RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Pui Yi 歐陽佩儀 | AGL489 | Rep | 2004-03-04 | |||
| 2 | Au, Hon Man 歐漢文 | ABX041 | Rep | 2007-11-05 | 2010-12-31 | ||
| 3 | Au, Kim Fung 區劍峯 | AAI313 | RO | 2005-09-07 | 2011-11-15 | ||
| 4 | Au, Kin Tak (SFC:ANQ975) 區建德 | ANQ975 | Rep | 2009-01-21 | 2014-06-01 | ||
| 5 | Au, Kwong Hoi 區光海 | ABM765 | Rep | 2005-10-05 | 2009-05-30 | ||
| 6 | Chan, Alan Kam Chuen 陳錦泉 | M | AGC756 | Rep | 2005-11-22 | 2007-01-06 | |
| 7 | Chan, Eddy Kam To 陳錦濤 | M | AEV019 | Rep | 2007-08-13 | 2012-01-10 | |
| 8 | Chan, Fung Ping (SFC:AOU775) 陳鳳萍 | AOU775 | Rep | 2008-06-13 | 2008-08-01 | ||
| 9 | Chan, Joyce Yee Lam 陳怡霖 | F | ALL206 | Rep | 2007-03-29 | 2008-07-31 | |
| 10 | Chan, Julia Fung Chee 陳鳳芝 | AGC689 | Rep | 2005-10-26 | 2005-12-24 | ||
| 11 | Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 | AEZ697 | Rep | 2007-07-27 | 2008-05-27 | ||
| 12 | Chan, Micky Wai Yat 陳懷溢 | M | AQY824 | Rep | 2008-05-05 | 2009-11-17 | |
| 13 | Chan, Pui Yung 陳佩蓉 | ALO080 | Rep | 2008-03-17 | 2008-11-05 | ||
| 14 | Chan, Steve Hing Wah 陳慶華 | 50 | M | AET272 | Rep | 2007-04-17 | 2007-07-18 |
| RO | 2007-07-18 | 2010-11-02 | |||||
| 15 | Chan, Wai Fat (SFC:ABE936) 陳為發 | ABE936 | Rep | 2011-12-22 | |||
| 16 | Chan, Yim (SFC:AHS851) 陳彥 | AHS851 | Rep | 2006-06-13 | 2011-12-07 | ||
| 17 | Chau, Wai Ming (SFC:AAC270) 周偉明 | AAC270 | Rep | 2004-03-08 | |||
| 18 | Cheng, Kwai Hung (SFC:AAE890) 鄭桂鴻 | AAE890 | Rep | 2007-05-14 | 2011-12-07 | ||
| 19 | Cheung, Annie Yung Yung 張蓉蓉 | F | AEW947 | Rep | 2007-01-17 | 2009-07-01 | |
| 20 | Cheung, Rickael Ming Tak 張明德 | ACZ049 | Rep | 2007-07-24 | 2009-12-01 | ||
| 21 | Chim, Yau Man (SFC:AEK483) 詹幼文 | AEK483 | Rep | 2007-07-30 | 2008-07-31 | ||
| 22 | Choi, Kwok Hei (SFC:AMT699) 蔡國禧 | AMT699 | Rep | 2007-03-02 | 2008-01-31 | ||
| 23 | Choi, Siu Hing 蔡少卿 | AEU650 | Rep | 2003-07-30 | 2007-08-16 | ||
| 24 | Choi, Venice Yuk Ping 蔡玉屏 | AGJ087 | Rep | 2007-08-29 | 2007-09-04 | ||
| 25 | Chow, Fandy Kwai Fan 周桂芬 | ADY304 | Rep | 2005-08-23 | 2011-09-14 | ||
| 26 | Chu, Li-Fan 朱立凡 | AQU600 | Rep | 2008-04-11 | 2008-07-01 | ||
| 27 | Chuen, Simon Ho Yin 秦浩然 | M | AGO936 | Rep | 2006-07-24 | 2009-12-05 | |
| 28 | Chung, Chak Chuen 鍾澤銓 | AJE988 | Rep | 2006-03-01 | 2009-05-01 | ||
