Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | ANH760 | RO | 2006-05-26 | 2008-04-17 | ||
| 2 | Bailey, Simon Boulstridge | M | ADG696 | Rep | 2003-09-19 | 2004-09-14 | |
| 3 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2007-07-09 | 2012-02-16 | |
| 4 | Cailao, Antonio Del Pilar | M | AIR944 | Rep | 2003-10-15 | ||
| 5 | Chan, Amy Tsui Mei 陳翠薇 | F | AEP628 | Rep | 2006-06-06 | ||
| 6 | Chan, Ka Kit (SFC:AED841) 陳家傑 | AED841 | Rep | 2004-12-09 | 2007-09-29 | ||
| 7 | Chan, Mong Har (SFC:AHT095) | AHT095 | Rep | 2007-10-05 | 2009-02-28 | ||
| 8 | Chan, Shuk Yin (SFC:AGH360) 陳淑賢 | AGH360 | Rep | 2004-01-31 | |||
| 9 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 10 | Chander, Vijaykumar | ADC274 | Rep | 2003-09-16 | |||
| 11 | Chang, Kwok Fai 鄭國輝 | ADA891 | Rep | 2007-11-01 | 2008-01-29 | ||
| 12 | Cheah, Yew Wee | AOB735 | Rep | 2006-10-26 | 2012-02-20 | ||
| 13 | Cheung, Anthony Chun Yue 張振宇 | 25 | M | AMC946 | Rep | 2007-04-11 | 2007-04-11 |
| 14 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2006-12-01 | |||
| 15 | Chey, Jung-Hyun | AJB997 | Rep | 2003-07-21 | 2004-04-12 | ||
| 16 | Chow, Ting Ka 周廷珈 | AFS531 | Rep | 2007-04-10 | 2007-08-04 | ||
| 17 | Chu, Pui Fan 朱佩芬 | AOG059 | Rep | 2006-11-24 | 2009-01-10 | ||
| 18 | Chung, Wing Sze 鍾穎詩 | APU664 | Rep | 2007-10-25 | 2010-07-08 | ||
| 19 | Collett, Benjamin Robert | M | ANM944 | Rep | 2007-11-01 | 2008-12-12 | |
| 20 | Fan, Ernest Kwong Hung 范廣鴻 | M | ABQ708 | Rep | 2004-01-13 | 2004-02-09 | |
| 21 | Fang, Hei 方曦 | ACL807 | Rep | 2004-03-05 | 2013-11-01 | ||
| 22 | Fang, Hong (SFC:ALY689) 方紅 | ALY689 | Rep | 2005-04-29 | 2009-04-24 | ||
| 23 | Finnemore Capon, Andrew Charles | M | APP471 | Rep | 2007-09-10 | 2009-01-14 | |
| 24 | Fujii, Takashi (SFC:APW946) | APW946 | Rep | 2007-10-26 | 2008-04-12 | ||
| 25 | Fujishima, Hisako | AJO305 | Rep | 2004-03-19 | 2007-04-16 | ||
| 26 | Fukano, Shojiro 深野正二朗 | APY806 | Rep | 2007-11-06 | 2011-10-15 | ||
| 27 | Fukuchi, Toshimitsu (SFC:APY946) | APY946 | Rep | 2007-11-08 | 2009-08-11 | ||
| 28 | Fukushima, Yoshihiro | M | APJ449 | Rep | 2007-08-06 | 2010-02-26 | |
| 29 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 30 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2009-04-15 | |||
| 31 | Ge, Xing 戈星 | AQE793 | Rep | 2007-12-24 | 2012-09-05 | ||
| 32 | Gornall, Adrian Rubin | M | AIX145 | Rep | 2003-04-23 | 2004-05-10 | |
| 33 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2007-10-25 | 2011-07-17 | ||
| 34 | Grabner, Heinrich 葛侃寧 | 33 | M | AEN772 | Rep | 2004-05-25 | |
