RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Au Yeung, Pui Yi 歐陽佩儀 AGL489 Rep 2004-03-04
2 Au, Chi Ming 歐智明 ARN601 Rep 2009-09-16 2010-10-27
3 Au, Hon Man 歐漢文 ABX041 Rep 2007-11-05 2010-12-31
4 Au, Jonathan Wai Wing 區偉榮 M ANY451 Rep 2009-10-28 2012-05-03
5 Au, Kim Fung 區劍峯 AAI313 RO 2005-09-07 2011-11-15
6 Au, Kin Tak (SFC:ANQ975) 區建德 ANQ975 Rep 2009-01-21 2014-06-01
7 Au, Kwong Hoi 區光海 ABM765 Rep 2005-10-05 2009-05-30
8 Chak, Hong Wah 翟康華 AOV133 Rep 2009-08-31 2010-12-01
9 Chan, Alan Kam Chuen 陳錦泉 M AGC756 Rep 2005-11-22 2007-01-06
10 Chan, Eddy Kam To 陳錦濤 M AEV019 Rep 2007-08-13 2012-01-10
11 Chan, Fung Ping (SFC:AOU775) 陳鳳萍 AOU775 Rep 2008-06-13 2008-08-01
12 Chan, Joyce Yee Lam 陳怡霖 F ALL206 Rep 2007-03-29 2008-07-31
13 Chan, Julia Fung Chee 陳鳳芝 AGC689 Rep 2005-10-26 2005-12-24
14 Chan, Kai Lin (SFC:AUD562) 陳凱琳 AUD562 Rep 2009-11-18 2013-03-17
15 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2007-07-27 2008-05-27
16 Chan, Micky Wai Yat 陳懷溢 M AQY824 Rep 2008-05-05 2009-11-17
17 Chan, Pui Yung 陳佩蓉 ALO080 Rep 2008-03-17 2008-11-05
18 Chan, Raymond Shiu Fai 陳兆輝 M AJD697 Rep 2009-08-11 2011-05-30
19 Chan, Steve Hing Wah 陳慶華 50 M AET272 Rep 2007-04-17 2007-07-18
RO 2007-07-18 2010-11-02
20 Chan, Wai Fat (SFC:ABE936) 陳為發 ABE936 Rep 2011-12-22
21 Chan, Yim (SFC:AHS851) 陳彥 AHS851 Rep 2006-06-13 2011-12-07
22 Chang, Joseph Cho Yam 張祖蔭 M AGB116 Rep 2009-04-07 2010-06-30
23 Chau, Wai Ming (SFC:AAC270) 周偉明 AAC270 Rep 2004-03-08
24 Chen, Chun To 陳俊陶 ATC538 Rep 2009-06-10 2010-07-31
25 Cheng, Anson Chun-Yuen 鄭鎮源 ASN334 Rep 2009-06-11 2009-10-15
26 Cheng, Kwai Hung (SFC:AAE890) 鄭桂鴻 AAE890 Rep 2007-05-14 2011-12-07
27 Cheung, Annie Yung Yung 張蓉蓉 F AEW947 Rep 2007-01-17 2009-07-01
28 Cheung, Rickael Ming Tak 張明德 ACZ049 Rep 2007-07-24 2009-12-01
29 Chim, Yau Man (SFC:AEK483) 詹幼文 AEK483 Rep 2007-07-30 2008-07-31
30 Chiu, Jo Jo Im Seong 趙艷嫦 AQC495 Rep 2009-07-27 2017-02-01
31 Choi, Kwok Hei (SFC:AMT699) 蔡國禧 AMT699 Rep 2007-03-02 2008-01-31
32 Choi, Siu Hing 蔡少卿 AEU650 Rep 2003-07-30 2007-08-16
33 Choi, Venice Yuk Ping 蔡玉屏 AGJ087 Rep 2007-08-29 2007-09-04
34 Chow, Fandy Kwai Fan 周桂芬 ADY304 Rep 2005-08-23 2011-09-14