| 29 | Chung, Lai Yung 鍾麗容 | AGM626 | Rep | 2005-10-20 | 2007-04-01 | ||
| 30 | Chung, Man Chin 鍾萬程 | APJ127 | Rep | 2007-08-13 | 2011-12-08 | ||
| 31 | Fung, Ka Leung (SFC:ABQ007) 馮家亮 | ABQ007 | Rep | 2005-10-05 | 2007-08-01 | ||
| 32 | Fung, Kai Qi 馮愷琦 | AAX457 | Rep | 2005-10-26 | 2009-04-18 | ||
| 33 | Fung, Wai Man (SFC:ARW739) 馮慧敏 | ARW739 | Rep | 2009-01-15 | 2009-12-05 | ||
| 34 | Fung, Wing Yeung 馮永揚 | AGN727 | Rep | 2007-01-17 | 2013-05-30 | ||
| 35 | Glasgow, Fraser John | M | AEP339 | Rep | 2006-07-26 | 2009-05-22 | |
| 36 | Ho, Chi Hon 何志侃 | AAE086 | Rep | 2009-03-19 | 2010-08-29 | ||
| 37 | Ho, Ying 何英 | F | AJC169 | Rep | 2007-05-18 | 2009-08-08 | |
| 38 | Hong, Tong Lai 洪敦禮 | AAB302 | Rep | 2020-02-28 | |||
| 39 | Huang, Yih-Chuh 黃亦矗 | ARJ063 | Rep | 2008-07-29 | 2010-12-28 | ||
| 40 | Hui, Pink Ching Ting 許靜婷 | AGJ519 | Rep | 2004-04-16 | |||
| 41 | Hui, Stephen Chiu Chung 許照中 | 62 | M | AAB312 | Rep | 2005-08-12 | 2005-09-16 |
| RO | 2005-09-16 | 2011-08-09 | |||||
| 42 | Hui, Tin Kay (SFC:AFS483) 許天奇 | AFS483 | Rep | 2008-03-12 | 2010-05-29 | ||
| 43 | Hung, Cho Yan 洪祖恩 | ALF771 | Rep | 2008-03-18 | 2011-03-25 | ||
| 44 | Ip, Hon Man (SFC:ADH572) 葉漢民 | ADH572 | Rep | 2005-10-05 | 2011-12-13 | ||
| 45 | Jurick, Dagmar Claudia | F | APF024 | Rep | 2007-07-25 | 2012-04-22 | |
| 46 | Kan, Chung Kwong 簡松光 | ABZ464 | Rep | 2006-11-10 | 2012-06-29 | ||
| 47 | Kong, Shui Lun 鄺瑞麟 | APJ123 | Rep | 2007-08-10 | 2012-01-31 | ||
| 48 | Koo, Ferdinand Hai Ping 顧海平 | ALG176 | Rep | 2007-08-27 | 2008-01-17 | ||
| 49 | Kwok, Chun Wing 郭振榮 | ADU040 | Rep | 2005-10-26 | 2006-02-21 | ||
| 50 | Kwok, Maggie Ka Yin 郭嘉妍 | F | ACS121 | Rep | 2006-07-05 | 2010-04-07 | |
| 51 | Kwok, Yap 郭熠 | ARF066 | Rep | 2008-06-20 | 2009-09-26 | ||
| 52 | Kwong, Henry Yuk Ho 鄺鋈豪 | M | ABQ819 | Rep | 2007-10-04 | 2008-04-08 | |
| RO | 2008-04-08 | 2011-01-13 | |||||
| 53 | Lai, Bonny Po Shan 黎寶珊 | ABX572 | Rep | 2005-12-20 | 2007-06-10 | ||
| 54 | Lai, Chi Chiu (SFC:AMX034) 黎志釗 | AMX034 | Rep | 2008-07-30 | 2010-10-31 | ||
| 55 | Lai, Ka Kit (SFC:ALZ752) 黎家傑 | ALZ752 | Rep | 2007-03-19 | 2017-09-06 | ||
| 56 | Lai, Ming Hoi 賴明海 | AAE840 | Rep | 2003-08-26 | 2004-03-08 | ||
