CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bo, Huaiyu 薄怀予 | AJL222 | Rep | 2004-02-09 | 2006-07-31 | ||
| 2 | Chan, Marcella Man Wai 陳敏慧 | ADH994 | Rep | 2004-10-12 | 2006-06-17 | ||
| 3 | Chen, Denise Jiun Jing 陳君靜 | F | AJK530 | Rep | 2004-01-26 | 2006-05-19 | |
| 4 | Chu, Joseph Patrick Yeong Kang 徐永康 | 40 | M | ADT125 | Rep | 2007-06-11 | 2007-10-04 |
| 5 | Crotty, Philip John | M | ALZ870 | Rep | 2005-05-19 | 2005-07-14 | |
| RO | 2005-07-14 | 2008-06-27 | |||||
| 6 | D'abo, John Gerard Nicholas | 39 | M | AFH717 | Rep | 2004-12-06 | |
| 7 | Dewhurst, Simon | M | AHD700 | Rep | 2006-11-14 | ||
| 8 | Ferdinand, Timothy Mark Fletcher | M | ADO011 | RO | 2005-12-31 | ||
| 9 | Gregory, Philip Leeton 葛浩雲 | M | ANZ638 | Rep | 2006-09-20 | 2008-04-18 | |
| 10 | Hanka, Robert (SFC:AEY453) | M | AEY453 | Rep | 2004-05-18 | 2005-12-31 | |
| 11 | Hua, Fengmao 華風茂 | 39 | M | AFJ365 | Rep | 2003-07-23 | 2005-10-20 |
| 12 | Jiang, Sosia | ALZ474 | Rep | 2005-10-25 | 2006-10-12 | ||
| 13 | King, Richard Yun Zing 金元成 | 41 | M | ADM983 | Rep | 2003-10-13 | |
| 14 | Kum, Jocelyn Wan Sze 甘婉絲 | AEZ035 | Rep | 2004-06-04 | |||
| 15 | Kwong, Wilson Wai Sun 鄺偉信 | 42 | M | ACJ218 | Rep | 2003-12-17 | 2006-07-03 |
| 16 | Lam, Allen Kar Fai 林嘉輝 | M | AHC422 | Rep | 2006-06-05 | ||
| 17 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-06-08 | 2007-06-25 | |
| 18 | Lee, Richard Anthony Treadgold | M | AFT495 | Rep | 2006-01-16 | ||
| RO | 2006-01-16 | 2016-04-06 | |||||
| 19 | Leow, Siok Ling 廖淑玲 | ACR427 | Rep | 2008-09-08 | |||
| 20 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 21 | Liu, Mi (SFC:AIH139) 劉宓 | AIH139 | Rep | 2007-05-23 | |||
| 22 | Liu, Xia (SFC:ANW386) 劉霞 | ANW386 | Rep | 2006-09-15 | 2011-01-01 | ||
| 23 | Lo, Jessica Yung 羅榕 | F | ANW384 | Rep | 2006-09-18 | 2007-09-01 | |
| 24 | Ngo, Long Hoang 黃龍 | AGP054 | Rep | 2006-07-05 | 2008-01-29 | ||
| 25 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2006-05-08 | 2006-06-19 | |
| RO | 2006-06-19 | 2007-09-01 | |||||
| 26 | Reid, Robert Stephen | M | AIC473 | Rep | 2005-08-04 | ||
| RO | 2005-08-04 | 2012-07-05 | |||||
| 27 | Shen, Hui (SFC:ACE838) 沈輝 | ACE838 | Rep | 2006-05-22 | 2007-08-01 | ||
| 28 | Solvet, Eric Serge | M | AFJ283 | Rep | 2007-03-29 | 2007-06-01 | |
| 29 | Tam, David Sai Chiu 譚世昭 | M | APB502 | Rep | 2007-06-12 | 2012-10-16 | |
| 30 | Tan, Jacqueline K. 陳嘉嘉 | F | AJO745 | Rep | 2004-03-23 | 2005-01-24 | |
| 31 | Tang, Leonard Chu 鄧儲 | M | AFC962 | Rep | 2004-07-05 | ||
| 32 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 33 | To, Fung 杜峰 | AFJ428 | Rep | 2004-07-26 | |||
| 34 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2006-03-31 | |||
| 35 | Wilson, Stuart Richard (SFC:ALZ457) | M | ALZ457 | Rep | 2005-05-10 | 2014-11-18 | |
| 36 | Yeung, Kin Sing 楊健聲 | AED619 | RO | 2003-07-31 | |||
| Rep | 2003-07-31 | 2008-11-18 | |||||
| 37 | Yuan, Kokuei | AFG795 | Rep | 2007-09-05 | |||
| 38 | Zhi, Yu 職宇 | AFQ326 | Rep | 2011-07-29 | |||
| 39 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2005-04-20 | |||
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