35 Chu, Li-Fan 朱立凡 AQU600 Rep 2008-04-11 2008-07-01
36 Chuen, Simon Ho Yin 秦浩然 M AGO936 Rep 2006-07-24 2009-12-05
37 Chung, Chak Chuen 鍾澤銓 AJE988 Rep 2006-03-01 2009-05-01
38 Chung, Lai Yung 鍾麗容 AGM626 Rep 2005-10-20 2007-04-01
39 Chung, Man Chin 鍾萬程 APJ127 Rep 2007-08-13 2011-12-08
40 Fong, Hiu Ming 方曉明 AHM812 Rep 2009-10-12 2010-09-22
41 Fung, Ka Leung (SFC:ABQ007) 馮家亮 ABQ007 Rep 2005-10-05 2007-08-01
42 Fung, Ka Wo Stephen 馮家和 AUC494 Rep 2009-11-09 2010-09-19
43 Fung, Kai Qi 馮愷琦 AAX457 Rep 2005-10-26 2009-04-18
44 Fung, Wai Man (SFC:ARW739) 馮慧敏 ARW739 Rep 2009-01-15 2009-12-05
45 Fung, Wing Yeung 馮永揚 AGN727 Rep 2007-01-17 2013-05-30
46 Glasgow, Fraser John M AEP339 Rep 2006-07-26 2009-05-22
47 Gong, Hua (SFC:AQB146) 龔華 AQB146 Rep 2009-04-30 2009-12-10
48 Ho, Chi Hon 何志侃 AAE086 Rep 2009-03-19 2010-08-29
49 Ho, Ivan Yiu Chung 何耀宗 M AOI948 Rep 2009-08-27 2009-12-01
50 Ho, King Hang 何景行 AAF005 Rep 2009-04-16 2009-11-28
51 Ho, Ying 何英 F AJC169 Rep 2007-05-18 2009-08-08
52 Hong, Tong Lai 洪敦禮 AAB302 Rep 2020-02-28
53 Huang, Yih-Chuh 黃亦矗 ARJ063 Rep 2008-07-29 2010-12-28
54 Hui, Pink Ching Ting 許靜婷 AGJ519 Rep 2004-04-16
55 Hui, Stephen Chiu Chung 許照中 62 M AAB312 Rep 2005-08-12 2005-09-16
RO 2005-09-16 2011-08-09
56 Hui, Tin Kay (SFC:AFS483) 許天奇 AFS483 Rep 2008-03-12 2010-05-29
57 Hung, Cho Yan 洪祖恩 ALF771 Rep 2008-03-18 2011-03-25
58 Ip, Hon Man (SFC:ADH572) 葉漢民 ADH572 Rep 2005-10-05 2011-12-13
59 Jurick, Dagmar Claudia F APF024 Rep 2007-07-25 2012-04-22
60 Kam, Carmen Yick Man 甘譯文 F ARA645 Rep 2009-09-10 2012-02-24
61 Kan, Chung Kwong 簡松光 ABZ464 Rep 2006-11-10 2012-06-29
62 Kong, Koon Wai (SFC:AEC905) 江觀威 AEC905 Rep 2009-07-06 2020-03-20
63 Kong, Shui Lun 鄺瑞麟 APJ123 Rep 2007-08-10 2012-01-31
64 Koo, Ferdinand Hai Ping 顧海平 ALG176 Rep 2007-08-27 2008-01-17
65 Kwok, Chun Wing 郭振榮 ADU040 Rep 2005-10-26 2006-02-21
66 Kwok, Maggie Ka Yin 郭嘉妍 F ACS121 Rep 2006-07-05 2010-04-07
67 Kwok, Pak Hei 郭柏希 AEU974 Rep 2009-07-16 2011-12-30
68 Kwok, Yap 郭熠 ARF066 Rep 2008-06-20 2009-09-26
69 Kwong, Henry Yuk Ho 鄺鋈豪 M ABQ819 Rep 2007-10-04 2008-04-08
RO 2008-04-08 2011-01-13
