SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
2 Chak, Wai Wing 翟偉榮 AIX144 Rep 2003-09-22 2005-01-17
3 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
4 Chan, Cho Wing (SFC:ACD284) 陳祖榮 ACD284 Rep 2004-06-25
5 Chan, Chung Leung (SFC:AEF867) 陳仲良 AEF867 Rep 2004-07-21 2008-08-20
6 Chan, Cindy Ci Ka 陳思嘉 F ABW874 Rep 2004-07-02 2004-07-14
Rep 2005-12-28 2013-08-06
7 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
8 Chan, Ellis Suet Ming 陳雪明 AAD841 Rep 2005-10-04 2006-11-23
9 Chan, Hannah Heung Ying 陳向熒 F AGO961 Rep 2004-05-03 2004-09-08
10 Chan, Hon Fai (SFC:AEU371) 陳漢輝 AEU371 Rep 2003-09-26 2004-08-24
11 Chan, Ivan Kui Fai 陳鉅輝 M ABE394 Rep 2013-01-14
12 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
13 Chan, Ka Kit (SFC:AED841) 陳家傑 AED841 Rep 2003-09-16 2004-12-08
14 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
15 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
16 Chan, Philip (SFC:ACA716) 陳菲臘 M ACA716 Rep 2004-03-18 2013-02-28
17 Chan, Ping Yip 陳炳業 AEF250 Rep 2004-03-25 2004-08-09
18 Chan, Qary Mau Fai 陳茂輝 ADZ365 Rep 2004-01-08 2017-03-17
19 Chan, Richard Yin Wai 陳賢威 M AEO301 Rep 2003-10-18 2004-10-07
20 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
21 Chan, Sheung Pun 陳尚斌 AFU691 Rep
22 Chan, Sophia Sok Yin 陳淑妍 F ABE984 Rep 2006-11-24 2007-03-13
RO 2007-03-13 2008-07-16
23 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
24 Chan, Ying Kit (SFC:AFT458) 陳英傑 AFT458 Rep 2004-03-09
25 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
26 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2009-10-19
27 Chau, Kai Wing 周啟榮 AFS381 Rep 2005-09-21
Rep 2006-08-04 2006-11-23
RO 2006-11-23 2009-08-01
28 Chau, Mei Yu 周美如 ADB668 Rep 2003-09-21
29 Chen, Bing (SFC:ANN406) 陳丙 ANN406 Rep 2006-06-21 2011-01-01
30 Cheng, Bo Wan 鄭寶雲 AGB501 Rep 2004-02-06 2008-08-11
31 Cheng, Chong Kee 鄭創基 AFU621 Rep 2018-10-17
32 Cheng, Christine (SFC:AEX468) 程伊 F AEX468 Rep 2004-12-06 2005-05-25
33 Cheng, Ka Wa 鄭家華 M ABS482 Rep 2013-09-19
34 Cheng, Lai Ling (SFC:ALY133) 鄭勵玲 ALY133 Rep 2005-05-18 2005-08-31
35 Cheng, Randy Ying Kwong 鄭應光 ALN993 Rep 2007-01-24 2008-06-14
36 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
37 Cheong, Chi To 莊志濤 AEA518 Rep
38 Cheung, Hok Chung 張學松 AEK674 Rep 2003-06-20 2007-08-11
39 Cheung, Jimmy Jim Mei 張占美 M AAJ658 Rep 2011-04-22
40 Cheung, Koon Wah 張冠華 AGM869 Rep 2003-05-01
41 Cheung, Kwok Yan 張國仁 AEJ164 Rep 2013-11-04
42 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
43 Cheung, Sandra Wing Yi 張詠儀 F AMJ202 Rep 2005-09-23 2013-07-03
44 Cheung, Sau Yan 張秀欣 AKQ594 Rep 2004-06-01 2005-06-10
45 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
46 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
47 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
48 Chiu, Mei Ze 趙鎂時 AGM868 Rep 2020-07-31
49 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
50 Chiu, Robert Chi Hung 趙志鴻 M ABT752 Rep 2005-08-23
RO 2005-08-23 2011-11-28
51 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
52 Choi, Venice Yuk Ping 蔡玉屏 AGJ087 Rep 2005-08-15
53 Chong, Chun Cheong 莊進昌 AFV934 Rep 2015-12-01
54 Chow, Chee 周琦 AFD151 Rep 2005-05-24
