Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2009-09-04 | 2012-06-30 | ||
| 2 | Batchelor, Joseph James (SFC:ARD487) | M | ARD487 | Rep | 2008-06-04 | 2011-04-29 | |
| 3 | Cannamela, Cyril | M | AQS214 | RO | 2009-10-16 | 2012-11-16 | |
| 4 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2006-10-18 | 2012-06-30 | |
| 5 | Cheung, Carmen Ka Mun 張嘉敏 | F | APD418 | Rep | 2007-06-26 | 2012-08-15 | |
| 6 | Cheung, Kar Man (SFC:AIN882) 張嘉文 | AIN882 | Rep | 2008-06-23 | 2010-11-03 | ||
| 7 | Cheung, Kin Sang (SFC:ACI723) 張健生 | ACI723 | RO | 2008-10-21 | 2013-09-27 | ||
| 8 | Chiang, Kee Hong 蔣紀康 | AFU931 | Rep | 2003-11-24 | 2010-11-27 | ||
| 9 | Chin, Ke-vin | APL191 | Rep | 2010-02-05 | 2012-03-23 | ||
| 10 | Chiu, Chiao 邱喬 | AQQ142 | Rep | 2008-03-11 | 2011-11-10 | ||
| 11 | Chong, Ting Piu 莊庭彪 | AUO117 | Rep | 2010-02-08 | 2010-07-25 | ||
| 12 | Chuy Kon, Alejandro Jose | M | AIB976 | Rep | 2008-10-13 | 2014-09-27 | |
| 13 | Chye, Nyit Shin 蔡日昇 | AUS310 | Rep | 2010-02-18 | 2012-11-13 | ||
| 14 | Cross, David Frederick | M | AAB227 | RO | 2010-07-01 | ||
| 15 | Dyer, Ashley George (SFC:ACO919) | M | ACO919 | RO | 2006-08-25 | 2012-06-30 | |
| 16 | Farrell, Stephen Robert | M | APW070 | Rep | 2007-10-30 | 2012-06-30 | |
| 17 | Freyre-Sanders, Andrew David Nuno D.S. | M | ANR872 | Rep | 2010-03-08 | 2012-06-30 | |
| 18 | Fung, Kin Chueng 馮健昌 | ALZ307 | Rep | 2008-08-21 | 2011-08-08 | ||
| 19 | Fung, Vicky Wai Kei 馮瑋琪 | F | AGL486 | Rep | 2012-05-05 | ||
| 20 | Garg, Manish (SFC:AKT480) | AKT480 | Rep | 2006-09-13 | 2014-02-08 | ||
| 21 | Ge, Jia 葛佳 | AOG388 | Rep | 2006-12-05 | 2010-07-24 | ||
| 22 | Glassock, Lee Douglas | M | ARF813 | Rep | 2008-06-27 | 2012-06-08 | |
| 23 | Goel, Kshitij | AQM623 | Rep | 2009-11-02 | 2013-03-29 | ||
| 24 | Guha, Krishna Jyoti | ALF245 | Rep | 2008-09-26 | 2010-05-25 | ||
| 25 | Han, Ki Hoon | APO550 | Rep | 2007-09-05 | 2013-03-29 | ||
| 26 | Hilton, Peter Roland | M | AEM557 | RO | 2008-10-09 | 2012-06-30 | |
| 27 | Ho, Sin Yi 何善儀 | ADA785 | Rep | 2012-06-30 | |||
| 28 | Howard, Stephen Douglas | M | AHR787 | RO | 2009-03-05 | 2014-09-27 | |
| 29 | Hsu, Yi Ying 徐怡盈 | ANJ021 | Rep | 2007-08-30 | 2011-09-05 | ||
| 30 | Huang, Hiu Tan 黃曉丹 | AOQ960 | Rep | 2010-03-09 | 2012-04-03 | ||
| 31 | Huang, Zhiyun (SFC:APJ943) 黃志芸 | APJ943 | Rep | 2008-10-13 | 2012-06-30 | ||
| 32 | Ip, Chi Kong 葉智剛 | AOX418 | Rep | 2010-01-22 | 2011-04-07 | ||
| 33 | Irvine, Peter Stuart | M | ASY380 | Rep | 2010-03-08 | 2011-06-16 | |
| 34 | Johnson, David Leslie (SFC:AFT796) | M | AFT796 | Rep | 2009-11-02 | 2011-04-22 | |
| 35 | Kang, Jong Hak 姜宗學 | ARB771 | Rep | 2008-05-26 | 2012-03-23 | ||
| 36 | Ko, Man Ho 高文灝 | ANV286 | Rep | 2006-08-28 | 2011-08-08 | ||
| 37 | Koh, Poh Soon (SFC:ARX026) 許寶順 | ARX026 | RO | 2009-07-20 | 2012-06-01 | ||
| 38 | Kumar, Gaurav (SFC:AOY508) | AOY508 | Rep | 2007-05-29 | 2012-11-13 | ||
| 39 | Lam, Ka Wai (SFC:AOV836) 林家威 | AOV836 | Rep | 2010-03-19 | 2014-09-19 | ||
| 40 | Lau, Jimmy Ka Seung 劉嘉相 | M | AAG055 | Rep | 2012-06-30 | ||