70 Lai, Bonny Po Shan 黎寶珊 ABX572 Rep 2005-12-20 2007-06-10
71 Lai, Chi Chiu (SFC:AMX034) 黎志釗 AMX034 Rep 2008-07-30 2010-10-31
72 Lai, Ka Kit (SFC:ALZ752) 黎家傑 ALZ752 Rep 2007-03-19 2017-09-06
73 Lai, Ka Wah 黎嘉華 ATR461 Rep 2009-09-09 2009-09-29
74 Lai, Ming Hoi 賴明海 AAE840 Rep 2003-08-26 2004-03-08
75 Lam, Chi Fu 林志富 ABS052 Rep 2007-06-11 2013-07-01
76 Lam, Mandy Choi Ying 林賽盈 F AFE592 Rep 2009-03-09 2009-09-24
RO 2009-09-24 2011-08-31
77 Lam, Mei Ling (SFC:ARQ679) 林美玲 ARQ679 Rep 2008-10-20 2009-09-29
78 Lam, Yip Shing 林業成 AAB176 Rep 2007-11-20 2020-03-06
79 Lau, Chi Keung (SFC:AGN131) 劉志強 M AGN131 Rep 2005-10-17 2011-12-13
80 Lau, Hing Lung 劉慶龍 APC583 Rep 2009-07-06 2009-12-18
81 Lau, Hiu Wai (SFC:ALA867) 劉曉慧 ALA867 Rep 2009-04-14 2010-03-24
82 Lau, Tsz Ming 劉子明 AEO532 Rep 2004-08-05
83 Lau, Wing Hong (SFC:ADQ455) 劉永康 ADQ455 Rep 2009-09-09 2010-12-05
84 Law, Kam On 羅錦安 ABB087 Rep 2009-05-25 2010-07-31
85 Law, Wai Kuen 羅偉權 M AEF115 Rep 2007-08-20 2014-09-18
86 Le, Xue 樂雪 ARM838 Rep 2008-09-17 2011-08-31
87 Lee, Aaron Yun Wing 李恩榮 M AJC168 Rep 2008-09-09 2010-07-26
88 Lee, Alan Ka Lun 李嘉倫 M APY434 Rep 2007-10-31 2008-06-28
Rep 2008-07-21 2011-07-01
89 Lee, Chun Sang 李俊燊 ABA618 Rep 2006-11-22 2011-11-06
90 Lee, Soo Kai 李書楷 ANT716 RO 2006-11-17 2007-06-05
91 Lee, Wai Ling (SFC:AAD572) 李蔚玲 AAD572 Rep 2007-03-27 2007-10-01
92 Lee, Wai Man (SFC:ACR865) 李慧敏 ACR865 Rep 2005-12-01 2012-09-16
93 Lee, Wing Leung (SFC:AQA672) 李永亮 AQA672 Rep 2008-01-10 2009-04-04
94 Leong, Chi Fung 梁智鋒 AJM781 Rep 2008-03-12 2010-03-31
95 Leung, Amy Yuen Mai 梁婉媚 F AED146 Rep 2006-07-19 2020-01-17
96 Leung, Eric Siu Chi 梁兆智 M AAB210 Rep 2005-09-01 2011-11-30
97 Leung, Ivan Bong Nang 梁邦能 M AAK007 Rep 2004-07-02
98 Leung, Peter Ping Tak 梁秉德 28 M AOU405 Rep 2007-05-16 2008-05-10
99 Leung, Pui Yi (SFC:ARF018) 梁佩儀 ARF018 Rep 2008-07-21 2009-10-16
100 Leung, Siu Kei (SFC:ASQ014) 梁兆基 ASQ014 Rep 2009-05-27 2010-11-24
101 Li, Siu Hong 李紹康 APD337 Rep 2007-09-12 2008-11-01
102 Lim, Kim Huat (SFC:ARU536) ARU536 Rep 2008-12-16 2010-02-01
103 Lin, Kingston King Ham 連敬涵 M AEF252 Rep 2009-07-21 2011-02-28
104 Lin, Wen Pin (1960) 林文彬 49 M ALI163 Rep 2008-04-03 2010-09-30