55 Chu, Wing Chau 朱永就 ACK581 Rep 2017-03-29
56 Chuang, Ka Chun 莊家俊 AEJ096 Rep 2004-05-03 2006-01-01
57 Chui, Ka Ching 崔嘉澂 AGI180 Rep 2004-10-26 2007-10-27
58 Chui, Siu Ying 徐少英 AED603 Rep 2003-11-14
59 Chui, Yin Fong 徐燕芳 AGG947 Rep 2005-06-01 2016-09-07
60 Chung, Ka Ki (SFC:ABV204) 鍾家祺 ABV204 Rep 2010-09-01
61 Chung, Paul Chin Hung 鍾展鴻 52 M AAC976 RO 2003-07-15
62 Fan, Chi Ming 范智明 ADS059 Rep 2003-08-19
63 Fang, Vincent Pei Wei 方培偉 M AGB884 Rep 2003-11-25 2004-03-19
64 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
65 Fong, Raymond Wai Lok 方偉諾 32 M AFT306 Rep 2005-05-03 2005-06-01
66 Fung, Ching Man (SFC:AEA677) 馮靜文 AEA677 Rep 2003-08-16
67 Fung, Chun Nam (SFC:ANU964) 馮鎮南 ANU964 Rep 2006-08-28 2010-07-13
68 Fung, Kim Wan 馮劍雲 AGA031 Rep 2005-05-06 2019-05-09
69 Fung, Wing Hei 馮永熙 AED748 Rep 2003-10-22 2004-09-02
70 Ha, James Ka Chun 夏家俊 M AAU951 Rep 2005-05-31 2005-09-05
RO 2005-09-05 2019-10-25
71 Hau, Ka Yui 侯嘉耀 AEY500 Rep 2003-12-24 2013-12-10
72 Ho, Alan To 何鍍 M AAE138 Rep 2004-08-10 2004-11-29
73 Ho, Chi Keung (SFC:AKU886) 何志強 AKU886 Rep 2005-07-29 2008-11-29
74 Ho, Edward So Shing 何蘇成 M AAD566 RO 2004-03-08
75 Ho, Gina Yuk Ching 何玉貞 AAC562 Rep 2005-06-30 2015-08-21
76 Ho, Ka Ling (SFC:AFP445) 何嘉玲 AFP445 Rep 2004-11-01 2007-03-12
77 Ho, Kwong Chak 何光澤 AAB154 RO 2003-07-17
78 Ho, Si Man 何詩敏 AGO009 Rep
79 Ho, Ying Wai 何英偉 M AFK746 Rep 2004-02-03
80 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
81 Kam, Chi Shing 甘志城 ABE384 Rep 2011-05-12
82 Kam, To 金濤 ANK436 Rep 2006-07-03 2006-07-28
83 Ko, Sing 古聲 AAS145 Rep 2003-04-03
84 Ko, Wilkie Wai Kei 高偉基 ACE175 Rep 2003-05-30
85 Kong, Mei Ha 江美霞 AFF076 Rep 2007-02-28 2019-06-19
86 Kuek, Boon Kiat 郭翹鋒 AED758 Rep 2004-04-01
87 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
88 Kwai, Ida Yee Man 桂綺雯 F ABP503 Rep 2003-09-06
89 Kwan, Amy Ka Kei 關嘉琪 F AFJ458 Rep 2008-07-24
90 Kwan, Freddie Wai Kuen 關偉權 44 AAE275 Rep 2004-03-19 2004-03-26
RO 2004-03-26 2023-09-07
91 Kwan, Pik Ngan 關碧顏 AAF837 Rep
92 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
93 Lai, Cheong 黎昌 AGE548 Rep
94 Lai, Chi Ho (SFC:AEJ449) 賴志豪 AEJ449 Rep 2007-09-29
95 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2004-06-11 2006-05-10
96 Lai, Ka Kit (SFC:ALZ752) 黎家傑 ALZ752 Rep 2007-02-28 2007-03-07
97 Lai, Kai Wing 黎啟榮 AFV860 Rep 2005-05-18 2007-07-26
98 Lam, Fung Chun 林鳳珍 ADI024 Rep 2004-08-09
99 Lam, Fung Ki 林鳳琦 AGM903 Rep 2003-09-01
100 Lam, Kwong Ming (SFC:AGJ135) 林廣明 AGJ135 Rep 2016-09-01
101 Lam, Pui Fan (SFC:AFU594) 林佩芬 AFU594 Rep 2005-03-29
102 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
103 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
104 Lam, Shing Bun 林成彬 AFV935 Rep 2008-10-01
105 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
106 Lau, Ching Chung 劉青松 AEZ940 Rep 2003-10-17
107 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
108 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
109 Lau, Hiu Fung (SFC:AJH484) 劉曉峰 AJH484 Rep 2007-02-27 2007-10-05
110 Lau, Yuk Ha 劉玉霞 AEF329 Rep 2007-06-18
111 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
112 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