| 57 | Lam, Chi Fu 林志富 | ABS052 | Rep | 2007-06-11 | 2013-07-01 | ||
| 58 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2009-03-09 | 2009-09-24 | |
| 59 | Lam, Mei Ling (SFC:ARQ679) 林美玲 | ARQ679 | Rep | 2008-10-20 | 2009-09-29 | ||
| 60 | Lam, Yip Shing 林業成 | AAB176 | Rep | 2007-11-20 | 2020-03-06 | ||
| 61 | Lau, Chi Keung (SFC:AGN131) 劉志強 | M | AGN131 | Rep | 2005-10-17 | 2011-12-13 | |
| 62 | Lau, Tsz Ming 劉子明 | AEO532 | Rep | 2004-08-05 | |||
| 63 | Law, Wai Kuen 羅偉權 | M | AEF115 | Rep | 2007-08-20 | 2014-09-18 | |
| 64 | Le, Xue 樂雪 | ARM838 | Rep | 2008-09-17 | 2011-08-31 | ||
| 65 | Lee, Aaron Yun Wing 李恩榮 | M | AJC168 | Rep | 2008-09-09 | 2010-07-26 | |
| 66 | Lee, Alan Ka Lun 李嘉倫 | M | APY434 | Rep | 2007-10-31 | 2008-06-28 | |
| Rep | 2008-07-21 | 2011-07-01 | |||||
| 67 | Lee, Chun Sang 李俊燊 | ABA618 | Rep | 2006-11-22 | 2011-11-06 | ||
| 68 | Lee, Soo Kai 李書楷 | ANT716 | RO | 2006-11-17 | 2007-06-05 | ||
| 69 | Lee, Wai Ling (SFC:AAD572) 李蔚玲 | AAD572 | Rep | 2007-03-27 | 2007-10-01 | ||
| 70 | Lee, Wai Man (SFC:ACR865) 李慧敏 | ACR865 | Rep | 2005-12-01 | 2012-09-16 | ||
| 71 | Lee, Wing Leung (SFC:AQA672) 李永亮 | AQA672 | Rep | 2008-01-10 | 2009-04-04 | ||
| 72 | Leong, Chi Fung 梁智鋒 | AJM781 | Rep | 2008-03-12 | 2010-03-31 | ||
| 73 | Leung, Amy Yuen Mai 梁婉媚 | F | AED146 | Rep | 2006-07-19 | 2020-01-17 | |
| 74 | Leung, Eric Siu Chi 梁兆智 | M | AAB210 | Rep | 2005-09-01 | 2011-11-30 | |
| 75 | Leung, Ivan Bong Nang 梁邦能 | M | AAK007 | Rep | 2004-07-02 | ||
| 76 | Leung, Peter Ping Tak 梁秉德 | 28 | M | AOU405 | Rep | 2007-05-16 | 2008-05-10 |
| 77 | Leung, Pui Yi (SFC:ARF018) 梁佩儀 | ARF018 | Rep | 2008-07-21 | 2009-10-16 | ||
| 78 | Li, Siu Hong 李紹康 | APD337 | Rep | 2007-09-12 | 2008-11-01 | ||
| 79 | Lim, Kim Huat (SFC:ARU536) | ARU536 | Rep | 2008-12-16 | 2010-02-01 | ||
| 80 | Lin, Wen Pin (1960) 林文彬 | 49 | M | ALI163 | Rep | 2008-04-03 | 2010-09-30 |
| 81 | Liu, Christina Lai Sum 廖麗心 | F | AAH544 | Rep | 2007-04-11 | 2008-06-02 | |
| RO | 2008-06-02 | 2011-07-05 | |||||
| 82 | Lo, Hok Shun 盧學迅 | AQC191 | Rep | 2007-12-03 | 2008-05-01 | ||
| 83 | Lo, Katherina Ka Shun 盧嘉舜 | AEE887 | Rep | 2007-09-14 | 2008-02-17 | ||
| 84 | Lo, Mark Chi Hang 盧致恆 | 31 | M | ARU729 | Rep | 2008-11-05 | 2009-09-02 |