105 Liu, Christina Lai Sum 廖麗心 F AAH544 Rep 2007-04-11 2008-06-02
RO 2008-06-02 2011-07-05
106 Lo, Hok Shun 盧學迅 AQC191 Rep 2007-12-03 2008-05-01
107 Lo, Katherina Ka Shun 盧嘉舜 AEE887 Rep 2007-09-14 2008-02-17
108 Lo, Mark Chi Hang 盧致恆 31 M ARU729 Rep 2008-11-05 2009-09-02
109 Loh, Yiu Fai 陸耀輝 ABN692 Rep 2007-03-12 2007-05-07
RO 2007-05-07 2008-10-25
110 Loong, Anthony Ho Sang 龍浩生 M ALF515 Rep 2006-06-13 2012-10-12
111 Low, Jerry Yee Meng M AOH115 Rep 2007-01-26 2010-06-13
112 Lui, Josaphat Chi Chung 呂志聰 AAD557 Rep 2005-11-03 2007-04-01
113 Lui, Yat Yin 呂逸賢 ATT820 Rep 2009-11-04 2012-11-04
114 Luk, Ping 陸萍 APO393 Rep 2007-09-11 2011-06-14
115 Ma, Johnny Bun Wah 馬斌華 M AES117 Rep 2007-10-18 2009-05-05
116 Ma, Kwok Ming (SFC:AQC165) 馬國明 AQC165 Rep 2009-10-05 2011-02-28
117 Ma, Pui Ka 馬沛嘉 ATB632 Rep 2009-06-08 2011-12-30
118 Mak, Ada Man Ling 麥敏玲 F AQQ625 Rep 2008-03-11 2008-11-06
119 Mak, Philip Siu Chong 麥兆莊 M ATB940 Rep 2009-07-20 2010-05-25
120 Mak, Treddy Kwan Lung 麥坤隆 AAA263 Rep 2004-01-21 2007-08-11
121 Man, Hekman Wai Leung 文煒良 APO276 Rep 2007-09-03 2008-06-22
122 Man, Lumen Leung Yan 萬亮人 AAH274 Rep 2006-07-05 2009-11-19
123 Ng, Burgess Hon Ki 吳漢基 M AMJ198 Rep 2009-03-24 2009-11-14
124 Ng, Lin Fong (SFC:AGH258) 吳蓮芳 AGH258 Rep 2005-10-26 2020-03-10
125 Ng, Paco Kar Lun 吳家倫 35 M AEK874 Rep 2007-03-15 2008-02-16
126 Ng, Wing Chuen (SFC:AAE854) 吳永泉 AAE854 Rep 2007-07-23 2010-12-31
127 Ngai, Siu King 魏少琼 AAA265 Rep 2004-03-04
RO 2004-03-04 2005-10-21
Rep 2005-10-21 2014-04-30
128 Ngai, Tak Shun 倪德順 AMN831 Rep 2007-04-12 2009-07-10
129 Ngan, Chi Po 顏志波 ADY908 Rep 2007-06-25 2007-11-22
130 Nguyen, Nguyen Thanh M AOO555 Rep 2009-09-30 2020-01-05
131 Or, Kenneth Wai Hung 柯為雄 M ADY282 RO 2005-10-21
Rep 2005-10-21 2010-05-18
132 Palmer, Marie Ann 馬楚瑩 F AQU968 Rep 2009-09-14 2011-10-31
133 Pang, Regina Ah Yan 彭雅恩 F ANR969 Rep 2006-08-17 2007-03-10
134 Pin, Koon Biu 卞冠彪 AAQ076 Rep 2008-06-16 2019-08-30
135 Poon, Wai Lun (SFC:ARA287) 潘偉倫 ARA287 Rep 2008-05-16 2009-04-01
136 Qi, Tan 漆潭 AQA662 Rep 2008-06-04 2010-02-01
137 Sham, Ching Fai 岑正輝 AAB098 Rep 2007-02-07 2009-02-02
138 Shiu, Ann Lai On 邵麗安 AEA831 Rep 2006-01-18 2011-12-13