| 35 | Hau, Chun Kei 侯鎮基 | APY948 | Rep | 2007-11-08 | 2011-09-14 | ||
| 36 | Himoto, Tatsuya | ALS814 | Rep | 2005-03-01 | 2005-04-28 | ||
| RO | 2005-04-28 | 2008-07-31 | |||||
| 37 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 38 | Ho, Anita Hoi Lam 何海琳 | F | AOC914 | Rep | 2006-11-02 | 2007-07-25 | |
| 39 | Ho, Ka Wai (SFC:AJK540) 何家偉 | AJK540 | Rep | 2004-01-20 | 2007-01-26 | ||
| 40 | Ho, Man Ling 何曼玲 | ANM690 | Rep | 2006-06-16 | 2009-03-18 | ||
| 41 | Horita, Tomotake | APY801 | Rep | 2007-11-06 | 2012-04-06 | ||
| 42 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2004-03-30 | 2010-08-16 | |
| 43 | Igarashi, Minori | AMW509 | Rep | 2005-12-29 | 2015-01-31 | ||
| 44 | Ishii, Chikara 石井主稅 | AOD191 | Rep | 2006-11-07 | 2008-06-23 | ||
| 45 | Itasaka, Yusaku | APG493 | Rep | 2007-07-19 | 2012-04-14 | ||
| 46 | Jim, Ka Shun 詹嘉淳 | 26 | M | ANN014 | Rep | 2006-06-15 | 2008-09-26 |
| 47 | Kagotani, Kenichi | AMJ330 | Rep | 2005-08-16 | 2008-08-23 | ||
| 48 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2007-10-05 | |||
| RO | 2007-10-05 | 2013-06-28 | |||||
| 49 | Kazui, Yoshiyuki | AFS336 | Rep | 2008-04-14 | |||
| 50 | Kim, Hae Ryong | ANE830 | Rep | 2006-03-22 | 2016-02-16 | ||
| 51 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 52 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2007-03-02 | 2010-10-03 | |
| 53 | Kwan, Ringo Cheukkai 關卓啟 | 38 | M | AEH242 | Rep | 2006-12-27 | 2007-01-04 |
| RO | 2007-01-04 | 2010-02-20 | |||||
| 54 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2006-08-22 | ||
| RO | 2006-08-22 | 2006-10-04 | |||||
| 55 | Lai, Joyce Yuen Yee 黎婉儀 | F | AFQ514 | Rep | 2003-11-01 | ||
| 56 | Lai, Ringo Leong Hang 黎亮恆 | M | ABS284 | Rep | 2003-04-10 | 2012-07-20 | |
| 57 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 58 | Lau, Hon (SFC:AGR037) 劉侃 | AGR037 | Rep | 2005-09-27 | 2005-10-04 | ||
| 59 | Law, Joe Hin Pong 羅顯邦 | AEK317 | Rep | 2006-08-10 | 2011-03-21 | ||
| 60 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2005-05-17 | 2007-06-08 | ||
| Rep | 2007-09-27 | 2013-05-25 | |||||
| 61 | Lee, Hon Nam 李翰南 | AFU680 | Rep | 2004-10-05 | 2006-08-24 | ||
| RO | 2006-08-24 | 2012-02-16 | |||||
| 62 | Lee, Jong Song 李鐘松 | AJC091 | Rep | 2003-07-24 | 2004-04-12 | ||
| Rep | 2004-05-17 | 2005-11-10 | |||||
| 63 | Lee, Paul Man Yiu 李文耀 | M | ADV329 | Rep | 2007-08-20 | 2007-11-17 | |
| 64 | Lee, Ping (SFC:AKN220) 李萍 | AKN220 | Rep | 2004-04-28 | 2009-05-01 | ||
| 65 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | AKS933 | Rep | 2006-09-25 | 2011-09-20 | ||