| 85 | Loh, Yiu Fai 陸耀輝 | ABN692 | Rep | 2007-03-12 | 2007-05-07 | ||
| RO | 2007-05-07 | 2008-10-25 | |||||
| 86 | Loong, Anthony Ho Sang 龍浩生 | M | ALF515 | Rep | 2006-06-13 | 2012-10-12 | |
| 87 | Low, Jerry Yee Meng | M | AOH115 | Rep | 2007-01-26 | 2010-06-13 | |
| 88 | Lui, Josaphat Chi Chung 呂志聰 | AAD557 | Rep | 2005-11-03 | 2007-04-01 | ||
| 89 | Luk, Ping 陸萍 | APO393 | Rep | 2007-09-11 | 2011-06-14 | ||
| 90 | Ma, Johnny Bun Wah 馬斌華 | M | AES117 | Rep | 2007-10-18 | 2009-05-05 | |
| 91 | Mak, Ada Man Ling 麥敏玲 | F | AQQ625 | Rep | 2008-03-11 | 2008-11-06 | |
| 92 | Mak, Treddy Kwan Lung 麥坤隆 | AAA263 | Rep | 2004-01-21 | 2007-08-11 | ||
| 93 | Man, Hekman Wai Leung 文煒良 | APO276 | Rep | 2007-09-03 | 2008-06-22 | ||
| 94 | Man, Lumen Leung Yan 萬亮人 | AAH274 | Rep | 2006-07-05 | 2009-11-19 | ||
| 95 | Ng, Burgess Hon Ki 吳漢基 | M | AMJ198 | Rep | 2009-03-24 | 2009-11-14 | |
| 96 | Ng, Lin Fong (SFC:AGH258) 吳蓮芳 | AGH258 | Rep | 2005-10-26 | 2020-03-10 | ||
| 97 | Ng, Paco Kar Lun 吳家倫 | 35 | M | AEK874 | Rep | 2007-03-15 | 2008-02-16 |
| 98 | Ng, Wing Chuen (SFC:AAE854) 吳永泉 | AAE854 | Rep | 2007-07-23 | 2010-12-31 | ||
| 99 | Ngai, Siu King 魏少琼 | AAA265 | Rep | 2004-03-04 | |||
| RO | 2004-03-04 | 2005-10-21 | |||||
| Rep | 2005-10-21 | 2014-04-30 | |||||
| 100 | Ngai, Tak Shun 倪德順 | AMN831 | Rep | 2007-04-12 | 2009-07-10 | ||
| 101 | Ngan, Chi Po 顏志波 | ADY908 | Rep | 2007-06-25 | 2007-11-22 | ||
| 102 | Or, Kenneth Wai Hung 柯為雄 | M | ADY282 | RO | 2005-10-21 | ||
| Rep | 2005-10-21 | 2010-05-18 | |||||
| 103 | Pang, Regina Ah Yan 彭雅恩 | F | ANR969 | Rep | 2006-08-17 | 2007-03-10 | |
| 104 | Pin, Koon Biu 卞冠彪 | AAQ076 | Rep | 2008-06-16 | 2019-08-30 | ||
| 105 | Poon, Wai Lun (SFC:ARA287) 潘偉倫 | ARA287 | Rep | 2008-05-16 | 2009-04-01 | ||
| 106 | Qi, Tan 漆潭 | AQA662 | Rep | 2008-06-04 | 2010-02-01 | ||
| 107 | Sham, Ching Fai 岑正輝 | AAB098 | Rep | 2007-02-07 | 2009-02-02 | ||
| 108 | Shiu, Ann Lai On 邵麗安 | AEA831 | Rep | 2006-01-18 | 2011-12-13 | ||
| 109 | Shiu, Yau Wah 蕭猷華 | M | AFP821 | Rep | 2009-02-13 | 2020-01-29 | |
| 110 | Shum, Siu Man 岑少文 | AMW642 | Rep | 2008-07-30 | 2011-09-30 | ||
| 111 | Si, Joanna Ka Loy 徐嘉來 | F | AAK578 | Rep | 2006-06-13 | 2007-10-04 | |
| 112 | Sin, Hon Hing 冼漢興 | ACJ453 | Rep | 2007-09-01 | |||
