UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | AKP472 | Rep | 2004-05-18 | 2008-03-11 |
| 2 | Beshke, Clarence John | M | ADS271 | RO | 2010-03-18 | ||
| 3 | Blackburn, Andrew James (SFC:AJE473) | M | AJE473 | Rep | 2003-09-29 | 2003-12-10 | |
| 4 | Bradshaw, John (SFC:AHC328) | M | AHC328 | RO | 2005-04-27 | 2006-01-06 | |
| Rep | 2006-01-06 | 2012-03-29 | |||||
| 5 | Chan, Andrea Wai Ming 陳慧明 | F | ALB904 | Rep | 2006-12-14 | 2007-04-14 | |
| 6 | Chan, Andy Kok Heng | AFC953 | RO | 2005-12-29 | 2011-02-16 | ||
| 7 | Chan, Brian Hon Kei 陳漢基 | M | AKI936 | Rep | 2004-04-15 | 2009-04-22 | |
| 8 | Chao, Benjamin Sze Chung 趙思聰 | M | AKW740 | Rep | 2004-06-25 | 2006-10-04 | |
| 9 | Cheng, Jimmy Min Tat 鄭勉達 | M | ACV741 | RO | 2007-04-28 | ||
| 10 | Chu, Peter | M | AIR824 | Rep | 2004-08-06 | 2007-02-23 | |
| 11 | Flynn, Robert Michael | M | ANE761 | Rep | 2006-03-16 | 2006-05-11 | |
| RO | 2006-05-11 | 2008-04-08 | |||||
| 12 | Fok, Ronald King Man 霍敬文 | 29 | M | AGE025 | Rep | 2016-12-18 | |
| 13 | Gencarelli, Franco Joseph | M | AOA885 | Rep | 2006-10-09 | 2011-12-31 | |
| 14 | Hansen-Luke, Rosemary Eva | F | ADR216 | Rep | 2006-12-14 | 2008-05-17 | |
| 15 | Ho, Alan To 何鍍 | M | AAE138 | Rep | 2004-03-12 | ||
| 16 | Ho, Diana Pui Kwan 何佩君 | F | ABY481 | Rep | 2011-10-18 | ||
| 17 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-05-07 | |||
| 18 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 19 | Hong, Shaw-Shiun 洪紹勛 | ALC783 | Rep | 2004-08-20 | 2009-04-22 | ||
| 20 | Hsu, Karen Chia Lin 徐嘉琳 | F | ACO622 | Rep | 2004-02-23 | ||
| 21 | Kim, Susan Eun | F | AIB938 | Rep | 2006-12-14 | 2008-05-07 | |
| 22 | Kwan, Sing Yuen 關承遠 | ABW052 | Rep | 2016-12-18 | |||
| 23 | Kwong, Myron Mann 鄺孟恆 | ANR646 | Rep | 2006-12-14 | 2016-12-18 | ||
| 24 | Lai, Wing Yi 黎詠儀 | AED789 | Rep | 2003-05-30 | |||
| 25 | Lam, Hu Yang 林曉陽 | ADU633 | Rep | 2006-09-16 | |||
| 26 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2006-06-08 | ||
| 27 | Law, Wendy Wing Chi 羅穎芝 | F | AHS272 | Rep | 2005-06-13 | ||
| 28 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2007-04-19 | |||
| 29 | Lee, Samuel Man Fat 李萬發 | 37 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
| 30 | Lee, Simon Chun Kit 李俊傑 | 30 | M | AHA361 | Rep | 2009-04-22 | |
| 31 | Leung, Nancy Ann 梁學安 | F | AKO860 | Rep | 2006-09-04 | 2007-08-04 | |
| 32 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 33 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2006-12-14 | 2016-12-18 | |
| 34 | Maguire, Raymond | M | ANZ631 | Rep | 2006-09-29 | 2008-10-18 | |
| 35 | Man, Kam Chiu 文錦超 | AAX339 | Rep | 2006-10-02 | 2008-04-17 | ||
| 36 | McQueen, Lee Michael | M | ACR744 | Rep | 2004-01-09 | ||
| RO | 2004-01-09 | 2005-05-10 | |||||
| Rep | 2005-05-10 | 2009-04-04 | |||||
| 37 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | Rep | 2010-01-26 | ||
| 38 | Myers, Kevin Mitchell | M | ALB239 | Rep | 2006-12-14 | 2009-03-10 | |
| 39 | Ng, Kai Yan 吳啟仁 | AAE153 | Rep | 2012-10-25 | |||
| 40 | Ng, Kwong Man 吳光民 | AME704 | Rep | 2005-07-04 | 2008-03-15 | ||
| 41 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | ADJ383 | Rep | 2006-10-02 | 2008-04-17 | ||
| 42 | Poon, Ming Pui 潘明培 | M | AAF320 | RO | 2005-03-30 | ||
| Rep | 2005-03-30 | 2005-09-03 | |||||
| 43 | Rabinowitz, David | M | AHW502 | Rep | 2006-12-14 | 2010-06-28 | |
| 44 | Redbourn, Paul Robert (SFC:AFQ906) | M | AFQ906 | RO | 2006-03-10 | 2014-06-11 | |
| 45 | Saunders, Scott Antony | M | ADC081 | RO | 2005-10-27 | ||
| 46 | Saxvik, Eric Bradley | M | ACR775 | Rep | 2005-03-07 | ||
| RO | 2006-06-20 | 2008-08-12 | |||||
| 47 | Shalabi, Hani Youssef | AMU521 | Rep | 2006-12-14 | 2008-03-21 | ||
| 48 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2006-10-02 | 2007-06-30 | |
| 49 | So, Nelson Shing Hing 蘇盛興 | M | ACH779 | Rep | 2006-10-02 | 2008-04-17 | |
| 50 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 51 | Tang, Ian Kenneth 鄧正行 | M | ANR644 | Rep | 2006-12-14 | 2008-10-23 | |
| 52 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | AIH670 | Rep | 2005-04-07 | 2009-04-06 | ||
| 53 | Tomlin, Owen | M | ALI374 | Rep | 2006-12-14 | 2007-05-28 | |
| 54 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2003-04-10 | |||
| 55 | Tse, Kenyon King-yung 謝敬勇 | AMF472 | Rep | 2006-12-14 | 2016-12-18 | ||
| 56 | Wan, Yew Chye 范有財 | ADF140 | Rep | 2006-10-02 | 2012-02-06 | ||
| 57 | Wang, Jiaqi (SFC:AOH836) 王家琦 | AOH836 | Rep | 2006-12-18 | 2016-12-18 | ||
| 58 | Wong, Ronald Kwok Kit 黃國傑 | M | AEW968 | Rep | 2003-06-18 | ||
| 59 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2004-03-19 | 2008-04-30 | |
| 60 | Yu, Jason Wah Chiu 余華超 | M | AAD859 | RO | 2005-03-24 | ||
| Rep | 2005-03-24 | 2011-06-30 | |||||
| 61 | Yu, Johnny Ching Yan 于正人 | M | AKO779 | Rep | 2006-10-18 | 2016-12-18 | |
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