Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Adachi, Mimiko 安達美味子 F AMB073 Rep 2005-06-30 2008-06-01
3 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
4 Anderson, Gordon Alasdair M ALZ819 Rep 2005-05-19 2005-07-08
5 Archibald, James Maxwell M AQL178 Rep 2008-02-04 2010-04-11
6 Ashton, Miles ANU726 Rep 2006-08-23 2008-08-01
7 Atmani, Mohamed (SFC:AOG962) M AOG962 Rep 2006-12-29 2007-06-23
8 Attavar, Abhijit Raghuvir AFO889 Rep 2006-10-10 2007-03-08
RO 2007-03-08 2007-10-22
9 Baptista, Michael Peter (SFC:AHE139) M AHE139 RO 2009-08-20
10 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
11 Barraclough, Christopher James M APZ219 Rep 2007-11-07 2008-07-21
12 Barrow, Jason Paul M AGN135 RO 2005-01-17
13 Behl, Arminder Singh (SFC:APM133) APM133 Rep 2007-09-03 2008-06-01
14 Blight, Warren Nicholas M ACL103 Rep 2005-04-18
15 Booth, Graeme Wayne M AIU216 Rep 2006-03-03 2006-03-20
RO 2006-03-20 2009-06-09
16 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
17 Brewer, Jeffrey Michael M AMF464 Rep 2005-07-13 2009-10-12
18 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
19 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2005-06-15 2008-05-13
20 Chan, Felix Sheung Tat 陳上達 M AGK666 Rep 2005-05-18
21 Chan, Ka Chung (SFC:ANT245) 陳家琮 ANT245 Rep 2006-08-04 2008-12-02
22 Chan, Ka Yan (SFC:AOY170) 陳嘉欣 AOY170 Rep 2007-05-22 2008-10-11
23 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2006-10-18 2012-06-30
24 Chan, Lydia Suk Kuan 陳淑鈞 F AOJ905 Rep 2007-01-25 2007-02-01
25 Chan, Matthew Weng Chih M AJG926 Rep 2003-11-25 2006-01-20
26 Chan, Mei Kwan (SFC:AOZ032) 陳美君 AOZ032 Rep 2007-05-29 2010-01-05
27 Chan, Ming Hang (SFC:APK743) 陳銘恆 APK743 Rep 2007-08-15 2008-04-07
28 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2007-01-08 2008-05-26
29 Chan, Pui Sze (SFC:APD410) 陳佩思 APD410 Rep 2007-07-03 2007-10-11
30 Chan, Pui Ting 陳佩婷 AFH197 Rep 2003-07-08
31 Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 F ADU457 Rep 2004-07-17
32 Chan, Wai Chi (SFC:AHF464) 陳慧芝 AHF464 Rep 2006-09-19 2009-05-07
33 Chang, Michael Poyung 張保勇 M ANA974 Rep 2006-02-22 2006-09-17
34 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
35 Chen, Huilin (SFC:APC643) 陳輝林 APC643 Rep 2007-06-18 2008-07-04
36 Chen, Yi (SFC:ANM687) 陳藝 ANM687 Rep 2006-06-15 2008-04-03
37 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
38 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
39 Cheung, Carmen Ka Mun 張嘉敏 F APD418 Rep 2007-06-26 2012-08-15
40 Cheung, Grayson Gin Ho 張展灝 AMN591 Rep 2005-09-28 2006-02-10
41 Cheung, Virginia Pui Sze 張珮詩 AGN917 Rep 2005-05-11 2007-04-08
42 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
43 Chiu, Wing Fai 趙永輝 ADS695 Rep 2006-08-31 2008-04-07
44 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
45 Chow, Yvonne Yin Wai 鄒延蔚 F ALQ872 Rep 2005-02-01 2006-08-15
46 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
47 Cross, David Frederick M AAB227 RO 2010-07-01
48 Desai, Mohan Kumar M AOY872 Rep 2007-05-29 2009-10-14
49 Divito, Paul Francis M ALW650 Rep 2005-06-15 2005-07-11
50 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
51 Dunbar, David Greig M ADW293 Rep 2004-01-01
52 Dyer, Ashley George (SFC:ACO919) M ACO919 Rep 2006-07-10 2006-08-25
RO 2006-08-25 2012-06-30
53 Fan, Cheuk Wan 范卓雲 ACR502 Rep 2006-08-26
54 Farrell, Stephen Robert M APW070 Rep 2007-10-30 2012-06-30
55 Fong, Herman Yat Wo 方逸禾 M ADH944 Rep 2004-10-13 2005-01-05
56 Fu, Jie (SFC:ANV268) 傅杰 ANV268 Rep 2006-08-28 2008-07-15
57 Fung, Adrian Choi Ming 馮載明 M ACO054 Rep 2003-12-11
58 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
