Sino-Rich Securities & Futures Limited 中順證券期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2011 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au Yeung, Tsz Fung 歐陽子鋒 |
|
|
AQG706 |
Rep |
2008-02-28 |
2012-12-05 |
| 2 |
Au, Kwong Hoi 區光海 |
|
|
ABM765 |
RO |
2010-11-17 |
2016-05-06 |
| 3 |
Chan, Felex Wan Wong 陳運煌 |
|
|
AWO651 |
Rep |
2011-02-09 |
2012-12-10 |
| 4 |
Chan, Ka Yee (SFC:AJA765) 陳嘉儀 |
|
|
AJA765 |
Rep |
2007-10-16 |
2017-04-27 |
| 5 |
Cheung, Barry Kwok Wing 張國榮 |
|
M |
ABM132 |
RO |
2010-11-17 |
2011-09-30 |
| 6 |
Cheung, Kam Wah (SFC:AGM866) 張錦華 |
|
|
AGM866 |
Rep |
2006-04-03 |
2019-03-01 |
| 7 |
Chow, Chi Hang (SFC:AMN648) 周智行 |
|
|
AMN648 |
Rep |
2005-11-14 |
2011-07-18 |
| 8 |
Chow, Kenneth Pak Lin 周伯年 |
|
M |
AGA548 |
Rep |
2005-09-20 |
2022-03-09 |
| 9 |
Lee, Yin Man (SFC:ARB818) 李彥文 |
|
|
ARB818 |
Rep |
2008-06-16 |
2012-12-07 |
| 10 |
Leung, Ka Yiu (SFC:AQL241) 梁家耀 |
|
|
AQL241 |
Rep |
2008-03-26 |
2015-04-14 |
| 11 |
Leung, Tak Ki 梁德其 |
|
|
AAH581 |
Rep |
2005-11-03 |
2019-09-20 |
| 12 |
Liu, Sai Kwong 廖世光 |
|
|
AAC402 |
RO |
2004-11-15 |
2011-12-02 |
| 13 |
Ma, Pak Chuen 馬伯全 |
|
|
AQP687 |
Rep |
2009-07-30 |
2017-04-27 |
| 14 |
Ngai, Ling Kwan 魏令君 |
|
|
ACN663 |
Rep |
2008-12-02 |
2024-05-01 |
| 15 |
Poon, Mike Ho Man 潘浩文 |
39 |
M |
AFP074 |
RO |
1999-10-13 |
2014-05-30 |
| 16 |
Shing, Yan (SFC:AMH385) 盛欣 |
|
|
AMH385 |
Rep |
2011-03-21 |
2015-11-13 |
| 17 |
Tse, Cheuk Kit 謝卓傑 |
|
|
ARA303 |
Rep |
2011-04-11 |
2012-05-31 |
| 18 |
Tse, Jude Cheung Fat 謝祥發 |
|
|
AAY431 |
Rep |
|
|
| 19 |
Tsoi, Nelson Yue Shing 蔡如星 |
|
M |
AAD067 |
Rep |
2008-10-29 |
2011-11-30 |
| 20 |
Zhu, Jin (SFC:ATB725) 朱瑾 |
|
|
ATB725 |
Rep |
2009-06-19 |
2013-08-29 |
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