| 113 | So, Fuk Lam 蘇福林 | AAE856 | Rep | 2003-08-26 | 2004-03-08 | ||
| 114 | Su, Tzu-Yun 蘇梓勻 | AQS490 | Rep | 2008-03-28 | 2008-08-02 | ||
| 115 | Sui, Ming Fai 蕭明輝 | AEA210 | Rep | 2005-09-01 | 2007-02-21 | ||
| RO | 2007-02-21 | 2011-10-31 | |||||
| 116 | Tam, Kenny Chi Yip 譚梓業 | M | ADH089 | Rep | 2006-09-11 | 2012-10-19 | |
| 117 | Tam, King Tin Ricky 譚景天 | APZ794 | Rep | 2009-02-13 | 2009-04-18 | ||
| 118 | Tam, Simon Siu Ki 譚紹祺 | 50 | M | ADO079 | Rep | 2003-10-30 | |
| 119 | Tam, Sze Chuen 譚思晉 | AGO269 | Rep | 2007-01-03 | 2008-03-15 | ||
| 120 | Tan, Swee Koon 陳瑞坤 | APC066 | Rep | 2008-11-05 | 2010-10-09 | ||
| 121 | Tang, Cheuk Lun (SFC:ARA330) 鄧卓倫 | ARA330 | Rep | 2008-05-26 | 2011-12-19 | ||
| 122 | Tang, Chin Ping 鄧展平 | AAB946 | Rep | 2004-03-26 | 2009-07-25 | ||
| 123 | Tang, Wai Chun (SFC:APC908) 鄧惠珍 | F | APC908 | Rep | 2007-10-17 | 2010-05-24 | |
| 124 | Tao, Kwok King 陶國璟 | ARS312 | Rep | 2009-01-21 | 2010-03-01 | ||
| 125 | Tong Lee, Lolitta Mei Wah 唐李美華 | F | AFE968 | Rep | 2005-06-20 | ||
| 126 | Tong, Oliver Ching Yue 湯正裕 | 49 | M | ARF570 | Rep | 2008-07-07 | 2010-04-18 |
| 127 | Tsang, Simon Siu Hung 曾少雄 | M | AAJ982 | Rep | 2005-09-12 | 2011-09-30 | |
| 128 | Tse, Kwong Yui 謝廣銳 | AFW553 | Rep | 2006-07-20 | 2006-09-27 | ||
| 129 | Tse, Ngai Yuen 謝毅遠 | ADR060 | Rep | 2005-10-04 | 2006-06-16 | ||
| 130 | Tse, Shuk How 謝淑巧 | AAB675 | Rep | 2020-02-14 | |||
| 131 | Tse, Sze Man 謝思敏 | AKS678 | Rep | 2008-10-13 | 2008-12-13 | ||
| 132 | Tsui, Ivan Kun Lam 徐觀林 | 54 | M | ACG508 | Rep | 2008-10-21 | 2008-12-16 |
| RO | 2008-12-16 | 2011-01-17 | |||||
| 133 | Tsui, Roger Chi Fung 徐志豐 | M | AFT119 | Rep | 2009-01-20 | 2009-03-31 | |
| 134 | Wan, Tat Shing 尹達城 | APH049 | Rep | 2007-07-23 | 2009-01-22 | ||
| 135 | Wan, Wing Yan 尹穎欣 | AFA238 | Rep | 2006-05-09 | 2011-12-13 | ||
| 136 | Wang, Bo (SFC:AMN889) 王波 | AMN889 | Rep | 2007-03-14 | 2008-01-11 | ||
| 137 | Wang, Howard | M | ANQ469 | Rep | 2007-11-13 | 2008-02-14 | |
| 138 | Wat, Carpenter Wai Kuen 屈偉權 | ALD145 | Rep | 2005-11-11 | 2009-01-07 | ||
| 139 | Wong, Carmen Kar Man 黃嘉敏 | F | AGL925 | Rep | 2006-05-17 | 2007-10-08 | |
| 140 | Wong, Cathy Kit Lam 黃潔霖 | F | AOX829 | Rep | 2007-06-21 | 2019-09-08 | |