59 Garg, Manish (SFC:AKT480) AKT480 Rep 2006-09-13 2014-02-08
60 Garnier, Arnaud Antonie Dominique Patrick M AOG389 Rep 2006-12-05 2008-06-01
61 Ge, Jia 葛佳 AOG388 Rep 2006-12-05 2010-07-24
62 Gibson, Scott Caseley M AGU943 Rep 2004-05-01
Rep 2006-07-24 2006-08-25
RO 2006-08-25 2007-04-01
63 Godfray, John Verden M ABW773 RO 2005-12-15
64 Goel, Kshitij AQM623 Rep 2008-02-14 2008-05-29
65 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
66 Hagen, Nicole (SFC:AOE440) F AOE440 Rep 2006-11-21 2007-08-09
67 Han, Ki Hoon APO550 Rep 2007-09-05 2013-03-29
68 Hendel, Mark Joseph M AHN633 RO 2006-07-01
69 Henricks, Peter Alan M AOJ156 Rep 2007-01-09 2008-06-06
70 Ho, Catherine Yee Yin 何綺盈 F APA405 Rep 2007-06-05 2009-09-15
71 Ho, Daniel King Wah 何景華 M AFY753 Rep 2006-09-01 2008-04-01
72 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2004-04-17
73 Ho, Kai Chung (SFC:AJD791) 何啟聰 AJD791 Rep 2005-06-01 2010-01-05
74 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2004-06-07 2007-04-18
RO 2007-04-18 2008-07-16
75 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
76 Hong, Sung Kap 洪性甲 ANB204 Rep 2006-02-21 2006-09-17
77 Howard, Stephen Douglas M AHR787 Rep 2004-10-15 2005-07-21
RO 2005-07-21 2006-01-19
Rep 2006-01-19 2009-03-05
78 Hsu, Yi Ying 徐怡盈 ANJ021 Rep 2007-08-30 2011-09-05
79 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
80 Hui, Sun Lam 許新林 AQE830 Rep 2007-12-24 2008-05-09
81 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2006-07-31 2008-09-01
82 Hwang, Min Seong AJD705 Rep 2003-09-19 2004-08-10
83 Ip, Chi Kong 葉智剛 AOX418 Rep 2007-05-14 2008-12-02
84 Ip, Kalina Lai Fan 葉麗芬 AAW090 Rep 2003-11-06
85 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-05-19 2004-08-19
86 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
87 Kang, Gyong Hee F AIK892 Rep 2006-08-23
88 Kang, Josef Chung Hwan ADU030 Rep 2006-01-09 2006-03-07
89 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
90 Khan, Mustufa Shah ALW649 Rep 2005-06-07 2006-05-13
91 Killian, Michael Laughlin M AML145 Rep 2005-09-05 2006-10-01
92 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
93 Kim, Jee Yeon 金志妍 ANM620 Rep 2006-06-08 2008-12-02
94 Kim, Sang Hyun (SFC:ANA990) ANA990 Rep 2006-02-17 2007-04-24
95 Ko, Man Ho 高文灝 ANV286 Rep 2006-08-28 2011-08-08
96 Kumar, Gaurav (SFC:AOY508) AOY508 Rep 2007-05-29 2012-11-13
97 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
98 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
99 Kwang, Mang Tak 鄺孟德 ACN932 Rep 2006-03-14
100 Kwok, Kenneth Chun Hei 郭俊熙 M APH173 Rep 2007-07-23 2009-10-14
101 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
102 Lam, Ashley Chit Fai 林皙暉 AMB071 Rep 2005-06-01 2006-10-28
103 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
104 Lam, Wing Sze (SFC:AGG952) 藍詠詩 AGG952 Rep 2006-04-28
105 Lappin, Graham Michael M AGB470 Rep 2007-04-02
106 Lau, Airy Tak Chuen 劉德泉 43 M AAI487 Rep 2006-06-13
107 Lau, Eddie Kwok Lap 劉國立 M ABH321 Rep 2005-10-26
RO 2005-10-26 2006-03-11
108 Lau, Henry Ming Hong 劉名康 M APA612 Rep 2007-06-05 2007-07-07
109 Lau, Hin Tat 劉顯達 AGC134 Rep 2004-01-02 2006-03-31
110 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
111 Lauw, Aik Han 劉益漢 AOL206 Rep 2007-01-18 2007-08-27
112 Law, Kin Fat 羅建發 40 M ABL850 Rep 2006-09-07 2007-04-02
113 Law, Oliver Tin-Loong 羅天龍 M APB677 Rep 2007-06-12 2013-03-16
114 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
115 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
116 Lee, Jason Kwok Wang 李國宏 M AFC167 Rep 2005-11-23 2007-01-15
117 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