139 Shiu, Yau Wah 蕭猷華 M AFP821 Rep 2009-02-13 2020-01-29
140 Shum, Siu Man 岑少文 AMW642 Rep 2008-07-30 2011-09-30
141 Si, Joanna Ka Loy 徐嘉來 F AAK578 Rep 2006-06-13 2007-10-04
142 Sin, Hon Hing 冼漢興 ACJ453 Rep 2007-09-01
143 So, Fuk Lam 蘇福林 AAE856 Rep 2003-08-26 2004-03-08
144 Su, Tzu-Yun 蘇梓勻 AQS490 Rep 2008-03-28 2008-08-02
145 Sui, Ming Fai 蕭明輝 AEA210 Rep 2005-09-01 2007-02-21
RO 2007-02-21 2011-10-31
146 Supangat, Herman 潘顯萬 M AQF073 Rep 2009-08-26 2009-09-15
147 Tam, Kenny Chi Yip 譚梓業 M ADH089 Rep 2006-09-11 2012-10-19
148 Tam, King Tin Ricky 譚景天 APZ794 Rep 2009-02-13 2009-04-18
149 Tam, Simon Siu Ki 譚紹祺 50 M ADO079 Rep 2003-10-30
150 Tam, Sze Chuen 譚思晉 AGO269 Rep 2007-01-03 2008-03-15
151 Tan, Jonathan Ka Choi 陳嘉才 M ATH815 Rep 2009-07-06 2010-12-31
152 Tan, Swee Koon 陳瑞坤 APC066 Rep 2008-11-05 2010-10-09
153 Tang, Cheuk Lun (SFC:ARA330) 鄧卓倫 ARA330 Rep 2008-05-26 2011-12-19
154 Tang, Chin Ping 鄧展平 AAB946 Rep 2004-03-26 2009-07-25
155 Tang, Wai Chun (SFC:APC908) 鄧惠珍 F APC908 Rep 2007-10-17 2010-05-24
156 Tao, Kwok King 陶國璟 ARS312 Rep 2009-01-21 2010-03-01
157 Teh, Chou Yuen ATY066 Rep 2009-10-15 2012-11-18
158 Tong Lee, Lolitta Mei Wah 唐李美華 F AFE968 Rep 2005-06-20
159 Tong, Oliver Ching Yue 湯正裕 49 M ARF570 Rep 2008-07-07 2010-04-18
160 Tsang, Simon Siu Hung 曾少雄 M AAJ982 Rep 2005-09-12 2011-09-30
161 Tse, Kwong Yui 謝廣銳 AFW553 Rep 2006-07-20 2006-09-27
162 Tse, Ngai Yuen 謝毅遠 ADR060 Rep 2005-10-04 2006-06-16
163 Tse, Shuk How 謝淑巧 AAB675 Rep 2020-02-14
164 Tse, Sze Man 謝思敏 AKS678 Rep 2008-10-13 2008-12-13
165 Tsui, Ivan Kun Lam 徐觀林 54 M ACG508 Rep 2008-10-21 2008-12-16
RO 2008-12-16 2011-01-17
166 Tsui, Roger Chi Fung 徐志豐 M AFT119 Rep 2009-01-20 2009-03-31
167 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2009-08-06 2009-11-14
168 Wan, Tat Shing 尹達城 APH049 Rep 2007-07-23 2009-01-22
169 Wan, Wing Yan 尹穎欣 AFA238 Rep 2006-05-09 2011-12-13
170 Wang, Bo (SFC:AMN889) 王波 AMN889 Rep 2007-03-14 2008-01-11
171 Wang, Howard M ANQ469 Rep 2007-11-13 2008-02-14
172 Wat, Carpenter Wai Kuen 屈偉權 ALD145 Rep 2005-11-11 2009-01-07
173 Wong, Anna Yuen Shan 黃婉珊 F ASZ699 Rep 2009-06-24 2010-11-05