| 66 | Lee, Wai Chung (SFC:ADW149) 李慧中 | F | ADW149 | Rep | 2004-05-11 | 2004-07-29 | |
| 67 | Lee, Yan Ki 李恩琪 | AOV197 | Rep | 2007-04-26 | 2010-07-08 | ||
| 68 | Leung, Ching (SFC:ALI727) 梁青 | ALI727 | Rep | 2006-07-18 | 2006-10-17 | ||
| 69 | Leung, Chor Ming 梁礎銘 | AEA299 | Rep | 2003-11-04 | 2004-08-19 | ||
| 70 | Leung, Chun Yue 梁振宇 | AFK428 | Rep | 2004-11-25 | |||
| 71 | Leung, Teresa Oi Yi 梁靄怡 | F | APT081 | Rep | 2007-10-05 | 2008-08-02 | |
| 72 | Li, Sandy Pak Lin 李白蓮 | AFF227 | Rep | 2006-10-23 | 2009-08-07 | ||
| 73 | Lim, Swee Tin Lisa 林瑞珍 | AGO376 | Rep | 2007-07-24 | 2008-05-05 | ||
| 74 | Lin, Hung Yuan 林宏遠 | 30 | M | AOA593 | Rep | 2006-10-05 | 2008-03-26 |
| 75 | Liu, Chang (SFC:ALI154) 劉暢 | ALI154 | Rep | 2004-10-11 | 2005-02-24 | ||
| 76 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 77 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | Rep | 2006-05-29 | 2007-03-09 | ||
| RO | 2007-03-09 | 2016-09-29 | |||||
| 78 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2005-08-05 | 2011-06-28 | |
| 79 | Lo, Wendy Sze Man 盧詩敏 | F | APU667 | Rep | 2007-10-10 | 2011-09-07 | |
| 80 | Lok, Chi Yeung 駱子洋 | AMI499 | Rep | 2005-08-15 | 2005-12-01 | ||
| 81 | Lok, Marshal Wai Chun 駱瑋浚 | AGI950 | Rep | 2005-10-20 | 2006-11-14 | ||
| 82 | Luchangco, Eric Roberto Mirasol | M | ANK080 | Rep | 2006-05-24 | 2007-10-27 | |
| 83 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2005-07-13 | 2005-07-27 | |
| 84 | Matsumoto, Ko | AQA095 | Rep | 2007-11-16 | 2009-10-17 | ||
| 85 | Matsumoto, Satoshi (SFC:AHU523) | AHU523 | RO | 2006-04-03 | |||
| 86 | Matsushita, Noriko | ADL712 | Rep | 2008-07-08 | |||
| 87 | McConagha, Adam Cameron | M | APJ417 | Rep | 2007-08-06 | 2008-11-08 | |
| 88 | Mizukoshi, Kazuyoshi | AGP398 | RO | 2004-05-24 | |||
| 89 | Mizuno, Kosuke | ADP243 | Rep | 2005-09-30 | |||
| RO | 2005-09-30 | 2007-10-27 | |||||
| 90 | Mizuno, Masashi | AEN383 | RO | 2004-05-24 | |||
| 91 | Mok, Yuk Sze 莫若詩 | ABS928 | Rep | 2004-02-02 | 2005-05-17 | ||
| 92 | Ng, Alexander Kwong 伍剛 | 29 | M | AKY483 | Rep | 2006-06-29 | 2007-10-19 |
| 93 | Ng, Chak Chung 吳澤松 | AGK907 | Rep | 2007-08-16 | 2007-12-20 | ||
| 94 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2007-10-10 | 2011-08-01 | |
| 95 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2010-07-30 | ||
| 96 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-09-03 | ||
| 97 | Ng, Wai Kee (SFC:APC928) 吳偉基 | APC928 | Rep | 2007-06-25 | 2008-05-28 | ||
| 98 | Ng, Wai Yu (SFC:AGJ184) 吳惠如 | AGJ184 | Rep | 2006-08-17 | 2008-11-08 | ||
| 99 | Ngai, Kwok Fung 魏國峰 | AGA836 | Rep | 2003-09-18 | 2005-01-20 | ||