113 Lee, Chrystal Kit Sung 李潔生 AEU798 Rep 2005-11-25
114 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
115 Lee, Geng Rong 李耿融 ACB022 Rep 2006-12-20 2009-06-15
116 Lee, Kit Fong 李潔芳 ACO071 Rep 2003-05-09
117 Lee, Sinn Yee 李善兒 AFT142 Rep 2006-08-24
118 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
119 Leung, Catherine Ching Wan 梁靜筠 F AGS493 Rep 2005-06-08 2006-12-29
120 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
121 Leung, Chi Keung (SFC:ABZ765) 梁志強 ABZ765 Rep 2003-09-23 2005-06-08
122 Leung, Derek An Loy 梁晏來 M AEP106 Rep 2003-07-17
RO 2003-07-17 2008-08-11
123 Leung, Judy Hoi Yan 梁凱恩 F AFL087 Rep 2006-09-12 2012-10-05
124 Leung, King Chuen 梁景泉 AFJ907 Rep 2004-06-11 2005-03-08
125 Leung, Oy Ling 梁靄玲 AFL990 Rep 2005-04-15 2019-01-31
126 Leung, Shing Wai (SFC:ABK258) 梁成偉 M ABK258 Rep 2003-08-16
127 Leung, Siu Mui 梁少梅 ACD945 Rep 2003-06-12
128 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
129 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
130 Li, Lee Ming 李利明 ABW204 Rep
131 Li, Xiaofeng (SFC:ANS226) 李曉楓 ANS226 Rep 2006-08-01 2008-08-30
132 Lin, Xiao Tong 林小桐 AFU015 Rep
133 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
134 Liu, Chung Hong (SFC:ADB508) 廖仲康 ADB508 Rep 2003-06-02
135 Liu, Linda Lai Kuen 廖麗娟 F AGJ397 Rep 2004-03-25 2004-10-24
136 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-06-02 2003-09-17
Rep 2003-12-01
137 Lo, Mun Keung 羅滿強 AFV442 Rep 2005-02-25 2007-04-12
138 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
139 Lo, Ting Sau 盧挺秀 AGC987 Rep 2005-09-21 2006-10-28
140 Lui, Chung Shun 呂中舜 AGO602 Rep 2004-04-02 2004-04-27
141 Lui, Sum Chuen 呂森銓 ADK291 Rep
142 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
143 Ma, Hau Wing 馬孝榮 ACP250 Rep
144 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
145 Mak, Bonnie Hing Ling 麥慶玲 F ADK543 Rep 2020-09-30
146 Mak, Wai Hung 麥偉鴻 AAF356 Rep
147 Man, Martin Kon Kuen 文幹權 M AGB686 Rep 2004-03-19
148 Mow, On Loy 繆安來 AIR602 Rep 2004-09-01
149 Ng, Kam Ho 吳錦浩 ABC181 Rep 2003-12-01
150 Ng, Lin Fong (SFC:ABP400) 吳蓮芳 ABP400 Rep 2005-10-01
151 Ng, Paco Kar Lun 吳家倫 33 M AEK874 Rep 2003-12-15
152 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
153 Ng, Tung Kun 吳東勤 AGN343 Rep 2021-03-01
154 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
155 Ni, Xiang Feng AFY231 Rep 2016-09-06
156 Poon, Che Ho 潘志豪 AEH550 Rep 2004-03-19
157 Poon, Wai Lam 潘偉林 AAB249 Rep 2003-06-13
158 Sham, Ching Fai 岑正輝 AAB098 Rep 2003-08-20
RO 2003-08-20 2005-07-01
159 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
160 Siu, Pat Mei Yee 蕭美儀 F AFU212 Rep 2014-03-24
161 Siu, Wai Chung (SFC:ANY370) 蕭煒忠 22 M ANY370 Rep 2006-09-20 2007-03-01
162 So, Ping Kei 蘇秉祺 AGH344 Rep 2020-05-04
163 Soeng, Siong Koe 宋霜菇 ADB522 Rep 2005-12-01
164 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
165 Tam, Jaffe Chiu Pang 譚超鵬 47 M AIC033 Rep 2004-10-06 2019-09-18
166 Tang, Chiu Wing 鄧超榮 AMI290 Rep 2005-09-14 2018-09-12
167 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
168 Tang, Lai Kwan 鄧麗群 AAB274 Rep 2003-08-22
169 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