118 Lee, Mickey Wing Tak 李永德 M ABM912 Rep 2005-09-12 2006-10-01
119 Lee, Wai Kei 李偉基 AGE853 Rep 2005-04-25 2006-02-28
120 Lee, Wang Kei 李宏基 AQN811 Rep 2008-02-25 2009-01-02
121 Lee, Yu Chuan AGH978 Rep 2004-10-06
122 Leeming, Andrew Bernard M AIZ281 Rep 2003-06-30 2003-08-29
123 Leung, Spencer Yu Cheong 梁裕昌 32 M AML738 Rep 2006-08-30 2008-04-11
124 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
125 Lewis, Paul William John (SFC:APB503) M APB503 Rep 2007-06-12 2008-09-27
126 Li, Chun Wai (SFC:AOL205) 李俊蔚 AOL205 Rep 2007-01-25 2009-08-24
127 Li, Jiun-Wei 李君唯 AJE687 Rep 2003-10-07 2004-07-20
128 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
129 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
130 Lim, Choot ACV298 Rep 2005-12-12 2006-05-18
131 Lim, Corrina Doris Chwee Suan F AFP852 Rep 2005-11-01
132 Lim, Sae Whan 林世煥 AOJ901 Rep 2007-03-21 2007-06-07
133 Ling, May Yee Man 凌意文 F ANG116 Rep 2007-05-30 2012-06-29
134 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
135 Liu, Kenneth Kwok Wah 廖國華 M AEG935 Rep 2007-07-12 2007-12-22
136 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
137 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
Rep 2005-02-21 2006-06-29
138 Locke, Joseph Neal Geoffrey M AEV226 Rep 2003-08-04
139 Lou, Chung-te 樓中德 ANT228 Rep 2006-08-03 2007-04-02
140 Lu, Ming Hung 呂明鴻 APA618 Rep 2007-06-12 2008-01-12
141 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
142 Lui, Laura 呂靄華 F ANA993 Rep 2006-02-17 2012-06-01
143 Lui, Martin Wing Kei 雷永基 M AOH219 Rep 2006-12-28 2010-10-08
144 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
145 Mahadevan, Suresh Ayodya AJB405 Rep 2005-07-14 2006-09-22
146 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2004-08-27
RO 2004-08-27 2005-02-16
147 Mak, Rick G. AOD214 Rep 2006-11-08 2007-02-27
148 Malka, Benjamin Simon Joseph M APG883 Rep 2007-07-16 2011-11-10
149 Man, Howard (SFC:AJF011) M AJF011 Rep 2003-10-20 2006-05-26
150 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
151 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
152 Mansfield, David Thomas M ALT907 Rep 2006-06-01 2008-06-16
153 Marconato, Diego L. M AHD221 Rep 2004-06-19
154 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
155 McKinlay, John Heriot M AKW728 Rep 2004-06-29 2004-09-09
RO 2004-09-09 2005-08-12
156 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
157 Morris, Lyndon James 36 M AKO901 Rep 2004-05-13 2005-08-31
158 Nallamala, Mayur Raoul M AGL487 Rep 2005-05-19
159 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
160 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
161 Ngan, Angus Ying Kit 顏英傑 AOL505 Rep 2008-01-15 2008-12-02
162 Nicholls, Matthew Peter M AHQ351 Rep 2005-04-08 2008-08-29
163 Pang, Howard Gar Wai 彭家威 M AMT925 Rep 2006-01-13 2006-05-13
164 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
165 Peard, Andrew Davis Lozada M AHA360 Rep 2003-05-29
166 Petch, Jolyon Robert M AAA878 Rep 2003-06-20
167 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
168 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
169 Poon, Kai Chung 潘繼宗 ADV914 Rep 2003-05-20
170 Raman, Lalita AEQ060 Rep 2004-11-18 2007-07-16
171 Reynier, Emmanuel Jean-Marc AMN594 Rep 2005-09-28 2006-10-01
172 Rhee, Hae Young 李海姈 ALB698 Rep 2004-08-09 2005-09-10
173 Rho, Ju Mi ALZ166 Rep 2005-06-24 2008-07-01
174 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
RO 2005-05-06 2005-11-01
Rep 2005-11-01 2008-11-22
175 Rothenhauser, Rupertus AME414 Rep 2005-06-27 2005-07-28
RO 2005-07-28 2005-10-22
176 Royds, Thomas Alexander M AFY848 RO 2005-06-06