| 41 | Law, Oliver Tin-Loong 羅天龍 | M | APB677 | Rep | 2007-06-12 | 2013-03-16 | |
| 42 | Law, Wagner Chung Po 羅忠寶 | AGJ134 | Rep | 2012-05-01 | |||
| 43 | Leung, Lisa (SFC:APZ443) 梁麗珊 | F | APZ443 | Rep | 2010-01-29 | 2011-04-19 | |
| 44 | Ling, May Yee Man 凌意文 | F | ANG116 | Rep | 2007-05-30 | 2012-06-29 | |
| 45 | Liu, Mingdi (SFC:AKU877) 劉鳴鏑 | AKU877 | Rep | 2008-05-16 | 2011-05-24 | ||
| 46 | Liu, Wai Ming (SFC:AUW051) 廖偉明 | AUW051 | Rep | 2010-03-12 | 2011-07-26 | ||
| 47 | Lo, Fai 羅暉 | ARA404 | Rep | 2008-05-16 | 2011-05-12 | ||
| 48 | Lu, Chih-Heng Jack 呂志亨 | AUX378 | Rep | 2010-03-19 | 2013-03-29 | ||
| 49 | Lui, Laura 呂靄華 | F | ANA993 | Rep | 2006-02-17 | 2012-06-01 | |
| 50 | Lui, Martin Wing Kei 雷永基 | M | AOH219 | Rep | 2006-12-28 | 2010-10-08 | |
| 51 | Malka, Benjamin Simon Joseph | M | APG883 | Rep | 2007-07-16 | 2011-11-10 | |
| 52 | Myron, Jason Louis | M | AUV506 | Rep | 2010-03-09 | 2012-06-30 | |
| 53 | Ng, David Ka Chun 吳嘉俊 | M | AKL702 | Rep | 2008-11-20 | 2011-07-26 | |
| 54 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | AFM257 | Rep | 2009-02-27 | 2010-08-23 | ||
| 55 | Pang, Siu Lun 彭兆麟 | ATT501 | Rep | 2009-09-28 | 2011-04-06 | ||
| 56 | Poon, Ben Shu Fai 潘樹輝 | M | AAE969 | Rep | 2012-06-23 | ||
| 57 | Preller, Raoul Gustav | M | AJL240 | Rep | 2008-10-20 | 2011-02-09 | |
| 58 | Pritchard, Callum Gary | M | AOD054 | Rep | 2010-02-04 | 2014-03-31 | |
| 59 | Raman, Lalita | AEQ060 | Rep | 2009-07-24 | 2012-01-09 | ||
| 60 | Salgaocar, Rohit Anil | AIU565 | Rep | 2009-05-26 | 2010-10-29 | ||
| 61 | Seymour, Steven James | M | ABM769 | RO | 2009-08-12 | 2011-09-05 | |
| 62 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | AHF265 | RO | 2007-08-17 | 2012-06-30 | |
| 63 | Stambulich, Aaron John | M | AUQ301 | Rep | 2010-02-03 | 2011-07-23 | |
| 64 | Suh, Young Suk | AFO928 | Rep | 2010-03-08 | 2011-06-01 | ||
| 65 | Tang, Tsz Kit 鄧子傑 | ACR548 | Rep | 2013-06-18 | |||
| 66 | Tseng, Hsu-Liang 曾緒良 | AVA234 | Rep | 2010-04-15 | 2011-01-25 | ||
| 67 | Tso, Kevin Key Man 曹繼敏 | M | ADH219 | Rep | 2008-10-20 | 2012-06-30 | |
| 68 | Tulk, Philip W | M | ADZ105 | Rep | 2010-03-08 | 2011-06-10 | |
| 69 | Wang, Feili 王斐麗 | AIR147 | Rep | 2010-08-21 | |||
| 70 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | ACN129 | RO | 2005-07-20 | 2010-11-01 | ||
| 71 | Wong, Sharnie Wing San 黃穎珊 | APA130 | Rep | 2007-05-30 | 2010-10-14 | ||
| 72 | Wong, Wah Lam 黃華林 | AAV422 | Rep | 2009-03-25 | 2012-06-30 | ||
| 73 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2008-09-26 | 2013-01-08 | ||
| 74 | Yang, Lei (SFC:AMK234) 楊蕾 | AMK234 | Rep | 2005-08-31 | 2012-06-30 | ||
| 75 | Yim, Heung Yue 嚴香如 | AEE775 | Rep | 2006-09-08 | 2013-05-01 | ||
| 76 | Yuan, Weibin | ALG238 | Rep | 2007-08-02 | 2013-12-17 | ||
| 77 | Zhang, Jing (SFC:ANV102) 張靖 | ANV102 | Rep | 2006-08-28 | 2013-07-01 | ||
| 78 | Zhang, Qin (SFC:AUV596) 張琴 | AUV596 | Rep | 2010-03-08 | 2011-04-21 |
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