| 100 | Numata, Saneyuki 沼田真之 | APQ089 | Rep | 2007-09-14 | 2008-08-09 | ||
| 101 | Ohira, Yuko | AGJ778 | Rep | 2014-06-07 | |||
| 102 | Oide, Shinya | AOU706 | Rep | 2007-04-25 | 2008-10-10 | ||
| 103 | Onoue, Tsutomu | AAD089 | Rep | 2004-03-24 | |||
| RO | 2004-03-24 | 2005-04-22 | |||||
| 104 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 105 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2003-04-10 | 2004-05-31 | ||
| 106 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2006-07-19 | 2006-12-01 | ||
| RO | 2006-12-01 | 2007-05-18 | |||||
| Rep | 2007-05-18 | 2009-06-08 | |||||
| 107 | Ruffy, Bruce Howard | M | ACM329 | Rep | 2005-09-14 | 2007-06-12 | |
| 108 | Saito, Shoichi 齋藤彰一 | AJO308 | Rep | 2004-03-19 | 2004-06-01 | ||
| RO | 2004-06-01 | 2008-01-11 | |||||
| 109 | Sawlani, Danny Thakurdas | AGO903 | Rep | 2007-10-05 | 2009-08-27 | ||
| 110 | Sazawa, Jinya | APX225 | Rep | 2007-11-02 | 2009-10-17 | ||
| 111 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | Rep | 2005-05-30 | 2006-09-13 | |
| 112 | Shimada, Kenji | AHK579 | Rep | 2005-07-15 | |||
| RO | 2005-07-15 | 2007-07-17 | |||||
| 113 | Shiraishi, Takeshi 白石武 | AIR954 | Rep | 2003-04-16 | 2003-11-16 | ||
| 114 | Sia, Kwong Hai | ABM539 | Rep | 2003-10-21 | |||
| 115 | Siu, Anthony Yan Hong 蕭寅康 | M | ABC959 | Rep | 2004-04-02 | ||
| RO | 2004-04-02 | 2004-11-18 | |||||
| 116 | Sripunporn, Roger Ardisorn 潘小山 | M | AIB741 | Rep | 2007-10-04 | 2008-01-05 | |
| 117 | Sullivan, Andrew Michael (SFC:AEV843) | M | AEV843 | Rep | 2004-10-11 | 2007-12-06 | |
| 118 | Suzuki, Naoto | AOU705 | Rep | 2007-04-24 | 2007-11-28 | ||
| RO | 2007-11-28 | 2009-04-01 | |||||
| 119 | Takase, Eiji 高瀨英二 | ALB956 | Rep | 2004-08-12 | 2008-10-14 | ||
| 120 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2007-08-13 | 2011-09-10 | ||
| 121 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | AFR780 | Rep | 2003-08-16 | |||
| 122 | Tanefusa, Toru | ACN862 | Rep | 2003-09-26 | 2004-03-08 | ||
| 123 | Tang, Michelle Yuen Sheung 鄧婉湘 | F | AMU452 | Rep | 2005-12-07 | 2006-11-04 | |
| 124 | Tang, Stanley Siu Lai 鄧兆澧 | M | AFQ893 | Rep | 2005-05-30 | 2005-06-14 | |
| 125 | Tang, Wai Chun (SFC:APC908) 鄧惠珍 | F | APC908 | Rep | 2007-06-25 | 2007-09-18 | |
| 126 | Teratani, Norio | APQ078 | Rep | 2007-09-14 | 2009-03-12 | ||
| 127 | To, Tsz Wai (SFC:AFU687) 杜子偉 | AFU687 | Rep | 2005-03-10 | |||
| 128 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2004-08-10 | ||
| 129 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2008-12-13 | |||
