WHARTON INVESTMENT ADVISORS LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheung, Ling Chau 張令宙 | AOA755 | Rep | 2006-12-12 | 2008-05-23 | ||
| 2 | Karkhanis, Sarang Maitreya (SFC:AGL754) | AGL754 | Rep | 2003-08-29 | |||
| RO | 2007-04-16 | 2014-06-30 | |||||
| 3 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | AFS532 | Rep | 2005-10-19 | |||
| 4 | Lee, Vivian Gi Yue 李梓瑜 | F | ABY975 | Rep | 2006-10-31 | 2014-09-30 | |
| 5 | Littell, Christopher James | M | AGM210 | Rep | 2005-05-25 | ||
| 6 | Post, David Kenneth | M | ACA578 | RO | 2014-09-30 | ||
| 7 | Post, Vanessa Jane (SFC:ABR240) | F | ABR240 | RO | 2015-02-09 | ||
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy