CMS ASSET MANAGEMENT (HK) CO., LIMITED 招商證券資產管理(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Cai, Wenyuan 蔡文媛 ART221 Rep 2009-05-12 2012-07-03
2 Chan, Yim Yim 陳艷艷 AJD859 Rep 2009-05-12 2014-05-29
3 Dong, Zimeng 董子蒙 AUI206 Rep 2009-12-10 2011-08-31
4 Feng, Yu (SFC:AHL497) 豐羽 AHL497 RO 2009-03-31 2011-08-15
5 Han, Yiqiu (SFC:ANC095) 韓逸秋 ANC095 Rep 2010-02-02 2011-08-08
6 Leung, Peter Ping Tak 梁秉德 29 M AOU405 Rep 2010-02-02 2010-10-25
7 Shum, Patrick Wai Bill 岑維標 M AFB711 RO 2009-11-30 2010-09-30
8 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 RO 2010-01-12 2010-09-14
9 Wu, Xiao (SFC:AOS437) 吳筱 31 F AOS437 Rep 2009-06-08 2010-11-01

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