RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Hon Kwong 區漢光 | AVP009 | Rep | 2010-09-06 | 2011-02-25 | ||
| 2 | Au, Jonathan Wai Wing 區偉榮 | M | ANY451 | Rep | 2009-10-28 | 2012-05-03 | |
| 3 | Au, Kim Fung 區劍峯 | AAI313 | RO | 2005-09-07 | 2011-11-15 | ||
| 4 | Au, Kin Tak (SFC:ANQ975) 區建德 | ANQ975 | Rep | 2009-01-21 | 2014-06-01 | ||
| 5 | Bajaria, Sejal | ATC149 | Rep | 2010-08-13 | 2013-06-04 | ||
| 6 | Chak, Hok Ming (SFC:AUM696) 翟學明 | AUM696 | Rep | 2010-01-12 | 2011-12-20 | ||
| 7 | Chan, David Chang Yiu 陳燦耀 | M | AAX495 | Rep | 2009-12-03 | 2020-03-06 | |
| 8 | Chan, Eddy Kam To 陳錦濤 | M | AEV019 | Rep | 2007-08-13 | 2012-01-10 | |
| 9 | Chan, Fiona Shun Hou 陳順好 | F | ATS113 | Rep | 2010-05-19 | 2011-06-28 | |
| 10 | Chan, Kai Lin (SFC:AUD562) 陳凱琳 | AUD562 | Rep | 2009-11-18 | 2013-03-17 | ||
| 11 | Chan, Man Tat (SFC:AUS301) 陳文達 | AUS301 | Rep | 2010-03-23 | 2011-12-16 | ||
| 12 | Chan, Raymond Shiu Fai 陳兆輝 | M | AJD697 | Rep | 2009-08-11 | 2011-05-30 | |
| 13 | Chan, Wai Fat (SFC:ABE936) 陳為發 | ABE936 | Rep | 2011-12-22 | |||
| 14 | Chan, Yim (SFC:AHS851) 陳彥 | AHS851 | Rep | 2006-06-13 | 2011-12-07 | ||
| 15 | Chan, Yu Man (SFC:AEX742) 陳裕旻 | M | AEX742 | Rep | 2010-02-04 | 2011-12-16 | |
| 16 | Chataway, James Jonathan | M | AUJ209 | Rep | 2010-05-17 | 2011-02-02 | |
| 17 | Chee, Carick Yuk Hing 池玉興 | AWH916 | Rep | 2010-12-09 | 2012-04-11 | ||
| 18 | Chen, Yin Yuan 陳寅元 | ATS059 | Rep | 2010-05-19 | 2011-05-31 | ||
| 19 | Cheng, Kwai Hung (SFC:AAE890) 鄭桂鴻 | AAE890 | Rep | 2007-05-14 | 2011-12-07 | ||
| 20 | Cheng, Man Chun (SFC:AWK543) 鄭敏俊 | AWK543 | Rep | 2010-12-24 | 2011-12-23 | ||
| 21 | Cheng, Mego Mei Yee 陳美怡 | AEJ078 | RO | 2010-08-05 | 2011-10-19 | ||
| 22 | Cheung, Chun Ho (SFC:ARF588) 張振豪 | ARF588 | Rep | 2010-02-18 | 2011-02-04 | ||
| 23 | Cheung, Sui Cheong 張瑞昌 | AJG266 | Rep | 2010-07-19 | 2013-05-21 | ||
| 24 | Chiu, Jo Jo Im Seong 趙艷嫦 | AQC495 | Rep | 2009-07-27 | 2017-02-01 | ||
| 25 | Chong, Hau Yip 莊孝業 | AOT758 | Rep | 2010-02-03 | 2011-12-13 | ||
| 26 | Chow, Fandy Kwai Fan 周桂芬 | ADY304 | Rep | 2005-08-23 | 2011-09-14 | ||
| 27 | Choy, Ho Yin 蔡浩然 | ACR173 | Rep | 2010-04-01 | 2011-10-19 | ||
| 28 | Chung, Man Chin 鍾萬程 | APJ127 | Rep | 2007-08-13 | 2011-12-08 | ||
| 29 | Fong, Ching Sun Eric 方鉦燊 | ARB623 | Rep | 2010-06-15 | 2011-02-18 | ||
| 30 | Fung, Adams Ka Lok 馮嘉諾 | 35 | M | AHN337 | Rep | 2010-05-19 | 2011-03-22 |
| 31 | Fung, Wing Yeung 馮永揚 | AGN727 | Rep | 2007-01-17 | 2013-05-30 | ||
| 32 | Han, Ta-Kong 韓大綱 | APS981 | Rep | 2010-04-15 | 2011-08-05 | ||
| 33 | Hill, Liam Patrick | M | AKI975 | Rep | 2010-07-12 | 2011-08-18 | |
| 34 | Ho, Kwok Chung (SFC:ACK214) 何國忠 | ACK214 | Rep | 2010-02-03 | 2011-12-16 | ||
| 35 | Ho, Yiu Man (SFC:AEP758) 何耀文 | AEP758 | Rep | 2010-12-15 | 2013-04-19 | ||
| 36 | Hong, Tong Lai 洪敦禮 | AAB302 | Rep | 2020-02-28 | |||
| 37 | Hui, Roy 許諾 | M | ATE232 | Rep | 2010-10-08 | 2011-10-31 | |
| 38 | Hui, Stephen Chiu Chung 許照中 | 64 | M | AAB312 | RO | 2005-09-16 | 2011-08-09 |
| 39 | Hung, Cho Yan 洪祖恩 | ALF771 | Rep | 2008-03-18 | 2011-03-25 | ||
| 40 | Ip, Hon Man (SFC:ADH572) 葉漢民 | ADH572 | Rep | 2005-10-05 | 2011-12-13 | ||
| 41 | Jurick, Dagmar Claudia | F | APF024 | Rep | 2007-07-25 | 2012-04-22 | |
| 42 | Kam, Carmen Yick Man 甘譯文 | F | ARA645 | Rep | 2009-09-10 | 2012-02-24 | |
| 43 | Kam, Norbert Chi Yan 甘志仁 | M | AED823 | Rep | 2010-07-09 | 2018-12-27 | |
| 44 | Kan, Chung Kwong 簡松光 | ABZ464 | Rep | 2006-11-10 | 2012-06-29 | ||
| 45 | Kan, Tsang Fu 耿增富 | M | AEE050 | Rep | 2010-10-07 | 2011-07-26 | |
| 46 | Kong, Koon Wai (SFC:AEC905) 江觀威 | AEC905 | Rep | 2009-07-06 | 2020-03-20 | ||
| 47 | Kong, Shui Lun 鄺瑞麟 | APJ123 | Rep | 2007-08-10 | 2012-01-31 | ||
| 48 | Kwok, Chor Sing 郭礎成 | AQJ206 | Rep | 2010-02-03 | 2011-12-16 | ||
| 49 | Kwok, Pak Hei 郭柏希 | AEU974 | Rep | 2009-07-16 | 2011-12-30 | ||
| 50 | Kwong, Toby Tse San 鄺紫珊 | APD289 | Rep | 2010-04-15 | 2011-08-05 | ||
| 51 | Lai, Ka Kit (SFC:ALZ752) 黎家傑 | ALZ752 | Rep | 2007-03-19 | 2017-09-06 | ||
| 52 | Lam, Chi Fu 林志富 | ABS052 | Rep | 2007-06-11 | 2013-07-01 | ||
| 53 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | RO | 2009-09-24 | 2011-08-31 | |
| 54 | Lam, Paul (SFC:AGL904) 林保羅 | M | AGL904 | Rep | 2010-08-12 | 2011-12-06 | |
| 55 | Lam, Yip Shing 林業成 | AAB176 | Rep | 2007-11-20 | 2020-03-06 | ||
| 56 | Lau, Chi Keung (SFC:AGN131) 劉志強 | M | AGN131 | Rep | 2005-10-17 | 2011-12-13 | |
| 57 | Lau, Eva Yeung Wah 劉仰樺 | F | AUC237 | Rep | 2010-07-15 | 2014-01-17 | |
| 58 | Lau, John Chee On 劉自安 | M | AAV289 | Rep | 2010-09-01 | 2011-04-11 | |
| 59 | Lau, King Fai 劉敬輝 | AMJ752 | Rep | 2010-02-03 | 2011-12-20 | ||
| 60 | Law, Wai Kuen 羅偉權 | M | AEF115 | Rep | 2007-08-20 | 2014-09-18 | |
| 61 | Le, Xue 樂雪 | ARM838 | Rep | 2008-09-17 | 2011-08-31 | ||
| 62 | Lee, Alan Ka Lun 李嘉倫 | M | APY434 | Rep | 2008-07-21 | 2011-07-01 | |
| 63 | Lee, Chun Sang 李俊燊 | ABA618 | Rep | 2006-11-22 | 2011-11-06 | ||
| 64 | Lee, Jacqueline Ka Yee 李家怡 | F | AOS409 | Rep | 2010-11-09 | 2011-08-10 | |
| 65 | Lee, Wai Man (SFC:ACR865) 李慧敏 | ACR865 | Rep | 2005-12-01 | 2012-09-16 | ||
| 66 | Leung, Amy Yuen Mai 梁婉媚 | F | AED146 | Rep | 2006-07-19 | 2020-01-17 | |
| 67 | Leung, Billy Ka Wai 梁家威 | APJ774 | Rep | 2010-02-01 | 2013-12-17 | ||
| 68 | Leung, Eric Siu Chi 梁兆智 | M | AAB210 | Rep | 2005-09-01 | 2011-11-30 | |
| 69 | Lim, Cheng Yong 林正雄 | AEJ325 | Rep | 2010-09-30 | 2011-11-14 | ||
| 70 | Lim, Harvey Man Chuen 林文駿 | M | AUJ979 | Rep | 2010-01-04 | 2011-07-31 | |
| 71 | Lin, Kingston King Ham 連敬涵 | M | AEF252 | Rep | 2009-07-21 | 2011-02-28 | |
| 72 | Liu, Christina Lai Sum 廖麗心 | F | AAH544 | RO | 2008-06-02 | 2011-07-05 | |
| 73 | Lo, Chi Shing 盧志成 | AWE923 | Rep | 2010-11-25 | 2012-04-05 | ||
| 74 | Loong, Anthony Ho Sang 龍浩生 | M | ALF515 | Rep | 2006-06-13 | 2012-10-12 | |
| 75 | Lui, Yat Yin 呂逸賢 | ATT820 | Rep | 2009-11-04 | 2012-11-04 | ||
| 76 | Luk, Ping 陸萍 | APO393 | Rep | 2007-09-11 | 2011-06-14 | ||
| 77 | Ma, Adrian Chung Chi 馬頌智 | M | APL879 | Rep | 2010-12-23 | 2012-08-04 | |
| 78 | Ma, Kwok Ming (SFC:AQC165) 馬國明 | AQC165 | Rep | 2009-10-05 | 2011-02-28 | ||
| 79 | Ma, Pui Ka 馬沛嘉 | ATB632 | Rep | 2009-06-08 | 2011-12-30 | ||
| 80 | Mak, Wai Keung 麥偉強 | AWE434 | Rep | 2010-11-01 | 2011-07-31 | ||
| 81 | Man, Tak Yiu 文德堯 | AWQ431 | Rep | 2011-01-17 | 2011-08-10 | ||
| 82 | Mok, Chi Hoi 莫志海 | ADW644 | Rep | 2010-02-01 | 2011-04-30 | ||
| 83 | Mok, Tak Ming 莫德明 | 52 | AAD913 | Rep | 2009-12-02 | 2017-04-30 | |
| 84 | Ng, Ethel Hui Yee 吳煦宜 | 26 | F | AVQ917 | Rep | 2010-08-16 | 2013-05-16 |
| 85 | Ng, Johnny Yik Wah 吳憶華 | M | ABI134 | Rep | 2010-09-10 | 2012-01-13 | |
| 86 | Ng, Lin Fong (SFC:AGH258) 吳蓮芳 | AGH258 | Rep | 2005-10-26 | 2020-03-10 | ||
| 87 | Ng, Sem Guan | AVL145 | Rep | 2010-07-05 | 2015-12-15 | ||
| 88 | Ng, Yuk Fai 吳旭暉 | ARO690 | Rep | 2010-05-19 | 2011-05-31 | ||
| 89 | Ngai, Siu King 魏少琼 | AAA265 | Rep | 2005-10-21 | 2014-04-30 | ||
| 90 | Nguyen, Nguyen Thanh | M | AOO555 | Rep | 2009-09-30 | 2020-01-05 | |
| 91 | Palmer, Marie Ann 馬楚瑩 | F | AQU968 | Rep | 2009-09-14 | 2011-10-31 | |
| 92 | Pang, Ti Wee 馮智偉 | AWI987 | Rep | 2010-12-17 | 2013-09-18 | ||
| 93 | Pin, Koon Biu 卞冠彪 | AAQ076 | Rep | 2008-06-16 | 2019-08-30 | ||
| 94 | Pong, Semee Sum Mei 龐森美 | ADR140 | Rep | 2010-03-08 | 2011-12-13 | ||
| 95 | Pun, Ka Shing (SFC:ARQ531) 潘嘉誠 | ARQ531 | Rep | 2010-02-03 | 2011-12-23 | ||
| 96 | Shiu, Ann Lai On 邵麗安 | AEA831 | Rep | 2006-01-18 | 2011-12-13 | ||
| 97 | Shiu, Yau Wah 蕭猷華 | M | AFP821 | Rep | 2009-02-13 | 2020-01-29 | |
| 98 | Shum, Siu Man 岑少文 | AMW642 | Rep | 2008-07-30 | 2011-09-30 | ||
| 99 | Siu, Jason 蕭智舜 | M | AVV237 | Rep | 2010-09-01 | 2013-09-02 | |
| 100 | Sui, Ming Fai 蕭明輝 | AEA210 | RO | 2007-02-21 | 2011-10-31 | ||
| 101 | Sullivan, Andrew Michael (SFC:AEV843) | M | AEV843 | Rep | 2010-10-26 | 2011-06-22 | |
| 102 | Tai, Long Yeung 戴朗揚 | AVJ286 | Rep | 2010-07-30 | 2011-12-14 | ||
| 103 | Tam, Kenny Chi Yip 譚梓業 | M | ADH089 | Rep | 2006-09-11 | 2012-10-19 | |
| 104 | Tan, E Wuen 陳儀雯 | ANY308 | Rep | 2010-03-19 | 2012-12-07 | ||
| 105 | Tan, Jason (SFC:AWH915) 陳杰信 | M | AWH915 | Rep | 2010-12-09 | 2012-11-30 | |
| 106 | Tang, Cheuk Lun (SFC:ARA330) 鄧卓倫 | ARA330 | Rep | 2008-05-26 | 2011-12-19 | ||
| 107 | Teh, Chou Yuen | ATY066 | Rep | 2009-10-15 | 2012-11-18 | ||
| 108 | Tsang, On Yee 曾安儀 | ALI325 | Rep | 2010-09-29 | 2011-05-15 | ||
| 109 | Tsang, Simon Siu Hung 曾少雄 | M | AAJ982 | Rep | 2005-09-12 | 2011-09-30 | |