170 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
171 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
172 Tin, Yuen Keung 田遠強 AGK801 Rep 2003-06-11
173 Ting, Karen Yi Lam 丁依霖 F AGH047 Rep 2003-10-29 2005-12-31
174 To, Yung 杜勇 ANT600 Rep 2006-08-08
175 Tong, Ying Kei 唐英奇 AGV239 Rep 2003-11-21 2011-05-01
176 Tsang, Fan Ching (SFC:AAE205) 曾繁青 AAE205 Rep 2007-06-28
177 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
178 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
179 Tsoi, Kenneth Sze Ming 蔡思明 M ABP464 Rep 2004-12-20
180 Tsui, Lucy Hung 徐虹 F AEA482 Rep
181 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
182 Wong, Che Keung 黃熾強 ACG595 Rep 2003-05-19 2003-06-23
RO 2003-06-23 2003-09-19
183 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
184 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
185 Wong, Christopher Wing Yun 黃永恩 M AFL705 Rep 2006-01-12
186 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
187 Wong, Clara Ho Yi 黃皓怡 F AFT571 Rep 2004-09-10 2005-04-12
188 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
189 Wong, Kam Wing (SFC:AAE562) 黃錦榮 AAE562 Rep 2003-11-05 2003-12-02
RO 2003-12-02 2013-07-22
190 Wong, Kan Fai 黃勤輝 ADI688 Rep 2019-12-27
191 Wong, Kwan Min 黃君勉 AMC256 Rep 2005-06-14 2005-12-31
192 Wong, Kwing Kwan 黃炯群 ACJ711 Rep 2005-06-13 2005-08-04
RO 2005-08-04 2009-04-14
193 Wong, Kwun Hung 王冠雄 AJF996 Rep 2005-07-21 2005-08-29
194 Wong, Li Ching 黃李靜 ANI898 Rep 2006-05-02 2006-07-03
195 Wong, Nei Nar 黃莉娜 AFD756 Rep 2005-08-10 2010-08-14
196 Wong, Samuel Siu Ning 王兆寧 M AJF989 Rep 2003-11-13 2007-03-24
197 Wong, San Kuen 王新娟 ACD046 Rep 2006-06-30 2006-11-15
RO 2006-11-15 2007-10-31
198 Wong, Shuk Ha (SFC:ACC771) 黃淑霞 ACC771 Rep 2005-12-15 2016-09-26
199 Wong, Suet Mei 黃雪媚 AGJ172 Rep 2016-01-01
200 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
201 Wong, Yuen Tung (SFC:AFA292) 黃元通 AFA292 Rep 2004-10-26 2005-04-07
202 Woo, Kwok On 胡國安 AEM544 Rep 2003-12-04 2017-11-08
203 Wu, Gina Kwan Fong 胡羣芳 ALO617 Rep 2005-04-04 2008-08-02
204 Wu, Man Wai (SFC:AEN127) 胡文慧 AEN127 Rep 2003-08-16
205 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
206 Yan, Chun Ming (SFC:ANM128) 甄俊明 ANM128 Rep 2006-07-13 2019-12-27
207 Yau, Chun Kit (SFC:AAD733) 邱俊傑 M AAD733 Rep 2007-03-06 2007-04-17
208 Yeung, Chun Ho (SFC:ACA543) 楊俊豪 ACA543 Rep 2003-08-16
209 Yeung, Shu Fan 楊樹勳 M AAI312 Rep 2003-06-24
RO 2003-06-24 2003-10-03
210 Yeung, Tuen Yee 楊敦義 AFK328 Rep 2003-05-20
211 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
212 Yip, Chung Yin 葉頌賢 AKR458 Rep 2004-05-27 2005-07-29
Rep 2005-09-09
213 Yip, Wai Lam (SFC:ALJ834) 葉惠霖 ALJ834 Rep 2004-11-01 2005-08-27
214 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
215 Youngblood, Mark Leland M ABT234 Rep 2005-11-01
216 Yu, Siu Mei 余小眉 AGM786 Rep 2003-09-19 2011-10-29
217 Yue, Man Hong 余文康 AKQ345 Rep 2005-09-22 2007-02-26
218 Yue, Pui Lam 余佩琳 AGA571 Rep 2004-04-01 2005-03-10
219 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2003-10-13
RO 2003-10-13 2007-10-31
220 Zhang, Jean Jin 張錦 AED335 Rep 2003-10-01

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