AWC882) 陳鸝鵑			AWC882	Rep	2010-10-21	2012-02-03
18	Chen, Tzu-Yuan (SFC:ARP301) 陳姿元			ARP301	Rep	2010-09-10	2012-02-03
19	Chen, Yi Lin (SFC:AWC188) 陳誼玲			AWC188	Rep	2010-10-15	2012-02-03
20	Chen, Ziyu (SFC:AQM097) 陳子妤			AQM097	Rep	2010-02-01	2011-04-01
21	Cheong, Jihun 鄭址憲			AVI322	Rep	2010-06-18	2011-10-13
22	Cheung, Angela On Ki 張安琪		F	AFT714	Rep	2008-10-23	2009-07-23
23	Cheung, Ka Che 張家熾			AFX502	Rep	2009-09-29	2011-12-02
24	Cheung, Wai Kay (SFC:AEK987) 張偉奇			AEK987	Rep	2011-03-25	2011-04-12
					RO	2011-04-12	2012-02-03
25	Chin, Kong Yew			ADS225	Rep	2009-07-22	2011-05-17
					RO	2011-05-17	2012-02-03
26	Chiu, Wing Fai 趙永輝			ADS695	Rep	2010-11-24	2012-02-03
27	Cho, Hyungsoo			ATN382	Rep	2009-08-10	2014-05-03
28	Choi, Kyung Seon 崔京善			AGH370	Rep		2009-12-01
29	Choi, Sung Won			AFW031	Rep	2003-07-30	2004-06-07
30	Chong, Paul Choong Leong 張忠良	44		ADC904	Rep	2009-07-02	2011-10-19
31	Chow, Derrick Ding Vic 周定域	43	M	ABM777	Rep	2011-04-18	2012-02-03
32	Chu, Wing Shing (SFC:ATW451) 朱泳丞			ATW451	Rep	2009-10-30	2010-09-20
33	Clark, Bettina Gay		F	AHL626	Rep	2010-11-15	2011-11-25
34	Francis, Russell Simon		M	AIO548	Rep	2009-09-29	2012-02-03
35	Fung, Hon Nam 馮漢南			AFR093	Rep	2009-09-01	2011-05-17
36	Gao, Muzi 高慕紫			AXC397	Rep	2011-04-11	2011-09-12
37	Garthoff, Alexander Raymond		M	ABV792	Rep	2011-03-07	2011-12-02
38	Goh, Daryl Shao Loong 吳少龍		M	AFM357	Rep	2010-08-09	2011-01-28
39	Goulburn, Robert James		M	AFP789	Rep	2010-07-08	2012-02-03
40	Gu, Xiang (SFC:AMF482) 谷香			AMF482	Rep	2010-08-30	2012-02-03
41	Han, Sung Joo 韓盛柱			ARH699	Rep	2008-07-15	2008-12-16
					RO	2008-12-16
42	Hong, Won Jun			AGX449	Rep	2009-02-19	2010-01-05
43	Hopson, Anthony Francis (SFC:AOO457)		M	AOO457	Rep	2011-03-28	2012-02-03
44	Hsu, Chung-Wei (SFC:APR573) 徐忠偉			APR573	Rep	2011-01-10	2012-02-03
45	Hsu, Hai Yeh 許海曄			AVI172	Rep	2010-06-15	2012-02-03
46	Hwang, Sung June 黃盛俊			ABX334	Rep	2010-08-03	2010-09-20
					RO	2010-09-20	2012-08-01
47	Jacobsen, Russell James		M	AOG291	Rep	2009-11-05	2011-05-20
					RO	2011-05-20	2012-02-17
48	Jen, Edward Hsi Ken		M	AVS823	Rep	2010-08-27	2012-02-03
49	Jin, Zengxiang 金增祥			ARO631	Rep	2010-07-06	2011-04-06
50	Kim, Jin Hew 金會貞			AIZ925	Rep	2003-06-03	2004-03-31
51	Kim, Kyung Duk			AEI617	Rep	2004-06-30	2008-04-18
52	Kim, So Youn			AVY431	Rep	2010-09-28	2016-09-29
53	Kim, Yong Kook (SFC:ACM721)			ACM721	RO	2003-07-15	2004-01-15
					RO	2005-06-13	2010-04-01
54	Kwan, Kai Ching 關啟正			AUC126	Rep	2009-12-15	2011-06-23
55	Lam, Nancy Man Wai 林文慧		F	ANO998	Rep	2010-09-29	2012-02-03
56	Lau, Hwa Jen 劉華仁			AJC307	Rep	2010-09-29	2012-02-03
57	Lawrence, Andrew John (SFC:AEC577)		M	AEC577	Rep	2009-11-05	2010-05-21
58	Lee, Dong Jin (SFC:ANK447) 李東璡			ANK447	Rep	2006-06-23	2010-04-27
59	Lee, Gary (SFC:AUP537) 李嘉瑜		M	AUP537	Rep	2011-06-15	2012-02-03
60	Lee, Jae Hyun			AVQ512	Rep	2010-08-05	2012-10-10
61	Lee, Je Yong 李齊容			ALG204	RO	2004-11-02	2006-08-25
62	Lee, Myung Won 李明遠			AHK970	Rep		2004-07-07
63	Lee, Wee Liat 李偉烈			APY382	Rep	2010-08-02	2012-02-03
64	Leung, Polly Pui Ling		F	AJB855	Rep	2009-09-07	2012-02-03
65	Lo, Ka Leong (SFC:AUH576) 羅家亮			AUH576	Rep	2010-01-06	2011-06-20
66	Lu, Chia-lin 呂家霖			AWB680	Rep	2010-10-13	2012-02-03
67	Ma, Chao (SFC:AUR848) 馬超			AUR848	Rep	2010-02-08	2011-10-21
68	Ma, Michelle Qiaoqiao 馬喬喬		F	ARB952	Rep	2009-12-15	2012-02-03
69	Man, Yuk Fai (SFC:ATY462) 文旭輝			ATY462	Rep	2009-10-22	2012-02-03
70	Marsden, Matthew Owen		M	AMA934	Rep	2009-12-04	2011-08-08
71	Metcalfe, Stephen Donald		M	ACR545	Rep	2010-10-08	2011-10-18
72	Miao, Fan 苗帆			ATB864	Rep	2010-03-04	2012-02-03
73	Nihalani, Rajesh Ghansham		M	AFU573	Rep	2010-08-20	2012-02-03
74	Nishio, Yuki 西尾由紀		F	ARW150	Rep	2008-12-15	2009-04-01
75	Oyson, Michaelangelo De Los Reyes			AJA485	Rep	2011-01-17	2012-02-03
76	Park, Ha Sung			AVD520	Rep	2010-05-11	2012-03-13
77	Park, Hyun Kuk			AGH368	RO	2009-02-20	2010-11-01
78	Poon, Alex Chun Man 潘俊文			AXF905	Rep	2011-05-04	2012-02-03
79	Rhee, Joo Sang 李周相			AHV115	RO	2003-05-07	2009-10-05
80	Ruffy, Francis Nicolo Punzalan		M	AQM397	Rep	2011-01-24	2012-02-03
81	Seet, Eng Khan 薛永康			AUN897	Rep	2010-01-19	2010-06-12
82	Seth, Chetan			AWW238	Rep	2011-03-01	2012-02-03
83	Shih, Aaron 施昌勤		M	ABE603	Rep	2009-08-11	2012-02-17
84	Shvets, Viktor			ACQ231	Rep	2010-11-22	2012-02-03
85	Sim, Choon 沈俊			ADQ377	RO	2009-09-22	2012-07-03
86	Siu, Tsz Hang 蕭子衡			ARI790	Rep	2010-09-21	2011-07-20
87	So, Petrina Pui Yan 蘇佩恩			AMJ575	Rep	2010-10-08	2011-04-29
88	Tai, Renee Wing Chiu 戴穎昭		F	ADI915	Rep	2010-10-13	2012-02-03
89	Tam, Tommy Yuk Tong 譚毓棠		M	AVZ831	Rep	2010-10-06	2012-02-03
90	Tang, Eric Kiu Fung 鄧翹鋒		M	ABZ155	Rep	2009-08-19	2012-02-03
91	Thio, George Patrick		M	APD705	Rep	2009-08-24	2011-05-17
					RO	2011-05-17	2011-07-25
92	Tian, Tian (SFC:AUE477) 田甜			AUE477	Rep	2009-12-24	2010-08-14
93	Tseng, Hsu-Liang 曾緒良			AVA234	Rep	2011-05-11	2012-02-03
94	Tsoi, Man (SFC:AIU275) 蔡雯			AIU275	Rep	2010-11-29	2012-02-03
95	Tsui, Yat Yin 徐逸彥			AVQ975	Rep	2010-08-16	2012-02-03
96	Wang, Gongxun (SFC:AXF925) 王功勳			AXF925	Rep	2011-05-04	2011-10-31
97	Wang, Weiying (SFC:AUK275) 王惟穎			AUK275	Rep	2010-01-28	2011-05-27
98	Wong, Chi Leung (SFC:AVM521) 黃智亮			AVM521	Rep	2010-07-16	2012-02-03
99	Wong, Po Chin 黃步前			ALY361	Rep	2009-09-28	2012-02-03
100	Wong, Yat Lam (SFC:AHY120) 王逸林			AHY120	Rep	2010-09-13	2011-07-04
101	Woo, Vincent Yun Shing 胡殷誠		M	AQA799	Rep	2009-03-25	2010-03-17
102	Wuh, Paul I		M	ANK394	Rep	2009-08-17	2012-02-03
103	Xu, Xiaopeng 徐霄鵬			AWT597	Rep	2011-02-14	2012-05-01
104	Yeoh, Benjamin Kim Meng		M	AMU299	Rep	2010-12-03	2012-02-03
105	Yew, Andric Yat On 姚逸安	40	M	AFC591	Rep	2010-05-11	2010-06-15
					RO	2010-06-15	2011-04-15
106	You, Ching Yung 尤靖湧			AOV056	Rep	2010-11-01	2012-02-03
107	Yu, Jason		M	ATJ280	Rep	2009-08-05	2010-02-17
108	Zamora, Ruben Llenado		M	AEE310	Rep	2011-05-25	2012-02-03
109	Zhang, Hui (SFC:AOX819) 張輝	43	M	AOX819	Rep	2011-02-09	2012-02-03
110	Zhang, Xiaodan (SFC:AUZ054) 張曉丹			AUZ054	Rep	2010-04-01	2011-12-16
111	Zhu, Jinji 朱勁吉			ARG203	Rep	2009-09-29	2012-02-03

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