| 110 | Tse, Shuk How 謝淑巧 | AAB675 | Rep | 2020-02-14 | |||
| 111 | Wan, Chiu Yin 尹超然 | AGB113 | Rep | 2010-05-13 | 2011-10-19 | ||
| 112 | Wan, Wing Yan 尹穎欣 | AFA238 | Rep | 2006-05-09 | 2011-12-13 | ||
| 113 | Wang, Lai Ling 王麗玲 | ANN465 | Rep | 2010-08-30 | 2011-07-21 | ||
| 114 | Wong, Cathy Kit Lam 黃潔霖 | F | AOX829 | Rep | 2007-06-21 | 2019-09-08 | |
| 115 | Wong, Connie Cho Yin 黃楚燕 | F | ACR571 | Rep | 2005-10-21 | 2016-08-13 | |
| 116 | Wong, David Chun Kau 王震球 | M | ANU274 | Rep | 2010-01-20 | 2011-06-30 | |
| 117 | Wong, Julian Ho Man 王皓民 | M | AUA500 | Rep | 2009-10-28 | 2012-01-13 | |
| 118 | Wong, King Kun 王景勤 | AAA452 | Rep | 2009-03-09 | 2016-06-01 | ||
| 119 | Wong, May May (SFC:AFD267) 王薇薇 | F | AFD267 | Rep | 2007-07-23 | 2020-01-31 | |
| 120 | Wong, Sau Lin (SFC:ADU122) 汪秀蓮 | ADU122 | Rep | 2010-12-24 | 2020-01-14 | ||
| 121 | Wong, Tan 黃丹 | AWN322 | Rep | 2011-01-07 | 2011-11-03 | ||
| 122 | Wong, Tsz On (SFC:AQI523) 黃子安 | AQI523 | Rep | 2010-02-03 | 2011-12-09 | ||
| 123 | Wong, Wing Sheung 黃詠湘 | AGO417 | Rep | 2006-08-21 | 2014-05-31 | ||
| 124 | Wong, Yui Wah 黃銳華 | AJG600 | Rep | 2010-08-26 | 2011-06-12 | ||
| 125 | Yau, Carmen Ka Mun 邱嘉敏 | F | ADJ396 | Rep | 2010-09-10 | 2012-01-13 | |
| 126 | Yau, Chun Kit (SFC:AAD733) 邱俊傑 | M | AAD733 | Rep | 2007-10-22 | 2013-05-20 | |
| 127 | Yip, Chung 葉頌 | AJD534 | Rep | 2007-01-18 | 2011-07-29 | ||
| 128 | Yip, Golar Chi Kwan 葉芷筠 | ADX162 | Rep | 2005-10-21 | 2011-10-31 | ||
| 129 | Yip, Yuk Fung 葉玉鳳 | ABS821 | Rep | 2003-07-16 | 2020-04-07 | ||
| 130 | Yiu, Chin Keung 姚展強 | APN538 | Rep | 2009-11-23 | 2012-08-01 | ||
| 131 | Yiu, Chun Yu (SFC:AOY204) 姚震宇 | AOY204 | Rep | 2010-06-03 | 2012-05-24 | ||
| 132 | Yiu, Simon Yu Cheung 姚宇翔 | 28 | M | AUD251 | Rep | 2009-11-12 | 2015-09-17 |
| 133 | Yu, Hing Fai 余慶輝 | M | AFM186 | Rep | 2010-02-04 | 2011-12-16 | |
| 134 | Yuen, Wai Kwong (SFC:AAD742) 袁偉光 | AAD742 | Rep | 2007-08-06 | 2011-12-30 | ||
| 135 | Zhong, Kaitao 仲凱韜 | AVL148 | Rep | 2010-07-22 | 2011-12-30 |
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