| 141 | Wong, Chi Fai (SFC:AML328) 黃志輝 | AML328 | Rep | 2005-10-20 | 2005-12-14 | ||
| 142 | Wong, Connie Cho Yin 黃楚燕 | F | ACR571 | Rep | 2005-10-21 | 2016-08-13 | |
| 143 | Wong, Gordon Hok Ko 黃學高 | M | ADT261 | Rep | 2008-11-07 | 2008-12-31 | |
| RO | 2008-12-31 | 2009-02-19 | |||||
| 144 | Wong, Ka Po (SFC:AJE893) 黃家寶 | AJE893 | Rep | 2007-10-25 | 2007-12-18 | ||
| 145 | Wong, King Kun 王景勤 | AAA452 | Rep | 2009-03-09 | 2016-06-01 | ||
| 146 | Wong, Kwun Hung 王冠雄 | AJF996 | Rep | 2007-07-27 | 2007-10-13 | ||
| 147 | Wong, May May (SFC:AFD267) 王薇薇 | F | AFD267 | Rep | 2007-07-23 | 2020-01-31 | |
| 148 | Wong, Wai Ho (SFC:ASO860) 黃偉豪 | ASO860 | Rep | 2009-03-20 | 2010-11-19 | ||
| 149 | Wong, Wai Man (SFC:AJJ168) 黃偉文 | AJJ168 | Rep | 2009-03-17 | 2010-01-29 | ||
| 150 | Wong, Wing Sheung 黃詠湘 | AGO417 | Rep | 2006-08-21 | 2014-05-31 | ||
| 151 | Wong, Yuen Shun (SFC:ARH189) 黃圓荀 | ARH189 | Rep | 2008-07-09 | 2009-01-17 | ||
| 152 | Wu, Lawrence Wai Kong 胡偉剛 | M | ACO383 | Rep | 2008-01-10 | 2011-01-13 | |
| 153 | Wu, Wai Fong 胡惠芳 | ABE454 | Rep | 2007-11-16 | |||
| 154 | Yang, Yen-Ju 楊燕如 | ARV136 | Rep | 2008-12-15 | 2009-12-16 | ||
| 155 | Yau, Chun Kit (SFC:AAD733) 邱俊傑 | M | AAD733 | Rep | 2005-10-13 | 2007-03-01 | |
| Rep | 2007-10-22 | 2013-05-20 | |||||
| 156 | Yen, David Tai Wai 閻大偉 | M | AAC020 | Rep | 2007-06-12 | 2008-01-07 | |
| 157 | Yim, Tsz Ching 嚴子靖 | APV917 | Rep | 2008-01-11 | 2009-07-01 | ||
| 158 | Yip, Chung 葉頌 | AJD534 | Rep | 2007-01-18 | 2011-07-29 | ||
| 159 | Yip, Golar Chi Kwan 葉芷筠 | ADX162 | Rep | 2005-10-21 | 2011-10-31 | ||
| 160 | Yip, Ryan Cheuk Yin 葉卓然 | M | AEK520 | Rep | 2009-02-12 | 2009-09-08 | |
| 161 | Yip, Yuk Fung 葉玉鳳 | ABS821 | Rep | 2003-07-16 | 2020-04-07 | ||
| 162 | Yong, Sai Yeen 楊世賢 | AOK957 | Rep | 2007-03-02 | 2009-04-28 | ||
| 163 | Yue, Jeff Wai Keung 余偉強 | M | ADZ046 | Rep | 2007-08-06 | 2007-10-09 | |
| 164 | Yuen, David Wing Kwong 袁榮光 | M | AAB294 | Rep | 2004-06-10 | ||
| 165 | Yuen, Manuel Man Yee 阮文義 | M | ALK163 | Rep | 2005-10-26 | 2006-02-20 | |
| 166 | Yuen, Wai Kwong (SFC:AAD742) 袁偉光 | AAD742 | Rep | 2007-08-06 | 2011-12-30 | ||
| 167 | Yung, Albert Lung Biu 翁龍鏢 | M | ABG687 | Rep | 2003-04-29 | 2005-01-17 | |
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