| 130 | Tsang, Yin Chun 曾然進 | AOE451 | Rep | 2007-12-04 | 2008-06-27 | ||
| 131 | Tseung, Henry Hiu Wai 蔣曉偉 | M | AOU192 | Rep | 2007-04-12 | 2009-11-24 | |
| 132 | Tsuji, Tomonori | APZ384 | Rep | 2007-11-12 | 2011-04-21 | ||
| 133 | Tsun, Rowena Wai Hang 秦緯珩 | AGL967 | Rep | 2003-12-09 | 2004-03-01 | ||
| 134 | Wang, Lan Ling | ADG966 | Rep | 2004-10-30 | |||
| 135 | Wang, Lumeng 王魯蒙 | AIR943 | Rep | 2003-11-10 | |||
| Rep | 2003-12-09 | 2007-05-18 | |||||
| 136 | Watanabe, Ai (SFC:APW953) | APW953 | Rep | 2007-10-26 | 2010-08-06 | ||
| 137 | Watkins, Bryan | M | APH491 | Rep | 2007-07-23 | 2008-05-15 | |
| 138 | Williamson, David White | M | AAD818 | Rep | 2003-07-28 | 2007-01-26 | |
| 139 | Wong, Chi Leung (SFC:ABF032) 黃志良 | ABF032 | Rep | 2003-11-01 | |||
| 140 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 141 | Wong, Kwun Hung 王冠雄 | AJF996 | Rep | 2007-04-24 | 2007-07-26 | ||
| 142 | Wong, Po Chin 黃步前 | ALY361 | Rep | 2005-04-23 | 2006-08-05 | ||
| 143 | Wong, Sheh Yung 王錫勇 | ALZ810 | Rep | 2007-11-13 | 2008-06-29 | ||
| 144 | Wong, Simon Kai Tung 黃繼東 | 40 | M | AED197 | Rep | 2007-07-19 | 2009-09-17 |
| 145 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2005-01-03 | 2005-10-14 | |
| Rep | 2006-02-16 | ||||||
| 146 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | ADQ101 | Rep | 2004-11-06 | |||
| 147 | Woo, Patrick Chi Wang 胡志宏 | M | AEL364 | Rep | 2006-09-09 | ||
| 148 | Yamaguchi, Daisuke | AMS713 | Rep | 2005-11-21 | 2007-10-26 | ||
| 149 | Yamashita, Ichiro | APQ070 | Rep | 2007-09-14 | 2008-10-17 | ||
| 150 | Yau, Henry Clement Hok Wai 邱學煒 | M | ACH182 | Rep | 2004-12-13 | 2004-12-21 | |
| RO | 2004-12-21 | 2009-01-10 | |||||
| 151 | Yen, Tzu-han 嚴子涵 | ANL837 | Rep | 2007-03-07 | 2007-05-09 | ||
| 152 | Yeu, Chiu Wah 姚昭華 | ADR463 | Rep | 2006-09-28 | 2006-12-01 | ||
| RO | 2006-12-01 | 2014-04-16 | |||||
| 153 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2004-09-02 | 2012-02-16 | ||
| 154 | Yeung, Kenneth Wing Kwong 楊永光 | M | AGC853 | Rep | 2007-03-26 | 2013-10-18 | |
| 155 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2003-06-06 | 2010-11-29 | ||
| 156 | Yokota, Fumiko 橫田文子 | F | AGC833 | Rep | 2003-08-06 | ||
| 157 | Yoshida, Tomoko 吉田朋子 | AFL218 | Rep | 2003-06-14 | |||
| 158 | Yoshihara, Koji | AJN951 | Rep | 2004-03-16 | 2004-06-01 | ||
| RO | 2004-06-01 | 2005-03-14 | |||||
| 159 | Yung, Fion Man Fong 容敏芳 | AFQ287 | Rep | 2005-06-27 | |||
| 160 | Zhang, Xiongfeng 張雄峰 | 39 | M | ALO548 | Rep | 2004-12-28 | 2010-11-09 |
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