177 Rudd, Benjamin Jeremy Kenneth 34 M AIC878 Rep 2005-08-01
178 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
179 Sarkis, David M AJN346 Rep 2006-05-10 2007-11-01
RO 2007-11-01 2008-12-01
180 Sarran, William Patrick M AMB970 Rep 2006-09-07 2009-01-14
181 Seddon, James Edward M ANG455 Rep 2006-04-04 2008-05-01
182 Shah, Arik Pradip ANV262 Rep 2006-08-28 2008-11-17
183 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2005-03-03 2006-09-30
184 Shiu, Jeffrey Ma M AMF045 Rep 2005-07-25 2005-10-07
185 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2005-05-03 2007-08-17
RO 2007-08-17 2012-06-30
186 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
187 So, Suet Fun 蘇雪芬 AHU522 Rep 2006-08-05
188 Stevenson, Andrew Mark Bryce 45 M AGA310 Rep 2004-05-22
189 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
190 Sutch, Jeremy Rupert Peter M ADB510 Rep 2004-03-27
191 Tam, Eli Lap Hang AOO211 Rep 2007-02-16 2009-02-09
192 Tan, Alvin Sabino Sy M AHC682 Rep 2004-12-17
193 Tan, Andrew Too Boon M AIU534 Rep 2003-05-06 2006-07-03
194 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
195 Tan, Wee Kiat (SFC:AJC408) AJC408 Rep 2003-08-04 2007-03-27
196 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
197 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2005-08-15 2007-04-01
198 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
199 Tham, Mun Hon 譚文漢 AGY660 Rep 2005-08-30 2008-07-26
200 Thony, Suwandy AFA326 Rep 2007-01-25
201 Toder, Jeffrey M ABP247 Rep 2004-08-18 2006-07-01
202 Tong, Jack Shing Kit 湯承傑 M ADS004 Rep 2006-12-05 2007-05-21
203 Tsang, Heddy 曾愷悌 AEE534 Rep 2005-05-24 2006-06-27
204 Tsang, Kam Wing (SFC:AJD792) 曾錦榮 AJD792 Rep 2007-04-13 2008-06-01
205 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
206 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
207 Tsoi, Man (SFC:AIU275) 蔡雯 AIU275 Rep 2006-08-17 2008-04-07
208 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
209 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
210 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
211 Wang, Yue (SFC:APL764) 王悅 APL764 Rep 2007-08-24 2009-01-01
212 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 Rep 2005-06-07 2005-07-20
RO 2005-07-20 2010-11-01
213 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
214 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
215 Wong, Eddie Yiu 黃耀 M ABZ481 Rep 2005-08-29
RO 2005-08-29 2007-02-01
216 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
217 Wong, Sharnie Wing San 黃穎珊 APA130 Rep 2007-05-30 2010-10-14
218 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
219 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2003-05-20
220 Wong, Yun Fai (SFC:APD419) 黃潤輝 APD419 Rep 2007-06-26 2008-09-03
221 Wongsasutthikul, Paitoon AOF932 Rep 2006-11-27 2007-06-01
222 Woodrow, John Thomas M AGB942 Rep 2004-03-15
223 Yang, Lei (SFC:AMK234) 楊蕾 AMK234 Rep 2005-08-31 2012-06-30
224 Yee, Ho Ming (SFC:AGH180) 余浩銘 AGH180 Rep 2007-03-21
225 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
226 Yim, Heung Yue 嚴香如 AEE775 Rep 2006-09-08 2013-05-01
227 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
228 Yu, Hiu To 余曉濤 AGM902 Rep 2003-12-05 2004-09-14
229 Yuan, Weibin ALG238 Rep 2007-08-02 2013-12-17
230 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
231 Zao, Audrey 邵志佳 F ACB673 Rep 2006-12-05 2007-03-10
232 Zhang, Jing (SFC:ANV102) 張靖 ANV102 Rep 2006-08-28 2013-07-01
233 Zhao, Zhen (SFC:AOF925) 趙震 AOF925 Rep 2006-12-05 2007-07-01
234 Zhu, Helen Yue 朱悅 F AFK424 Rep 2006-03-14

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