174 Wong, Carmen Kar Man 黃嘉敏 F AGL925 Rep 2006-05-17 2007-10-08
175 Wong, Cathy Kit Lam 黃潔霖 F AOX829 Rep 2007-06-21 2019-09-08
176 Wong, Chi Fai (SFC:AML328) 黃志輝 AML328 Rep 2005-10-20 2005-12-14
177 Wong, Connie Cho Yin 黃楚燕 F ACR571 Rep 2005-10-21 2016-08-13
178 Wong, Gordon Hok Ko 黃學高 M ADT261 Rep 2008-11-07 2008-12-31
RO 2008-12-31 2009-02-19
179 Wong, Julian Ho Man 王皓民 M AUA500 Rep 2009-10-28 2012-01-13
180 Wong, Ka Po (SFC:AJE893) 黃家寶 AJE893 Rep 2007-10-25 2007-12-18
181 Wong, King Kun 王景勤 AAA452 Rep 2009-03-09 2016-06-01
182 Wong, Kwun Hung 王冠雄 AJF996 Rep 2007-07-27 2007-10-13
183 Wong, May May (SFC:AFD267) 王薇薇 F AFD267 Rep 2007-07-23 2020-01-31
184 Wong, Wai Ho (SFC:ASO860) 黃偉豪 ASO860 Rep 2009-03-20 2010-11-19
185 Wong, Wai Man (SFC:AJJ168) 黃偉文 AJJ168 Rep 2009-03-17 2010-01-29
186 Wong, Wing Sheung 黃詠湘 AGO417 Rep 2006-08-21 2014-05-31
187 Wong, Yuen Shun (SFC:ARH189) 黃圓荀 ARH189 Rep 2008-07-09 2009-01-17
188 Wu, Lawrence Wai Kong 胡偉剛 M ACO383 Rep 2008-01-10 2011-01-13
189 Wu, Wai Fong 胡惠芳 ABE454 Rep 2007-11-16
190 Yang, Yen-Ju 楊燕如 ARV136 Rep 2008-12-15 2009-12-16
191 Yau, Chun Kit (SFC:AAD733) 邱俊傑 M AAD733 Rep 2005-10-13 2007-03-01
Rep 2007-10-22 2013-05-20
192 Yen, David Tai Wai 閻大偉 M AAC020 Rep 2007-06-12 2008-01-07
193 Yim, Tsz Ching 嚴子靖 APV917 Rep 2008-01-11 2009-07-01
194 Yip, Chung 葉頌 AJD534 Rep 2007-01-18 2011-07-29
195 Yip, Golar Chi Kwan 葉芷筠 ADX162 Rep 2005-10-21 2011-10-31
196 Yip, Ryan Cheuk Yin 葉卓然 M AEK520 Rep 2009-02-12 2009-09-08
197 Yip, Yuk Fung 葉玉鳳 ABS821 Rep 2003-07-16 2020-04-07
198 Yiu, Chin Keung 姚展強 APN538 Rep 2009-11-23 2012-08-01
199 Yiu, Man Man 姚文敏 AJO082 Rep 2009-11-26 2010-01-06
200 Yiu, Simon Yu Cheung 姚宇翔 26 M AUD251 Rep 2009-11-12 2015-09-17
201 Yong, Sai Yeen 楊世賢 AOK957 Rep 2007-03-02 2009-04-28
202 Yue, Jeff Wai Keung 余偉強 M ADZ046 Rep 2007-08-06 2007-10-09
203 Yuen, David Wing Kwong 袁榮光 M AAB294 Rep 2004-06-10
204 Yuen, Manuel Man Yee 阮文義 M ALK163 Rep 2005-10-26 2006-02-20
205 Yuen, Wai Kwong (SFC:AAD742) 袁偉光 AAD742 Rep 2007-08-06 2011-12-30
206 Yung, Albert Lung Biu 翁龍鏢 M ABG687 Rep 2003-04-29 2005-01-17

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